1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 JAMES MICHAEL FECI, No. 2:20-cv-00878-DJC-CKD 12 Petitioner, 13 v. FINDINGS AND RECOMMENDATIONS 14 ROBERT BURTON, 15 Respondent. 16 17 Petitioner is a state prisoner proceeding pro se and in forma pauperis in this habeas corpus 18 action filed pursuant to 28 U.S.C. § 2254. Petitioner challenges his voluntary manslaughter 19 conviction for shooting his roommate, Matthew Lambert.1 Upon careful consideration of the 20 record and the applicable law, the undersigned recommends denying petitioner’s habeas corpus 21 application on the merits. 22 I. Factual and Procedural History 23 Following a jury trial in the Sacramento County Superior Court, petitioner was convicted 24 of voluntary manslaughter with a firearm enhancement. ECF No. 1 at 1-2. In so doing, the jury 25 found petitioner not guilty of both murder in the first and second degree as the prosecution had 26 argued.2 See ECF No. 65-3 at 192 (verdict form). On January 5, 2018, he was sentenced to a 27 1 Hereinafter referred to as “Lambert.” 28 2 Petitioner was charged with the first degree murder of Lambert, but the prosecution argued, 1 total prison term of 15 years. ECF No. 65-4 at 9 (Felony Abstract of Judgment). 2 Petitioner appealed to the California Court of Appeal which affirmed his conviction. ECF 3 No. 65-8 (direct appeal opinion). The California Supreme Court denied his petition for review on 4 February 26, 2020. ECF No. 65-10. 5 After independently reviewing the record, this court finds the state appellate court’s 6 summary of the evidence accurate and adopts it herein.3 7 Lambert and a close friend, Michael Carbahal, moved into a house together in September 2015. The following summer, they allowed 8 [petitioner], his wife, K., and four children to move into the house.4 [Petitioner] had known Lambert for five or six years and, according 9 to his testimony, considered Lambert to be his “best friend.” He had not known Carbahal for as long, about three years, and met him 10 through Lambert. Carbahal suffered from and took medication for several mental health issues, including depression, anxiety, bipolar 11 disorder, and schizophrenia, during the time he lived in the house. [Petitioner] and his family moved into the house about two months 12 before the events resulting in Lambert’s death. 13 We begin our recitation of these events a day or two before Lambert died. Lambert’s girlfriend, V., was over at the house. While 14 intoxicated, she became involved in some sort of dispute with one of the neighbors and began spraying a hose at the neighbor over the 15 back yard fence. Law enforcement officers came to the house, but the record is unclear as to the outcome of their visit. 16 Either the next day or the day after, [petitioner], K., and Carbahal 17 were “sitting around” the house “making jokes” about the incident with the hose. As Carbahal explained, [petitioner] did “an 18 impression” of V. that was “pretty funny.” [Petitioner] and K. also expressed concern about V. using methamphetamine and said they 19 did not want drug use at the house. Lambert was at work when this conversation took place, but V. was in his room and overheard 20 enough of what was being said to put together they were talking about her. 21 When Lambert got home from work that afternoon, V. “told him how 22 they were making fun of [her].” Lambert said he had told them not to make her feel uncomfortable at the house, so he would be moving 23 out; V. said [petitioner] and his family should be the ones to move. They then lay down together and Lambert fell asleep. While Lambert 24 slept, V. got up and picked up pizza for them to eat. When he woke
25 alternatively, that petitioner should be convicted of second degree murder. 3See 28 U.S.C. § 2254(e)(1) (emphasizing that “a determination of a factual issue made by a State 26 court shall be presumed to be correct” unless the petitioner rebuts it by clear and convincing 27 evidence). 4 In light of the procedural posture of this case, the court has substituted the word “petitioner” for 28 “defendant.” These substitutions appear in brackets. 1 up some time later, they ate some of the pizza and V. told him she would be going back to her house that night. Lambert became upset, 2 went into the kitchen, and started knocking various items off of the counter and onto the floor. He also woke up Carbahal, who was 3 sleeping on a couch in the living room, by flicking him in the forehead with his finger. Lambert asked Carbahal whether he had 4 been talking about his girlfriend and told him, “don’t talk shit behind my back.” After a brief argument between these two, K. came out of 5 the room she shared with [petitioner] and their children. She told Lambert, “Fuck you,” Lambert responded, “Shut up, you fat bitch,” 6 and the argument escalated from there, ending a couple minutes later with Lambert telling K. that he wanted them to move out in the next 7 30 days. Lambert then returned to his room. 8 [Petitioner] was not at the house when these arguments occurred. He got home a short time later and sat on the arm of one of the couches 9 while Carbahal told him what had happened. Lambert then came out of his room and confronted [petitioner]. 10 Carbahal could not remember what was said between the two, but 11 described the conversation as short and added: “It wasn’t even yelling really.” When Lambert started to walk back to his room, 12 [petitioner] made a parting comment about V., “something like, for that tweaker broad or something.” Hearing the comment, Lambert 13 turned around and said, “talking shit again behind my back.” He then rushed [petitioner] and tackled him on the couch. 14 Lambert, a much larger man than [petitioner], began choking and 15 punching him on the couch. [Petitioner] routinely carried a loaded revolver in a holster on his hip and was so armed when Lambert 16 attacked him. He reached for his gun and removed it from its holster. As [petitioner] did so, Lambert released his throat and tried to take 17 the gun from him. V. came into the living room when the fighting began and told Lambert to stop. Lambert responded that [petitioner] 18 had “pulled a gun on him.” K. also came into the living room around this time, said, “fuck that,” and jumped on Lambert’s back as he and 19 [petitioner] struggled for possession of the gun. At this point, Carbahal also joined in the struggle, saying, “give me the fucking 20 gun.” He was “yanking on” the gun in an attempt to disarm both men when “it just went off.” 21 No one was hit by this initial discharge, but both Lambert and 22 Carbahal were knocked to the ground. [Petitioner], still standing and now in sole possession of the gun, pointed it at Lambert and fired a 23 second round. The bullet hit Lambert in the jaw as he sat in a kneeling position on the floor, traveled through the soft tissues of his neck, 24 fracturing the cervical vertebrae, and lodged in his back. Lambert immediately fell face down on the floor. Both K. and Carbahal 25 started yelling at [petitioner]. K. was crying. Carbahal then noticed Lambert was moving. As he described, “it look[ed] like he was trying 26 to do a pushup.” Carbahal also described [petitioner]’s response: “And [petitioner] takes two steps towards him and drops aim and he 27 puts one in the back of his head.” V. confirmed [petitioner] “stepped forward and shot him again,” adding: “It was really quickly.” This 28 bullet hit Lambert behind the right ear and traveled forward through 1 his brain from right to left, stopping when it hit bone on the left side of his skull. Loss of consciousness was instantaneous; death from 2 blood loss and neurologic compromise quickly followed. 3 The foregoing description of the confrontation between [petitioner] and Lambert is supported by the testimony of Carbahal and V., their 4 prior statements to law enforcement officers, and the forensic pathologist’s description of the gunshot wounds inflicted on 5 Lambert. [Petitioner], however, told a different story from the witness stand. 6 [Petitioner] testified Carbahal suffered from schizophrenia and 7 bipolar disorder, routinely abused a variety of drugs, and that he drank alcohol, smoked marijuana, and used methamphetamine on the 8 day Lambert died. He also suspected V. of using methamphetamine, but never actually witnessed her using the substance. The day he shot 9 and killed Lambert, on his way home from taking two of his children to the park, [petitioner] spoke with K., who was “obviously upset” 10 and said she got into an argument with Lambert and wanted to move out of the house. According to [petitioner], K. also told him Lambert 11 threatened to kill him. When [petitioner] got home, his eight-year- old daughter told him the same thing. Rather than confront Lambert 12 about these threats, [petitioner] knocked on his bedroom door because he saw there was pizza in the house and asked if his family 13 could eat some of the pizza. Lambert was “calm, cool, collected, and he said that’s fine.” Five or ten minutes later, Lambert came out of 14 the room and, as [petitioner] put it, “started talking about how we were talking trash about [V.] and he was upset about that” and went 15 “back and forth between he was moving out to he wanted us to move out in 30 days to he wanted us out that day to us out at the end of the 16 week.” At the end of the conversation, which included some yelling and cussing on the part of Lambert, [petitioner] agreed they would 17 be out at the end of the week and Lambert went back to his room. 18 About half an hour later, Carbahal initiated a conversation with [petitioner] about Carbahal’s drug abuse and asked [petitioner] to 19 take him to the methadone clinic. [Petitioner] initially said no because he was “frustrated” and “very upset” with Carbahal for being 20 high around the children. As [petitioner] summarized what transpired next in the conversation: “I started to walk away. And he called back 21 at me again, said and yelled please. And I turned back at him and he had, like, this look in his eyes like a child and he started to cry. And 22 I’m, like, what? He’s, like, can you take me to get my meds, please?” Ultimately, [petitioner] agreed to take Carbahal to the clinic the next 23 day because he “felt bad for him” and “was still his friend,” as [petitioner] put it: “I didn’t want to turn my back on him.” 24 At this point in the conversation, according to [petitioner], Lambert 25 came out of his room and into the living room. [Petitioner] gave Lambert “a friendly hey,” prompting Lambert to deliver a “hockey 26 body check shove” that knocked [petitioner] off of the arm of the couch and onto the floor, causing him to hit his head in the entryway 27 of the house. 28 Lambert then went into the kitchen and broke some glasses and a 1 plate. When [petitioner] got up, he told Lambert: “I’m not going to put my family in danger over [V.], you, and this whole situation.” 2 [Petitioner] believed “evacuating” was his family’s only option. As he started walking towards the hallway, [petitioner] “didn’t even get 3 a chance to react” before Lambert charged at him, saying, “you’re gonna talk shit about my girl, I’ll fucking kill you.” Lambert then 4 grabbed [petitioner] by the throat with both hands, carried him “five or six feet,” and “slammed [him] onto the couch.” On the couch, 5 Lambert straddled [petitioner] with his knee on his diaphragm and choked him with both hands for 30 to 40 seconds, during which he 6 made various threats, including that he would kill [petitioner] and his “whore wife.” Then Lambert released [petitioner]’s neck with one of 7 his hands and repeatedly punched him in the face. 8 [Petitioner] “was starting to pass out” when Lambert reached for his gun and, as [petitioner] described, “he had this look in his eye like 9 the wolf wants to eat me.” [Petitioner] “was scared to death” and also reached for the gun, but only to try to keep it holstered. When 10 Lambert managed to remove the gun, [petitioner] yelled for Carbahal to help, but he was “just sitting there in his own little world.” 11 [Petitioner] and Lambert struggled for control of the gun. Carbahal eventually grabbed the gun as well, but [petitioner] did not want him 12 to have it either considering his mental illness and drug use. During this three-way struggle for control of the gun, K. came into the living 13 room and jumped onto Lambert’s back. Carbahal then pulled [petitioner]’s hands away from the gun. Lambert, now with “full 14 control” of the gun, “went back to choking” [petitioner]. As [petitioner] was starting to pass out for the second time, he heard K. 15 pleading for his life and then heard the revolver “go from double action to single action” just before it discharged for the first time. 16 The discharge caused Lambert to stumble backwards and 17 “somehow” [petitioner] got his gun back. [Petitioner] then yelled for K. to protect the children and told Carbahal to call 911 because he 18 did not know whether anyone had been hit by the bullet. At this, Lambert said, “call the cops on me, I’ll fucking kill you” and again 19 charged at [petitioner]. Still “breathing very heavy” and “in a lot of pain,” defendant fired the gun at Lambert in order to stop the threat 20 to himself and protect his family from what he believed “would have been a massacre” if Lambert got the gun back. 21 [Petitioner] did not know whether Lambert was hit or not, but he fell 22 to the floor on his hands and knees. Then, “quickly and effortlessly,” Lambert went from that position to “taking a knee like a football 23 player” to being “almost upright.” Lambert said, “you and your family are fucking dead” as he quickly rose to his feet. Still afraid for 24 his life, [petitioner] fired the fatal shot. 25 ECF No. 65-8 at 2-8. 26 At the conclusion of direct review, petitioner filed an application for writ of habeas corpus 27 raising the same claims he had argued in state court.5 ECF No. 1. In claim one, petitioner
28 5 After petitioner elected to abandon claims 2, 3, and 4, the court directed respondent to file an 1 contends that the admission of his wife’s statement to a police officer violated the Sixth 2 Amendment Confrontation Clause and Crawford v. Washington, 541 U.S. 36 (2004). His next 3 two claims for relief challenge the trial court’s jury instructions on mutual combat (CALCRIM 4 3471) and provoking a fight or quarrel (CALCRIM 3472) as a violation of his right to due process 5 because they were not supported by substantial evidence and confused the jury. Lastly, petitioner 6 submits that he is entitled to habeas relief based on the cumulative error of the first three claims 7 for relief. 8 Respondent filed an answer on April 6, 2023. ECF No. 63. First, respondent asserts that 9 the California Court of Appeal’s decision was objectively reasonable in finding the Confrontation 10 Clause violation amounted to harmless error. Next, respondent argues that the jury instruction 11 challenges are meritless and were reasonably rejected by the state court as harmless. Even under 12 de novo review, the jury instructions did not have a substantial and injurious effect on the verdict 13 so as to entitle petitioner to habeas relief. ECF No. 63 at 23 (citing Brecht v. Abrahamson, 507 14 U.S. 619, 637 (1993)). Lastly, according to respondent, the California Court of Appeal decision 15 rejecting petitioner’s cumulative error claim was reasonable, assuming that this actually 16 constitutes a federal constitutional claim. 17 The time for petitioner to file a traverse has expired. Therefore, the matter has been fully 18 briefed by the parties and is ready for decision. 19 II. AEDPA Standard of Review 20 To be entitled to federal habeas corpus relief, petitioner must affirmatively establish that 21 the state court decision resolving the claim on the merits “was contrary to, or involved an 22 unreasonable application of, clearly established Federal law, as determined by the Supreme Court 23 of the United States. 28 U.S.C. § 2254(d)(1). The “contrary to” and “unreasonable application” 24 clauses of § 2254(d)(1) are different, as the Supreme Court has explained: 25 A federal habeas court may issue the writ under the “contrary to” clause if the state court applies a rule different from the governing 26 law set forth in our cases, or if it decides a case differently than we 27 answer limited to claims 1, 5, 6 and 7. See ECF Nos. 58-59. Therefore, these Findings and 28 Recommendations only address these claims which are pending before the court. 1 have done on a set of materially indistinguishable facts. The court may grant relief under the “unreasonable application” clause if the 2 state court correctly identifies the governing legal principle from our decisions but unreasonably applies it to the facts of the particular 3 case. The focus of the latter inquiry is on whether the state court’s application of clearly established federal law is objectively 4 unreasonable, and we stressed in Williams [v. Taylor, 529 U.S. 362 (2000)], that an unreasonable application is different from an 5 incorrect one.
6 Bell v. Cone, 535 U.S. 685, 694 (2002). 7 “A state court’s determination that a claim lacks merit precludes federal habeas relief so 8 long as ‘fairminded jurists could disagree’ on the correctness of the state court’s decision.” 9 Harrington v. Richter, 562 U.S. 86, 101 (2011) (quoting Yarborough v. Alvarado, 541 U.S. 652, 10 664 (2004)). Accordingly, “[a]s a condition for obtaining habeas corpus from a federal court, a 11 state prisoner must show that the state court’s ruling on the claim being presented in federal court 12 was so lacking in justification that there was an error well understood and comprehended in 13 existing law beyond any possibility for fairminded disagreement.” Richter, 562 U.S. at 103. 14 The phrase “clearly established Federal law” in § 2254(d)(1) refers to the “governing legal 15 principle or principles” previously articulated by the Supreme Court. Lockyer v. Andrade, 538 16 U.S. 63, 71-72 (2003). Clearly established federal law also includes “the legal principles and 17 standards flowing from precedent.” Bradley v. Duncan, 315 F.3d 1091, 1101 (9th Cir. 2002) 18 (quoting Taylor v. Withrow, 288 F.3d 846, 852 (6th Cir. 2002)). Only Supreme Court precedent 19 may constitute “clearly established Federal law,” but circuit law has persuasive value regarding 20 what law is “clearly established” and what constitutes “unreasonable application” of that law. 21 Duhaime v. Ducharme, 200 F.3d 597, 600 (9th Cir. 2000); Robinson v. Ignacio, 360 F.3d 1044, 22 1057 (9th Cir. 2004). 23 Relief is also available under the AEDPA where the state court predicates its adjudication 24 of a claim on an unreasonable factual determination. 28 U.S.C. § 2254(d)(2). The statute 25 explicitly limits this inquiry to the evidence that was before the state court. See also Cullen v. 26 Pinholster, 563 U.S. 170 (2011). Under § 2254(d)(2), factual findings of a state court are 27 presumed to be correct subject only to a review of the record which demonstrates that the factual 28 1 finding(s) “resulted in a decision that was based on an unreasonable determination of the facts in 2 light of the evidence presented in the state court proceeding.” It makes no sense to interpret 3 “unreasonable” in § 2254(d)(2) in a manner different from that same word as it appears in § 4 2254(d)(1) – i.e., the factual error must be so apparent that “fairminded jurists” examining the 5 same record could not abide by the state court factual determination. A petitioner must show 6 clearly and convincingly that the factual determination is unreasonable. See Rice v. Collins, 546 7 U.S. 333, 338 (2006). 8 If petitioner meets either of the 28 U.S.C. § 2254(d) standards, then the federal habeas 9 court reviews the merits of the constitutional claim under pre-AEDPA standards in order to be 10 entitled to relief. Frantz v. Hazey, 533 F.3d 724 (9th Cir. 2008) (en banc). 11 III. Analysis 12 This court looks to the last reasoned state court decision in applying the 28 U.S.C. § 13 2254(d) standard. Wilson v. Sellers, 584 U.S. 122 (2018) (adopting the Ylst look through 14 presumption of silent state court denials of relief even after the decision in Harrington v. Richter, 15 562 U.S. 86 (2011)); see also Ylst v. Nunnemaker, 501 U.S. 797 (1991)(establishing the “look 16 through” doctrine in federal habeas cases). In this case, the last reasoned state court decision 17 denying all four claims for relief is the California Court of Appeal decision. Thus, this court 18 “looks through” the subsequent silent denial by the California Supreme Court and reviews the 19 California Court of Appeal’s decision for objective reasonableness under 28 U.S.C. § 2254(d). 20 See Johnson v. Williams, 568 U.S. 289, 297 n. 1 (2013). 21 A. Confrontation Clause Challenge in Claim One 22 In his first claim for relief, petitioner asserts that the trial court’s admission of his wife’s 23 hearsay statement to a police officer on the night of the shooting violated Crawford v. 24 Washington, 541 U.S. 36 (2004), and his Sixth Amendment right to confrontation. The repetition 25 of this statement by the prosecutor during petitioner’s cross-examination rendered it prejudicial. 26 According to petitioner, “[t]he jury’s complete rejection of the prosecutor’s theory of the case by 27 its acquittal on the two murder counts, and its acceptance of [petitioner’s] voluntary manslaughter 28 defense, establishes that the state’s evidence was weak, and that this was a close case.” ECF No. 1 1 at 58. 2 The relevant factual background supporting this claim for relief was described by the 3 California Court of Appeal. 4 During [petitioner]’s cross-examination, the prosecutor questioned him concerning several phone conversations he had with K., [his 5 wife], while he was in jail. In one of these phone calls, [petitioner] told K. that Lambert grabbed his gun. K. responded: “Oh he did?” 6 Later, [petitioner] told K. “we need to make the case for deprivation of force.” In another phone call, they argued over the facts of the 7 shooting, specifically Lambert’s position when [petitioner] fired the two shots that ended his life. In that conversation, when [petitioner] 8 said, “he fuckin’ pulled my gun and was pointing,” K. interjected, “Yes,” but then disagreed with [petitioner]’s conclusion of the 9 sentence, “and was pointin’ it right at me,” saying: “No he pushing it . . . [¶] . . . [¶] towards your face. He was pushing it.” After 10 [petitioner] finished his version of how the first shot was fired, K. said: “I - I yeah. See I - I don’t - yeah - I don’t - I don’t remember.” 11 [Petitioner] also told K. their “job” would be to “discredit” Carbahal, to which K. acknowledged “he did see more than I did.” During a 12 third conversation, after [petitioner] described what was required for the shooting to have been in self-defense, K. said, “it’s not like you 13 chose - you did not choose to take out the gun[.]” 14 After questioning [petitioner] about these conversations, the prosecutor asked [petitioner] whether he had read all of the police 15 reports in the case. [Petitioner] said he had. The prosecutor then asked whether he wanted to discredit Carbahal because he said 16 [petitioner] was the one who pulled out the gun. [Petitioner] said he did not recall. The prosecutor asked whether Carbahal’s testimony 17 was true, specifically that [petitioner] did pull out the gun, and that Lambert said as much during their struggle for the gun. [Petitioner] 18 disagreed with both portions of Carbahal’s testimony and agreed with the prosecutor that this disagreement was “part of the reason” 19 he wanted to discredit Carbahal. Then, the prosecutor asked [petitioner] whether K. “makes the same comment that -- to the 20 police that you pulled the gun out first and then [Lambert] makes a comment about you pull[ing] the gun out[.]” Defense counsel 21 objected on hearsay grounds. The trial court overruled the objection. The prosecutor then restated the question: “In the police report your 22 wife tells the police I believe on two occasions that it was you who pulled the gun out; correct?” Defense counsel again objected on 23 hearsay grounds. Following an off-the-record discussion, the trial court again overruled the objection, stating: “For the effect on the 24 hearer I would permit the question to be asked.” After the prosecutor repeated the question a third time, [petitioner] answered: “She says 25 that, yes.” 26 After eliciting [petitioner]’s response, i.e., K. told police [petitioner] was the one who first pulled out the gun, something he knew from 27 having read a police report containing K.’s out-of-court statement, the prosecutor asked [petitioner] whether he agreed with the 28 statement. [Petitioner] disagreed and said he did not believe K. was 1 in the living room when the gun was pulled. 2 The jury was not instructed K.’s out-of-court statement could not be considered to prove the truth of the matter asserted, specifically that 3 [petitioner] was the one who pulled the gun on Lambert. Moreover, in closing argument, the prosecution told the jury to do just that, 4 arguing they should not believe [petitioner]’s testimony in this regard because “[K.], [Carbahal], and [V.] all in one way or another tell you 5 [petitioner] pulled the gun out.”
6 ECF No. 65-8 at 8-10. 7 1. Last Reasoned State Court Opinion 8 After determining that the challenged statement contained two separate levels of hearsay 9 from petitioner’s wife as well as the police officer who wrote the report, the California Court of 10 Appeal concluded that the statement was used by the prosecutor to prove the truth of the matter 11 asserted, thus resulting in the improper admission of hearsay evidence. ECFR No. 65-8 at 12-13. 12 Next, the state court determined that the statement was “testimonial” under clearly established 13 Supreme Court precedent since Crawford because the wife “was questioned, not as part of an 14 investigation into an ongoing emergency, but as part of an investigation into possibly criminal 15 past conduct.” ECF No. 65-8 at 16. Because petitioner did not have an opportunity to cross- 16 examine his wife during trial, the state court determined that the admission of the testimonial 17 hearsay violated petitioner’s Sixth Amendment right to confrontation. ECF No. 65-8 at 17. 18 Ultimately, the California Court of Appeal deemed this error to be harmless beyond a 19 reasonable doubt. ECF No. 65-8 at 17 (applying Chapman v. California, 386 U.S. 18 (1967), 20 standard of harmless error). In so doing, the court reasoned as follows: 21 [We first note the case against [petitioner] for murder was strong. 22 However, the jury did not convict [petitioner] of murder, instead convicting him of voluntary manslaughter. The case against 23 [petitioner] for that crime was overwhelming. As we have previously set forth in some detail, the testimony of Carbahal and V.[, Lambert’s 24 girlfriend], provided a compelling version of events in which [petitioner] was physically assaulted by Lambert after [petitioner] 25 called V. a “tweaker.” Lambert, much larger than [petitioner], quickly got the upper hand in the fight and was choking and punching 26 [petitioner] when [petitioner] pulled out his gun to defend himself. At this point, Lambert and [petitioner] struggled for possession of the 27 gun, K. jumped onto Lambert’s back to try to pull him off of [petitioner], and Carbahal also joined in the struggle for the gun. The 28 gun discharged, hitting no one, but knocking Lambert and Carbahal 1 to the ground. [Petitioner], now in sole possession of the gun, pointed and fired a second round at Lambert, hitting him in the jaw. Lambert 2 fell face down on the floor. As Lambert struggled to get up, “like he was trying to do a pushup,” [petitioner] took two steps towards him 3 and fired a third round into the back of Lambert’s head, killing him. The testimony of Carbahal and V., supporting this account of the 4 shooting, was materially consistent both with each other’s testimony and with their prior statements to police, and was also consistent with 5 the forensic pathologist’s testimony describing the injuries suffered by Lambert. 6 In contrast to this account, [petitioner]’s version of the shooting was 7 inherently unbelievable. We decline to repeat it here, except to point out that [petitioner]’s vague account of “somehow” getting his gun 8 back after it initially discharged was itself less than convincing. More importantly, however, his testimony that Lambert “quickly and 9 effortlessly” rose from the floor after being shot the first time, while saying, “you and your family are fucking dead,” was impossible 10 given the nature of the first gunshot wound inflicted upon Lambert. That bullet hit Lambert in the jaw, traveled through the soft tissues 11 of his neck, fracturing the cervical vertebrae, and lodged in his back. We have no doubt he was trying to get up, as Carbahal described, but 12 no reasonable juror would have believed he was quickly and effortlessly rising to his feet while threatening [petitioner] and his 13 family when the fatal shot was fired. Thus, even if the jury believed that [petitioner] believed he needed to fire that shot in self-defense, 14 no reasonable juror would have found such a belief reasonable. 15 Stated simply, based on the compelling testimony of both Carbahal and V., their prior statements to police, the forensic pathologist’s 16 testimony, and [petitioner]’s patently incredible account of events, the very best [petitioner] could have hoped for was a voluntary 17 manslaughter conviction. 18 Turning to the likely impact of K.’s out-of-court statement that [petitioner] pulled the gun on Lambert, we acknowledge this 19 statement corroborated the testimony of Carbahal and V. in this regard, and undermined [petitioner]’s contrary testimony. However, 20 whether [petitioner] or Lambert was the first to pull out the gun was not very important in terms of [petitioner]’s culpability. Assuming 21 for purposes of analysis that K.’s statement was not admitted, and without the statement the jury believed [petitioner]’s testimony that 22 Lambert pulled the gun on him, the first discharge of the gun was the result of a struggle for the gun, did not result in anyone being hit, and 23 there was no dispute [petitioner] had sole possession of the gun when he intentionally fired the second two rounds at Lambert. The 24 important shot for purposes of assessing [petitioner]’s culpability was the final shot. And as we have explained, [petitioner]’s 25 testimony with respect to the circumstances under which he fired that shot was unbelievable for reasons independent of K.’s statement 26 regarding who initially pulled out the gun. Moreover, even without this statement, the jury would have understood K. did not agree with 27 [petitioner]’s account of events from the various jailhouse phone calls admitted into evidence. 28 1 We have no difficulty concluding beyond a reasonable doubt that K.’s out-of-court statement concerning [petitioner] pulling out the 2 gun did not contribute to [petitioner]’s voluntary manslaughter conviction. 3 4 ECF No. 65-8 at 17-19. 5 2. Clearly Established Federal Law 6 The Sixth Amendment's Confrontation Clause provides that, “[i]n all criminal 7 prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against 8 him.”6 U.S. Const. amend. VI. In Crawford v. Washington, 541 U.S. 36, 68 (2004), the Supreme 9 Court held that, before testimonial hearsay evidence may be admitted, “the Sixth Amendment 10 demands what the common law required: unavailability and a prior opportunity for cross- 11 examination.” Subsequent decisions of the Supreme Court have further defined the types of 12 statements that are “testimonial.” See Davis v. Washington, 547 U.S. 813 (2006); Michigan v. 13 Bryant, 562 U.S. 344 (2011). In Davis, 547 U.S. at 822, the Supreme Court concluded that 14 statements “are testimonial when the circumstances objectively indicate that there is no such 15 ongoing emergency, and that the primary purpose of the interrogation is to establish or prove past 16 events potentially relevant to later criminal prosecution.” If testimonial statements have been 17 admitted at trial without the guarantee of confrontation, the court must conduct a harmless error 18 analysis to determine whether the error justifies relief. Delaware v. Van Arsdall, 475 U.S. 673, 19 684 (1986). 20 3. 28 U.S.C. § 2254(d) Analysis 21 Because the California Court of Appeal determined that the admission of the statement 22 violated petitioner’s right to confrontation under the Sixth Amendment, the ultimate issue before 23 the court is whether the California Court of Appeal’s conclusion that the error was harmless was 24 objectively reasonable under 28 U.S.C. § 2254(d).7 See Mitchell v. Esparza, 540 U.S. 12, 18 25
6 This right is applied to state criminal prosecutions through the Fourteenth Amendment. See 26 Pointer v. Texas, 380 U.S. 400 (1965). 27 7 In the interests of judicial economy, the undersigned finds it unnecessary to determine whether the California Court of Appeal unreasonably applied Crawford in determining that the petitioner’s 28 wife’s statement to police constituted testimonial hearsay. 1 (2003) (per curiam) (explaining that on federal habeas review the question is whether the state 2 court’s harmless error analysis was objectively reasonable). The undersigned finds that the state 3 court applied the correct harmless error standard on direct review, and that, ultimately, its 4 conclusion that the error was harmless was not objectively unreasonable. In this case, petitioner’s 5 wife’s statement only concerned a tangential aspect of the case that did not address whether 6 petitioner fired the final shot in self-defense as he claimed. When properly viewed in light of the 7 evidence as a whole, the undersigned concludes that petitioner has not demonstrated that jurists of 8 reason would disagree with the California Court of Appeal’s harmless error analysis. See 9 Harrington v. Richter, 562 U.S. at 101 (emphasizing that “[a] state court's determination that a 10 claim lacks merit precludes federal habeas relief so long as ‘fairminded jurists could disagree’ on 11 the correctness of the state court's decision.”) (citation omitted). Thus, he is not entitled to habeas 12 relief on claim one. 13 B. Jury Instruction Challenges in Claims Five and Six 14 As described in petitioner’s opening brief on appeal, “this case came down to whether 15 [petitioner] acted in self-defense, as he claimed, or killed Lambert under a sudden heat of 16 passion.” ECF No. 1 at 22. The first jury instruction that petitioner challenges concerning mutual 17 combat was requested by the prosecution and objected to by the defense at trial. Petitioner 18 submits that there was not substantial evidence that petitioner actually engaged in mutual combat 19 to support giving the instruction. Additionally, petitioner argues that there is a reasonable 20 likelihood that the jury applied CALCRIM 3471 in a way that shifted the burden of proof to him 21 to establish that he acted in self-defense, thereby violating his right to due process.8 With respect
22 8 CALCRIM No. 3471, as given to the jury in this case, provides: 23 A person who engages in mutual combat or who starts a fight has a right to self-defense 24 or imperfect self-defense, only if:
25 1. He actually and in good faith tried to stop fighting; 2. He indicated, by word or by conduct, to his opponent, in a way that a reasonable 26 person would understand, that he wanted to stop fighting and that he had stopped 27 fighting; AND 28 3. He gave his opponent a chance to stop fighting. 1 to CALCRIM 3472, petitioner asserts that there was not substantial evidence to justify instructing 2 the jury with it because there is no evidence suggesting that petitioner provoked a fight with 3 Lambert.9 4 1. Last Reasoned State Court Opinion 5 The California Court of Appeal assumed the challenged instructions were improperly 6 given, but denied relief finding the error was harmless. “[The evidence overwhelmingly 7 established defendant’s conduct, at the very least, amounted to voluntary manslaughter. 8 Any error in giving the jury these instructions was manifestly harmless under any standard of 9 prejudice.” ECF No. 65-3 at 20. 10 2. Clearly Established Federal Law 11 Erroneous jury instructions do not support federal habeas relief unless the infirm 12 instruction so infected the entire trial that the resulting conviction violates due process. Estelle v. 13 McGuire, 502 U.S. 62, 72 (1991) (quoting Cupp v. Naughten, 414 U.S. 141, 147 (1973)); see also 14 Donnelly v. DeChristoforo, 416 U.S. 637, 643 (1974) (stating that “‘it must be established not 15 merely that the instruction is undesirable, erroneous, or even ‘universally condemned,’ but that it 16 violated some [constitutional right]”). The challenged instruction may not be judged in artificial 17 isolation but must be considered in the context of the instructions as a whole and the trial record
19 If the defendant meets these requirements, he then had a right to self-defense if the opponent continued to fight. 20 However, if the defendant used only non-deadly force, and the opponent responded with 21 such sudden and deadly force that the defendant could not withdraw from the fight, then the defendant had the right to defend himself with deadly force and was not required to try 22 to stop fighting, communicate the desire to stop to the opponent, or give the opponent a 23 chance to stop fighting.
24 A fight is mutual combat when it began or continued by mutual consent or agreement. That agreement may be expressly stated or implied and must occur before the 25 claim to self-defense arose.
26 See ECF No. 65-3 at 157 (Clerk’s Transcript) (italics in original). 27 9 CALCRIM No. 3472, as given to the jury, provides: “A person does not have the right to self- defense if he provokes a fight or quarrel with the intent to create an excuse to use force.” ECF 28 No. 65-3 at 155. 1 overall. Estelle, 502 U.S. at 72. Moreover, relief is only available if there is a reasonable 2 likelihood that the jury has applied the challenged instruction in a way that violates the 3 Constitution. Id. at 72–73. 4 3. 28 U.S.C. § 2254(d) Analysis 5 The undersigned finds that the state court’s harmless error analysis is not objectively 6 unreasonable under 28 U.S.C. § 2254(d). Petitioner does not suggest, much less point to any 7 portion of the record, that would indicate that the jury misinterpreted the instructions given. His 8 argument is purely speculative. Moreover, with respect to CALCRIM 3471, the totality of the 9 record does not support petitioner’s argument that the jury would have used this instruction to 10 improperly shift the burden of proof on self-defense to him. During closing argument, defense 11 counsel emphasized, over and over, that the prosecution had the burden of proving that the killing 12 was not done in self-defense. “And, again, I can’t emphasize this enough. The district attorney 13 has the massive burden of proving beyond all reasonable doubt that the killing was not justified. 14 They have to essentially disprove self-defense to leave you no doubt that it does not apply.” ECF 15 No. 65-2 at 185. A review of the trial record in this case does not suggest that the jury would 16 have applied CALCRIM 3471 as petitioner suggests. See Victor v. Nebraska, 511 U.S. 1, 5–6 17 (1994) (stating that “the proper inquiry is not whether the instruction ‘could have’ been applied in 18 an unconstitutional manner, but whether there was a reasonable likelihood that the jury did so 19 apply it.”). As the jury was properly instructed on the correct burden of proof and the jury 20 instructions given, as a whole, do not suggest any ambiguity or misinterpretation by the jury, the 21 state court did not unreasonably apply clearly established federal law in finding any error was 22 harmless. See Hedgpeth v. Pulido, 555 U.S. 57 (2008) (per curiam) (reversing grant of habeas 23 relief on jury instruction claim finding harmless error analysis applied). 24 Furthermore, petitioner’s arguments that CALCRIM 3471 and 3472 were not supported 25 by substantial evidence only views the trial evidence myopically from the defense perspective. It 26 ignores the record evidence as a whole. During the jury instruction conference, the prosecutor 27 argued, and the trial court agreed, that there was a sufficient basis that petitioner provoked a fight 28 or quarrel with the victim based upon petitioner’s disparaging comments about the victim’s 1 girlfriend. ECF No. 65-2 at 141. According to the trial court, “[The] People are going to argue it 2 and I think the jury should be given instructions so they can determine, A, whether or not it 3 applies, and, B, if it applies, how they are to use it.” ECF No. 65-2 at 141. When the prosecution 4 evidence is considered instead of just the defense evidence in isolation, this court does not find 5 petitioner’s argument to be persuasive. Reviewing the challenged instructions in the context of 6 the overall trial record, as required by Estelle, this court does not find that state court’s 7 determination that any error in CALCRIM 3471 and 3472 was harmless was objectively 8 unreasonable under 28 U.S.C. § 2254(d). Estelle, 502 U.S. at 72. 9 Even assuming that this court found the state court decision was unreasonable under § 10 2254(d), petitioner would still have to demonstrate that these jury instructions resulted in actual 11 prejudice to him as a matter of de novo review under Brecht. See Calderon v. Coleman, 525 U.S. 12 141, 146-147 (1998). Petitioner does not even attempt to argue that the challenged jury 13 instructions rose to the level of having “a substantial and injurious effect on the jury verdict.” 14 Brecht v. Abrahamson, 507 U.S. 619, 637 (1993). This court finds that the use of CALCRIM 15 3471 and 3472 was harmless under Brecht. For all these reasons, petitioner is not entitled to 16 habeas relief on his jury instruction challenges raised in claims five and six even when de novo 17 review is applied. 18 C. Cumulative Error Claim Raised in Claim Seven 19 Lastly, petitioner argues that the combined prejudice from all of his foregoing claims rises 20 to the level of an independent constitutional violation entitling him to relief based on cumulative 21 error. 22 1. Last Reasoned State Court Opinion 23 The California Court of Appeal concluded in the last sentence of its opinion that “the 24 cumulative prejudicial effect of the confrontation violation and assumed instructional errors does 25 not require reversal.” ECF No. 65-8 at 21. Having supplied no rational for this conclusion, this 26 federal habeas court is tasked with determining what reasons exist in the record that could have 27 supported the state court judgment. See Harrington v. Richter, 562 U.S. 86, 102 (2011). 28 ///// 1 2. Clearly Established Federal Law 2 The Ninth Circuit Court of Appeal recognizes a free-standing claim of cumulative error in 3 federal habeas proceedings when “the combined effect of multiple trial court errors violates due 4 process” thus rendering the trial fundamentally unfair. Parle v. Runnels, 505 F.3d 922 (9th Cir. 5 2007)(citing Chambers v. Mississippi, 410 U.S. 284, 298 (1973)). A due process violation occurs 6 when “the combined effect of the errors had a ‘substantial and injurious effect or influence on the 7 jury's verdict.’” Parle, 505 F.3d at 927 (quoting Brecht, 507 U.S. at 637). 8 3. 28 U.S.C. § 2254(d) Analysis 9 The undersigned finds that even taken cumulatively, the assigned evidentiary and jury 10 instructional errors in this case are not sufficient to render petitioner’s trial fundamentally unfair 11 in violation of due process. The court has already concluded that petitioner’s two jury instruction 12 challenges, even when put together, did not have a substantial and injurious effect or influence on 13 the jury’s verdict when reviewed de novo. See supra at Section B(3). Thus, the only remaining 14 error to add to the prejudice analysis is the admission of petitioner’s wife’s statement that was 15 contained in the police report. 16 This erroneously admitted statement concerned who was responsible for pulling the gun 17 from petitioner’s side holster before the first shot was fired. However, in this case, the jury was 18 asked to decide whether petitioner was acting in self-defense when the second and third gunshots 19 that killed Lambert were made. “[I]n determining whether the combined effect of multiple errors 20 rendered a criminal defense ‘far less persuasive’ and had a ‘substantial and injurious effect or 21 influence’ on the jury's verdict, the overall strength of the prosecution's case must be considered 22 because ‘a verdict or conclusion only weakly supported by the record is more likely to have been 23 affected by errors than one with overwhelming record support.’” Parle, 505 F.3d at 928 (quoting 24 Strickland v. Washington, 466 U.S. 668, 696 (1984)). 25 This court is not convinced that even all three errors taken cumulatively had a substantial 26 and injurious effect or influence on the jury’s verdict. Petitioner’s testimony was so thoroughly 27 cross-examined at trial that the undersigned cannot conclude that his self-defense argument would 28 have ever persuaded a jury that firing the third and final gunshot was reasonably necessary to 1 defend against the danger from Lambert in order to result in a total acquittal. A few examples 2 from petitioner’s cross-examination illustrate this point: 3 Q: I mean you’re now all of a sudden clear, well, I’m in a tough situation, but, you know I’m gonna wait and see if he gets up ‘cause 4 I only want to use reasonable force. That’s what you’re telling us? 5 A: I wouldn’t put it in that kind of condescending tone but – 6 ECF No. 65-2 at 26. 7 Q: So you’re telling your wife… that after the shot, she goes away, that Matt came and got you in a headlock. That’s what you’re telling 8 her; is it not? 9 A: I’ve had nightmares about headlocks. 10 Q: This is what you’re telling her. 11 A: Yes. 12 Q: This is the story that you’re coming up with. 13 A: No. My story – my testimony is not changing. 14 ECF No. 65-2 at 53. 15 Q: And the law that you read basically says that for self-defense you have to be in imminent danger; right? 16 A: Yes. 17 Q: Okay. And so in court it’s just a coincidence that you use the 18 exact same words. 19 A: I have a good vocabulary. 20 Q: So it’s a coincidence then; right? 21 A: When I speak publicly, yes I have a good vocabulary…. 22 Q: Is it a coincidence, yes or no? 23 A: No. 24 ECF No. 65-2 at 57. 25 In light of this cross-examination of petitioner at trial, the undersigned does not find that 26 the claim of self-defense was rendered “far less persuasive” based on the evidentiary and jury 27 instructional errors in this case. See Parle, 505 F.3d at 928 (explaining prejudice standard for 28 cumulative error claim). The jury’s rejection of self-defense and its verdict of voluntary 1 manslaughter was based on a credibility assessment of petitioner’s testimony. Therefore, 2 petitioner is not entitled to habeas relief on his cumulative error claim. 3 IV. Plain Language Summary for Pro Se Party 4 The following information is meant to explain this order in plain English and is not 5 intended as legal advice. 6 The court has reviewed your habeas corpus application and the trial court record in your 7 case. The undersigned is recommending that your habeas petition be denied on the merits. 8 If you disagree with this result, you have 14 days to explain why it is incorrect. Label 9 your explanation “Objections to Magistrate Judge's Findings and Recommendations.” The 10 district court judge assigned to your case will then review the entire record and make the final 11 decision in your case. 12 Accordingly, IT IS HEREBY RECOMMENDED that petitioner’s application for a writ of 13 habeas corpus be denied. 14 These findings and recommendations are submitted to the United States District Judge 15 assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within fourteen days 16 after being served with these findings and recommendations, any party may file written 17 objections with the court and serve a copy on all parties. Such a document should be captioned 18 “Objections to Magistrate Judge’s Findings and Recommendations.” In his objections petitioner 19 may address whether a certificate of appealability should issue in the event he files an appeal of 20 the judgment in this case. See Rule 11, Federal Rules Governing Section 2254 Cases (the district 21 court must issue or deny a certificate of appealability when it enters a final order adverse to the 22 applicant). A certificate of appealability may issue under 28 U.S.C. § 2253 “only if the applicant 23 has made a substantial showing of the denial of a constitutional right.” 28 U.S.C. § 2253(c)(3). 24 ///// 25 ///// 26 ///// 27 ///// 28 ///// ] Any response to the objections shall be served and filed within fourteen days after service of the 2 || objections. The parties are advised that failure to file objections within the specified time may 3 || waive the right to appeal the District Court’s order. Martinez v. YIst, 951 F.2d 1153 (9th Cir. 4} 1991). 5 | Dated: June 14, 2024 Card ht fa he 6 CAROLYN K DELANEY? 7 UNITED STATES MAGISTRATE JUDGE 8 9 10 1] 12 13 12/feci0878 merits. F&R 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 20