Hayes v. Trustees of Indiana University

902 N.E.2d 303, 2009 Ind. App. LEXIS 361, 2009 WL 637239
CourtIndiana Court of Appeals
DecidedMarch 11, 2009
Docket53A01-0808-CV-375
StatusPublished
Cited by18 cases

This text of 902 N.E.2d 303 (Hayes v. Trustees of Indiana University) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hayes v. Trustees of Indiana University, 902 N.E.2d 303, 2009 Ind. App. LEXIS 361, 2009 WL 637239 (Ind. Ct. App. 2009).

Opinion

OPINION

DARDEN, Judge.

STATEMENT OF THE CASE

Gloria J. Hayes appeals the trial court's entry of summary judgment in favor of the Trustees of Indiana University (the "University").

We affirm.

ISSUES

1. Whether the trial court abused its discretion in granting the University's motion to strike portions of Hayes' opposing affidavit.

2. Whether the trial court erred in granting summary judgment to the University.

FACTS

Hayes commenced employment with the University in 1967, working for Indiana University Press. In October of 1971, she transferred to the Dean's Office at the Indiana University School of Medicine in Indianapolis (the "School of Medicine"). In June of 2004, she was working as an Administrative Assistant to Dr. Lyn Means in the School of Medicine.

The University classified Hayes as a professional non-exempt employee, and she was an at-will employee. She admittedly did "not have a signed contract" with the University. (App.221). On a yearly basis, the University notified Hayes in writing of her salary rate. The notices read: "This salary notice does not constitute a contract." Id. at 226-82.

In May of 2002, the University issued its Human Resources Manual Policies For *305 Appointed, Biweekly-and Monthly-Paid Staff Employees on the IUPUI Campus (the "Human Resources Manual") to employees. The Human Resources Manual applied to Hayes. The Human Resources Manual contained the following disclaimer: "The language used in this manual should not be construed as creating a contract of employment between Indiana University and any employee." Id. at 2783. It further advised that "(alt any time, the ty reserves the right to modify, to change, to suspend, or to cancel all or any part of the policies, procedures, and programs contained in this manual." Id. at 24.

The Human Resources Manual defined an "occupational unit" as "a functional classification within a campus department or subunit of a department." Id. at 80. It defined "occupational unit seniority date" as the date "when an employee began continuous employment in the current occupational unit." Id. at 79.

Regarding position classification, the Human Resources Manual provided, in part, as follows:

Positions are classified into the most appropriate job and are identified with that job's distinguishable characteristics, including the job evaluation results and assignment to a grade level. The university reserves the right to eliminate, change, and establish classification levels and salary grades.
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Disagreements over classification level assignments are not subject to the grievance procedure.
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Disagreements of appeal results over classification level assignments are not subject to the grievance procedure.

Id. at 52-58 (emphasis added). Rather, position classifications were to be appealed through a separate procedure.

In the event of a permanent reduction-inforcee ("RIF"), the Human Resources Manual provided that "[wlhenever a senior employee's position is eliminated, the employee may exercise his or her occupational unit seniority to bump a less senior employee (at the same rank or lower), provided the senior employee is qualified for the job and can perform the work at a full performance level." Id. at 82.

Finally, regarding the resolution of grievances, it provided that "[all staff have the right to use the procedure contained in this policy and the right to obtain representation, if desired." Id. at 144. It further outlined the four stages for pursuing a grievance. Stage 1 constituted the initiation, while the three latter stages constituted the appeals process. Again, the Human Resources Manual exempted disagreements over classification level assignments from the grievance procedure. Furthermore, the Human Resources Manual only provided for a Stage 4 appeal if the grievance involved "a violation of the university's human resources policies or a charge of unfair employment termination...." Id. at 146. According to the Human Resources Manual, "Judgments such as ... classification assignments ... are not considered violations of human resources policies." Id.

Regarding the termination of an employee, the notice of termination "is regarded as a final decision of Settlement Stage 1"; therefore, "the grievance goes directly to Stage 2." Id. at 145. In order to initiate an appeal at Stage 2, an employee must appeal "to the supervisor's dean or director or designee." Id. at 146. In the event the employee regarded the outcome of Stage 2 unsatisfactory, a Stage 3 appeal required the employee to "make the appeal *306 to the Assistant Vice Chancellor of Human Resources...." Id.

The Human Resources Manual provided that, when pursuing a grievance, matters must be presented "[slolely by the employee"; "[slolely by a representative of the employee's choice"; or "(bly the employee in the company of a representative of the employee's choice[.]" Id. at 145. However, "[plrior to Stage 4, the representative cannot be an attorney." Id.

On or about March 12, 2004, Deborah Cowley, the Director of Academic Administration and Human Resources Services for the School of Medicine, notified Hayes that, effective June 30, 2004, the University would be eliminating her position due to a RIF. As Hayes satisfied certain age and length-of-service requirements, the University offered her early retirement under the University's IU PERF Early Retire, ment Incentive.

On or before March 25, 2004, Hayes retained counsel. On March 26, 2004, Hayes filed a grievance with Cowley. 1 On March 30, 2004, the University's counsel informed Hayes' counsel that there were no less-senior employees within her occupational unit.

On March 31, 2004, Hayes had tendered notice of her intention to retire under the early retirement incentive, effective June 30, 2004. The University subsequently informed Hayes that any grievances based on the employment classification of other employees were prohibited and that the voluntary election of early retirement would render any grievance moot. Hayes did not seek to rescind her election of early retirement.

Hayes filed a complaint against the University on June 80, 2006. On May 24, 2007, she filed an amended complaint, alleging breach of contract for failing to give her thirty-days notice that her employment was being terminated due to a reduction in staffing "before forcing her to make a decision to accept or reject the early retirement package"; failing to honor her "seniority status or so-called 'bumping rights' in terminating" her employment; "failling] and refus[ing] to follow the established grievance procedure" by asserting that her forced retirement "mooted the grievance procedure"; and "failfing] and refusing] to follow the established grievance procedure" by asserting that she "could not challenge the employment classification of other employees in attempting to establish her own bumping rights through the grievance procedure." Id. at 20-21.

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902 N.E.2d 303, 2009 Ind. App. LEXIS 361, 2009 WL 637239, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hayes-v-trustees-of-indiana-university-indctapp-2009.