(HC) Rivas v. Kernan

District Court, E.D. California·Decided March 16, 2021·No. 2:16-cv-02904·Unknown

Opinion

JOSE RODOLFO RIVAS, No. 2:16-CV-2904 KJM AC Petitioner, v. FINDINGS AND RECOMMENDATIONS SCOTT KERNAN, Warden, Respondent. Petitioner is a California state prisoner proceeding through counsel on an application for a writ of habeas corpus pursuant to 28 U.S.C. § 2254. The action proceeds on a petition which challenges petitioner’s 2012 conviction for aggravated mayhem, second degree robbery, assault with a deadly weapon, and participation in a criminal street gang. ECF No. 1. Respondent has answered, ECF No. 10, and petitioner has filed a traverse, ECF No. 18. I. Proceedings in the Trial Court A. Preliminary Proceedings Petitioner and several others were charged in Yolo County Superior Court with multiple counts arising from a 2009 attack on members of a rival gang. In 2011, petitioner and three co- defendants went to trial on the charges. The jury convicted one defendant of various charges and acquitted two other defendants. However, the jury was unable to reach a verdict as to petitioner Rivas, and the court declared a mistrial. Petitioner was retried in 2012, together with co-defendant Valadez. B. The Evidence Presented at Trial 1. Prosecution Case The jury heard evidence of the following facts.1 Early in the morning on September 20, 2009, Osvaldo Hernandez drove his friend Victor Arechiga to a gas station with a convenience store to purchase beer. He parked near the front of the store, and Arechiga went in to make the purchase. Arechiga left the store with two 30 packs of beer and may have said something to a couple of girls as he passed by them. As Arechiga put the beer in the backseat of Hernandez’s car, a group of Norteño gang members rushed the car. One of the men yelled, “Are you a scrap?,” using a disrespectful term for Sureños, and someone took the beer from the backseat. Meanwhile, the men began punching and kicking Hernandez as he sat in the driver’s seat. Hernandez was not able to get out of the car because one of the men pushed against the driver’s door. As Hernandez was being blocked from getting out of the car through the driver’s door, someone entered the vehicle through the passenger side door and slashed Hernandez’s cheek with a sharp object. It looked like his face was “split in half.” After the slashing, the group of men fled. Jennifer Hernandez, who is not related to Osvaldo Hernandez, was at the gas station when the attack took place. She saw a group of young men who were rambunctious and cocky, and she saw four or five men attacking the car that Hernandez was in. She identified petitioner as one of the men in the group. Woodland Police Department detectives retrieved a surveillance video showing the attack at the gas station. In the video, which is grainy and pixelated, Arechiga is seen putting the beer in the backseat of the car, while Hernandez waits in the driver's seat. At least four men approach the car, chase off Arechiga, grab the beer from the backseat, punch and kick Hernandez, and flee. One man is seen pushing the driver’s door shut, with his hand on the driver’s side window, to 1 The following summary is adapted from the opinion of the California Court of Appeal, Lodged Doc. 24, pp. 3-4; People v. Rivas, 238 Cal. App. 4th 967, 970-971 (2015). The undersigned has independently reviewed the trial transcripts, Lodged Docs. 8-15, and finds this summary to be accurate. keep Hernandez in the car. Another man is seen entering the front seat through the passenger’s side and making a motion toward Hernandez with his right hand. Based on a tip from an anonymous caller, the detectives contacted Rivas’s probation officer, Mike Ha, and had him watch the video to see if he could identify anyone. After watching the video several times, Probation Officer Ha was able to identify Rivas and another man in the video. Osvaldo Hernandez identified Rivas at trial as the one who slashed his face. Two days after the attack on Hernandez, a community service officer with the Woodland Police Department identified six latent fingerprints on Hernandez’s car, including a print from the outside of the driver’s side window. Forensics analysts matched the palm print to that of petitioner’s co-defendant Valadez. Both Rivas and Valadez are Norteño criminal street gang members. The prosecution gang expert opined that the attack was for the benefit of the gang, and that the type of slashing inflicted on Hernandez was a gang signature or “advertisement.” 2. Defense Case Petitioner’s mother, Evangalina Rivas, testified that on the night of the incident petitioner celebrated his 21st birthday at home with the family. He went to bed at 10 p.m. and was still there in the morning. Ms. Rivas did not hear anyone leave the house in the night. Mark Harrison testified as an expert in police practices. He testified that distinctive facial slashings like that inflicted on Hernandez are called “bitch slashes” and occur in prison settings. Such an assault would be unusual on the streets. The victim of a “bitch slash” is held in position to be cut. In dynamic situations where two people are moving, the cuts are opportunistic wounds. Geoffrey Loftus, Ph.D., testified as an expert in memory and perception. He testified about the fallibility of eyewitness identification generally, and video identification in particular. C. Outcome The jury found both petitioner and Valadez guilty of aggravated mayhem (Cal. Pen. Code, § 205), assault by means of force likely to produce great bodily injury (Cal. Pen. Code, § 245(a)(1)), and active participation in a criminal street gang (Cal. Pen. Code, § 186.22(a)). The jury found true allegations that petitioner personally used a deadly weapon (Cal. Pen. Code, § 12022(b)(1)) and personally inflicted great bodily injury (Cal. Pen. Code, § 12022.7(a)), and that both defendants committed crimes on behalf of a criminal street gang (Cal. Pen. Code, § 186.22(b)(1)). The jury also convicted petitioner of robbery (Cal. Pen. Code, § 211); it did not reach a verdict as to Valadez on that count. 3 CT 835-838.2 Petitioner was sentenced to an aggregate determinate term of 17 years and a consecutive indeterminate term of 15 years to life. 4 CT 1029-1032. II. Post-Conviction Proceedings Petitioner timely appealed, and the California Court of Appeal affirmed the judgment of conviction on July 20, 2015. Lodged Doc. 24. The California Supreme Court denied review on November 10, 2015. Lodged Doc. 26. Petitioner did not seek collateral relief in the state courts. STANDARDS GOVERNING HABEAS RELIEF UNDER THE AEDPA 28 U.S.C. § 2254, as amended by the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”), provides in relevant part as follows: (d) An application for a writ of habeas corpus on behalf of a person in custody pursuant to the judgment of a state court shall not be granted with respect to any claim that was adjudicated on the merits in State court proceedings unless the adjudication of the claim – (1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or (2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding. The statute applies whenever the state court has denied a federal claim on its merits, whether or not the state court explained its reasons. Harrington v. Richter, 562 U.S. 86, 99 (2011). State court rejection of a federal claim will be presumed to have been on the merits absent any indication or state-law procedural principles to the contrary. Id. (citing Harris v. Reed,

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