Hector S. Amaya v. U. S. Board of Parole

486 F.2d 940, 1973 U.S. App. LEXIS 7092
CourtCourt of Appeals for the Fifth Circuit
DecidedNovember 9, 1973
Docket72-3142
StatusPublished
Cited by13 cases

This text of 486 F.2d 940 (Hector S. Amaya v. U. S. Board of Parole) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hector S. Amaya v. U. S. Board of Parole, 486 F.2d 940, 1973 U.S. App. LEXIS 7092 (5th Cir. 1973).

Opinion

GEE, Circuit Judge:

We determine in this case that one convicted under the now-repealed 21 U.S.C.A. § 174, 1 at a time when the also now-repealed 26 U.S.C.A. § 7237(d) 2 prohibited his consideration for parole, can be considered for parole under 18 U.S.C.A. § 4202. 3

Amaya was convicted and sentenced to a term of seven years’ imprisonment, which he presently is serving in La Tuna Federal Correction Institute at Anthony, on the Texas-New Mexico border. Under 18 U.S.C.A. § 4202, Amaya would have been eligible for consideration for parole after serving one-third of his sentence; but 26 U.S.C.A. § 7237(d) precluded application of § 4202 to Amaya’s situation. Congress repealed the old laws with the Comprehensive Drug Abuse Prevention and Control Act of 1970 (CDAPCA). P.L. 91-513, Oct. 27, 1970, 84 Stat. 1236, et seq., 21 U.S. C.A. § 801, et seq., effective May 1, 1971. 4

No provision in the present law bars Amaya’s application for consideration of parole, unless it is the specific savings clause found in the CDAPCA, § 1103(a): 5

Prosecutions for any violation of law occurring prior to the effective date of section 1101 [May 1, 1971] shall not be affected by the repeals or amendments made by such section or section 1102, or abated by reason thereof, (emphasis added).

or the general savings statute, 1 U.S.C. A. § 109:

The repeal of any statute shall not have the effect to release or extinguish any penalty, forfeiture, or liability incurred under such statute, un *942 less the repealing Act shall so expressly provide, and such statute shall be treated as still remaining in force for the purpose of sustaining any proper action or prosecution for the enforcement of such penalty, forfeiture, or liability. The expiration of a temporary statute shall not have the effect to release or extinguish any penalty, forfeiture, or liability incurred under such statute, unless the temporary statute shall so expressly provide, and such statute shall be treated as still remaining in force for the purpose of sustaining any proper action or prosecution for the enforcement of such penalty, forfeiture, or liability.

The issue then is whether either of these savings clauses prevents the application of 26 U.S.C.A. § 7237 to one convicted of violating 21 U.S.C.A. § 174 prior to May 1, 1971.

In Bradley v. United States, 410 U.S. 605, 93 S.Ct. 1151, 35 L.Ed.2d 528 (1973), the Supreme Court, after deciding that sentencing is part of the concept of prosecution and thus that the new sentencing provisions of the CDAPCA were inapplicable to a person convicted under the old law, expressly left open the question of the availability of parole under the general parole statute, 18 U.S.C.A. § 4202. 410 U.S. at 611, 93 5. Ct. 1151, 35 L.Ed.2d at 534. Several of our sister circuits have considered the question. We now align ourselves with the courts which have decided that neither 1 U.S.C.A. § 109 nor § 1103 (a) of the CDAPCA precludes application of 18 U.S.C.A. § 4202 to one convicted under the old act. 6 Marrero v. Warden, 483 F.2d 656, (3d Cir., 1973) (13 Cr.L.Rept. 2557). United States v. Marshall, 485 F.2d 1062 (D.C.Cir., 1973); see also, United States v. McGarr, 461 F.2d 1 (7th Cir., 1972); contra, United States v. Simone, 468 F.2d 1196 (2d Cir., 1972).

Section 1103(a) saves only prosecutions for infractions committed before May 1, 1971. We conclude that, because of the character of parole in our penalogical system and in light of the Supreme Court’s statement in Bradley that the decision to grant parole under Section 4202 occurs “long after sentence has been entered and the prosecution terminated,” 410 U.S. 605 at 611, 93 S. Ct. 1151 at 1156, 35 L.Ed.2d at 534 fn. 6, 7 “prosecution” under § 1103(a) does not include the § 4202 parole eligibility decision. Additionally, we conclude that 1 U.S.C.A. § 109 does not preclude § 4202 parole eligibility. We agree with the analysis of the Court in Marrero:

This general savings statute was intended to obviate the common law’s technical abatement of a prosecution by the repeal of the statute under which it proceeded. Hamm v. Rock Hill, 379 U.S. 306, 314, 85 S.Ct. 384, 13 L.Ed.2d 300 (1964). Therefore, the statute’s purpose would not be furthered by applying it to preclude Marrero’s parole eligibility under § 4202. His conviction and sentence will remain intact even if he is paroled. We therefore hold that permanent parole ineligibility is not a “penalty” incurred under § 7237(d). We read § 7237(d)’s preclusion of parole as a dated legislative judgment as to the manner by which the actual penalty, i. e., the prison sentence, should be effectuated. To read it otherwise would preclude carrying out the apparent congressional judgment, in repealing the parole ban, that the rehabilitative goals of the criminal justice system will be furthered by parole . . . To the extent parole aids prisoner rehabilitation and conse *943 quently strengthens the tensile fabric of society, it is important that we avoid technical, purposeless construction which runs counter to the congressional plan to encourage prison rehabilitation, (footnote omitted)

Although Amaya brought this action as a petition for writ of mandamus, which the district court denied, we conclude it is more appropriate to treat the case in terms of habeas corpus. As we said in Carter v. Seamans, 411 F.2d 767, 773 (1969):

.. . mandamus is an extraordinary remedy which should be utilized only in the clearest and most compelling of cases. Though it is a legal remedy, it is largely controlled by equitable principles and its issuance is a matter of judicial discretion. Generally speaking, before the writ of mandamus may properly issue three elements must coexist: (1) a clear right in the plaintiff to the relief sought; (2) a clear duty on the part of the defendant to do the act in question; and (3) no other adequate remedy available. In connection with the last requirement, it is important to bear in mind that manadamus does not supersede other remedies, but rather comes into play where there is a want of such remedies. Admittedly the alternative remedy must be adequate, i.

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486 F.2d 940, 1973 U.S. App. LEXIS 7092, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hector-s-amaya-v-u-s-board-of-parole-ca5-1973.