Mayfair Chrysler-Plymouth, Inc. v. Baldarotta

469 N.W.2d 638, 162 Wis. 2d 142, 1991 Wisc. LEXIS 314
CourtWisconsin Supreme Court
DecidedMay 23, 1991
Docket89-0985
StatusPublished
Cited by26 cases

This text of 469 N.W.2d 638 (Mayfair Chrysler-Plymouth, Inc. v. Baldarotta) is published on Counsel Stack Legal Research, covering Wisconsin Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mayfair Chrysler-Plymouth, Inc. v. Baldarotta, 469 N.W.2d 638, 162 Wis. 2d 142, 1991 Wisc. LEXIS 314 (Wis. 1991).

Opinion

WILLIAM A. BABLITCH, J.

The issue presented involves Wisconsin's Open Records Law. The question is whether the Department of Revenue must, in essence, reveal the name of an informant who was promised anonymity by field auditors for the Department of Revenue (Department) in exchange for information regarding certain actions by the informant's employer, Mayfair Chrysler-Plymouth, Inc. (Mayfair). The Department seeks review of a court of appeals' decision which affirmed the circuit court's mandamus judgment compelling the Department to permit Mayfair to inspect certain records in the Department's custody relating to the Department's audit of Mayfair's tax returns. The Department denied access to portions of the records on the ground that the records would reveal the name of a confidential informant who had been given a pledge of confidentiality by the Department in exchange for the information. The court of appeals held that the Department's stated reason for the denial was insufficient to overcome the general presumption of access to public records in Wisconsin. We hold that the Department's denial was legally specific. In addition, we hold that the denial was legally sufficient because the harm to the public interest from the disclosure of portions of records which would reveal the identity of a confidential informant who received a pledge of confidentiality outweighs the public interest in disclosing these records. Accordingly, we reverse the decision of the court of appeals.

On January 13,1988, the plaintiff, Mayfair, submitted a written request to the Department pursuant to sec. 19.35, Stats., 1 to inspect and copy certain records in the *150 Department's possession. These records, which had been provided by a former employee of Mayfair, consisted of checks and business records which related to alleged accounting procedures and practices of Mayfair. The Department denied Mayfair's request on the ground that the information was not a "record" as defined in sec. 19.32(2). In response Mayfair initiated this action for mandamus relief, seeking release of the records pursuant to sec. 19.37(1)(a). 2

*151 The circuit court held a telephone conference between the parties on June 15, 1988, in which the Department agreed to provide Mayfair redacted copies of documents it held relating to Mayfair's business practices. These copies were edited to delete any references which would suggest the identity of the ex-employee informant who provided the information to the Department. This sanitization erased all numeric figures from the documents creating, in effect, blank forms. At this time, the Department also provided the circuit court with unredacted copies of the documents for in camera review.

Mayfair then sent a supplemental request to the Department seeking all records, including check stubs, cancelled checks and timecards, and other business records which were received from any source other than Mayfair. The Department denied this request, stating that it could provide no additional information because it had given a "pledge of confidentiality ... to the informant, [and] the department must continue to deny access to portions of records which may identify the informant. " 3

*152 The Department also identified Steven Koritzinsky and Brian Ertmer as the field auditors from the Department who had had contact with the informant. Mayfair deposed Koritzinsky and Ertmer regarding those contacts. At his deposition, Koritzinsky recalled the Department's initial contact with the informant:

I was working at a taxpayer's office in a room, and he [the informant] walked into the room and first of all asked me if I was a field auditor with the Wisconsin Department of Revenue, and I told him that yes, I was. And he asked me or he told me he had some information, but before he said anything, he wanted to know if it would be given in confidence and if I had the power to give him a pledge of confidentiality.

Koritzinsky also testified as follows:

Q: Please continue with what happened after he asked you whether you had the authority to give a pledge of confidentiality.
A: I told him that I would give a pledge of confidentiality that would bind the department, and I said that, you know, we discussed, you know, preliminary discussions. He was saying, well, what does this entail, you know, giving me the impression that if I *153 hadn't given the pledge of confidentiality, he would not have given me any information.
Q: Tell me as best you recall the exact words that he used when he first came into the room and after he asked if you were, in fact, a field auditor for the Wisconsin Department of Revenue?
A: I can tell you that it went something like this, that he had some information and that he would not disclose it unless we gave a pledge that we would not disclose his name in any proceedings.
* * * *
Q: Tell me again what he asked for by way of a pledge of confidentiality?
A: Well, he did not want his name revealed in any way, shape, or form.

Regarding the scope of the pledge, Koritzinsky told the informant that the Department would not disclose who he was or provide documents that would give away his identity.

Ertmer met with the informant after he was assigned the audit of Mayfair. Ertmer told the informant that the information he provided would be kept confidential. The informant was never asked by Ertmer if he would provide the documents without a pledge of confidentiality. Ertmer acknowledged at the deposition that the documents provided by the informant could have been obtained by subpoena of Mayfair's records.

Mayfair then moved for summary judgment seeking release of the records on the ground that the Department's reasons for denying the request were not legally sufficient. The circuit court granted Mayfair's request for summary judgment and writ of mandamus, and *154 awarded damages of $100.00, statutory costs, and reasonable attorney's fees.

The court of appeals affirmed, concluding that "the reasons asserted by the department were insufficient as a matter of law to support the denial of access to the records. ..." Mayfair Chrysler-Plymouth, Inc. v. Baldarotta, 154 Wis. 2d 793, 795, 453 N.W.2d 922 (1990). The court emphasized that the Department had violated Mayfair's " 'absolute right to inspect a public document in the absence of specifically stated sufficient reasons to the contrary.' " Id. at 802 (quoting Newspapers, Inc. v. Breier, 89 Wis. 2d 417, 427, 279 N.W.2d 179 (1979)).

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Bluebook (online)
469 N.W.2d 638, 162 Wis. 2d 142, 1991 Wisc. LEXIS 314, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mayfair-chrysler-plymouth-inc-v-baldarotta-wis-1991.