Havenfield Corp. v. H & R Block, Inc.

67 F.R.D. 93, 1973 U.S. Dist. LEXIS 12645
CourtDistrict Court, W.D. Missouri
DecidedJuly 18, 1973
DocketCiv. A. No. 20529-3
StatusPublished
Cited by22 cases

This text of 67 F.R.D. 93 (Havenfield Corp. v. H & R Block, Inc.) is published on Counsel Stack Legal Research, covering District Court, W.D. Missouri primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Havenfield Corp. v. H & R Block, Inc., 67 F.R.D. 93, 1973 U.S. Dist. LEXIS 12645 (W.D. Mo. 1973).

Opinion

ORDER CONDITIONALLY GRANTING DEFENDANT’S MOTION FOR AN ORDER THAT CERTAIN FACTS QUALIFIEDLY DENIED OR ADMITTED BY PLAINTIFF BE TAKEN AS ADMITTED

WILLIAM H. BECKER, Chief Judge.

On September 5, 1972, plaintiff Ha-venfield Corporation, filed herein a complaint for damages against defendant H & R Block, Inc., alleging, in separate counts, that (1) plaintiff “acting as an intermediary, identified and presented to defendant and Consumer Communication Service Corporation (hereinafter ‘CCSC’). a business opportunity concerning defendant’s acquisition of CCSC, and in this regard plaintiff performed various services” and that defendant did acquire CCSC “for which transaction plaintiff was the procuring cause” and “with respect thereto, it was understood and agreed between plaintiff and defendant, that plaintiff was providing said services not as a gratuity but that defendant would pay plaintiff a reasonable commission for such services . [that is] the ordinary and customary commission for such an investment banking service” and (2) “Plaintiff furnished said investment banking services to defendant with the expectation that plaintiff would be paid a reasonable fee” and the defendant “accepted and utilized said investment banking services” and that defendant “failed and refused to pay plaintiff said amount [$120,000]” after “demands for the payment” had been made upon the defendant. (Emphasis added.) Plaintiff seeks $120,000 in damages under each count. Although not stated as such, plaintiff’s counts appear to sound in [95]*95contract (oral or written) and in contract implied in fact.

On April 13, 1973, defendant filed and served on plaintiff a “Request for Admission of Facts.” On May 14, 1973, plaintiff filed and served on defendant its “Response to Defendant’s Request for Admission of Facts.” On May 24, 1973, defendant filed herein a “Motion for Order That Certain Facts Qualifiedly Denied or Admitted by Plaintiff be Taken as Admitted,” including therewith attached suggestions in support thereof. In the suggestions in opposition, defendant contends that “Plaintiff’s responses to paragraphs 1, 2, 3, 7, 9 and 11 [infra] of defendant’s Requests are not responsive to the Requests and are evasive and self-serving.” On May 29, 1973, plaintiff filed “Suggestions in Opposition to Defendant’s Motion,” and defendant replied on May 30,1973.

The request for admissions and corresponding answers at issue are noted below as follows:

“Request No. 1
“Defendant asked plaintiff to ad- • mit:
“ ‘No written agreement exists between plaintiff and defendant for the payment of any compensation to plaintiff in connection with defendant’s acquisition of Consumer Communication Services Corporation (hereinafter “C. C.S.C.”).’
“Plaintiff responded:
“ ‘Denied except admitted that no formal written contract exists between plaintiff and defendant for services performed by plaintiff for defendant concerning defendant’s acquisition of CCSC.’
“Request No. 2
“Defendant asked plaintiff to admit:
“ ‘Prior to March 24, 1971, plaintiff and defendant did not communicate orally or in writing regarding payment of any compensation to plaintiff in connection with a possible relationship between defendant and C.C.S.C.’
“Plaintiff responded:
“ ‘Denied, except admitted that pri- or to March 24, 1971, plaintiff and defendant did not communicate orally or in writing regarding the applieabil-. ity of any fee schedule concerning payment to plaintiff for services rendered by plaintiff for defendant.’
“Request No. 3-
“Defendant asked plaintiff to admit:
“ ‘Prior to November 23, 1971, plaintiff and defendant did not communicate orally or in writing regarding the payment of any compensation to plaintiff in connection with an acquisition by defendant of C.C.S.C.’
“Plaintiff responded:
“ ‘Denied, except admitted that prior to November 23, 1971 plaintiff and defendant did not communicate orally or in writing regarding the applicability of any fee schedule concerning payment to plaintiff for services rendered by plaintiff to defendant in connection with the acquisition by defendant of CCSC.’
“Request No. 7
“Defendant asked plaintiff to admit:
“ ‘After March 24, 1971, defendant did not request plaintiff to perform any services in connection with a possible relationship between defendant and C.C.S.C.’
“Plaintiff responded:
“ ‘Admitted with qualifications that plaintiff indicated on or about April 16, 1971, that CCSC and defendant could maintain contact through plaintiff, and that thereafter defendant informed plaintiff that defendant would advise plaintiff if defendant needed any assistance.’
[96]*96 “Request No. 9
“Defendant asked plaintiff to admit:
“ ‘In the absence of a written agreement, investment bankers performing a “finding” function are customarily-compensated on the basis of the services in fact performed.’
“Plaintiff responded:
“ ‘Admitted with qualification that services in fact performed are unrelated to any hourly charge or hourly time invested.’
“Request No. 11
“Defendant asked plaintiff to admit:
“ ‘Prior to the meeting in February of 1972 in Kansas City, Missouri between representatives of plaintiff and defendant, plaintiff did not advise defendant orally or in writing that plaintiff considered an appropriate “finder’s fee” to be based on the formula 5 %-4 %-3 %-2%-l %.’
“Plaintiff responded:
“ ‘Admitted with qualification that prior to the meeting in February of 1972 in Kansas City, Missouri between representatives of plaintiff and defendant, defendant was fully aware and knew that a “finder’s fee” based on the formula 5%-4%-3-%-2%-l% was utilized in such situations and would be appropriate in the instant case for determining the amount of plaintiff’s fee.’ ”

The question presented is whether the plaintiff’s qualified answers to defendant’s requests for admissions of fact are clear, specific and direct so as to meet the compliance requirements of Rule 36(a) of the Federal Rules of Civil Procedure.

It is concluded that the answers to defendant’s requests for admissions are not clear, specific, and direct as required by Rule 36(a) of the Federal Rules of Civil Procedure; that in fact the answers to the requests for admissions are impermissible.

Rule 36(a) of the

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Bluebook (online)
67 F.R.D. 93, 1973 U.S. Dist. LEXIS 12645, Counsel Stack Legal Research, https://law.counselstack.com/opinion/havenfield-corp-v-h-r-block-inc-mowd-1973.