Harvey v. Baker

CourtCourt of Appeals for the Tenth Circuit
DecidedJuly 27, 2007
Docket06-2278
StatusUnpublished

This text of Harvey v. Baker (Harvey v. Baker) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Harvey v. Baker, (10th Cir. 2007).

Opinion

F I L E D United States Court of Appeals Tenth Circuit UNITED STATES CO URT O F APPEALS July 27, 2007 FO R TH E TENTH CIRCUIT Elisabeth A. Shumaker Clerk of Court

STEVEN H AR VEY ; AR LEN N O RBY; D A V ID G RIFFITH ,

Plaintiffs-C ounter-Claim Defendants-Appellants,

v. No. 06-2278 (D.C. No. CIV-04-401-W DS-RH S) M ICHAEL BAKER, (D . N.M .)

Defendant-Appellee,

CITY OF RIO RANCHO, a political subdivision,

Defendant- Counterclaimant- Appellee.

OR D ER AND JUDGM ENT *

Before HA RTZ, EBEL, and T YM KOVICH, Circuit Judges.

* After examining the briefs and appellate record, this panel has determined unanimously that oral argument would not materially assist the determination of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore ordered submitted without oral argument. This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent w ith Fed. R. App. P. 32.1 and 10th Cir. R. 32.1. Plaintiffs Steven Harvey, Arlen Norby, and David Griffith appeal from the

district court’s grant of summary judgment in favor of defendants M ichael Baker

and the City of Rio Rancho (“City”). W e have jurisdiction pursuant to 28 U.S.C.

§ 1291 and AFFIRM .

I.

Plaintiffs are police-officer employees of the City’s D epartment of Public

Safety (“DPS”), as well as members and former officers of the Department of

Public Safety Association (“Union”). Defendant Baker was formerly the Director

of DPS. Plaintiffs brought claims under 42 U.S.C. § 1983, alleging that

defendants retaliated against them for exercising their First Amendment rights of

free speech and association with the Union. After the close of discovery,

defendants moved for summary judgment. The district court granted defendants’

motions and denied plaintiffs’ motion for reconsideration. On appeal, plaintiffs

contend that the district court erred in concluding that they did not engage in any

“speech,” in ignoring their associational claims, and in resolving material

disputed issues of fact.

W e review de novo a district court’s grant of summary judgment, using the

same legal standard applied by the district court. Deschenie v. Bd. of Educ. of

Cent. Consol. Sch. Dist. No. 22, 473 F.3d 1271, 1276 (10th Cir. 2007). Under

Fed. R. Civ. P. 56(c), summary judgment is appropriate “if the pleadings,

depositions, answers to interrogatories, and admissions on file, together with the

-2- affidavits, if any, show that there is no genuine issue as to any material fact and

that the moving party is entitled to a judgment as a matter of law .” W e view all

evidence and draw all reasonable inferences in favor of the nonmoving parties.

Deschenie, 473 F.3d at 1276. “In cases involving the First Amendment, an

appellate court has an obligation to make an independent examination of the

whole record in order to make sure that the judgment does not constitute a

forbidden intrusion on the field of free expression.” Id. (quotation omitted).

This court applies a four-part test to determine whether a public employer

retaliated against a public employee in violation of his First Amendment rights.

First, this court must determine whether the employee’s speech involves a matter of public concern. Second, if this threshold requirement is satisfied, this court then balances the employee’s interest in commenting upon matters of public concern against the interest of the State, as an employer, in promoting the efficiency of the public services it performs through its employees. Third, if the employee’s interest outweighs that of the government, the employee then must show that the speech was a substantial factor or a motivating factor in the detrimental employment decision. Fourth, if the employee shows the protected speech was a substantial factor, the burden shifts to the employer to show it would have taken the same action against the employee even in the absence of the protected speech.

Id. (quotations and citations omitted). After the district court granted summary

judgment in this case, this court clarified the application of this test when the

plaintiff alleges retaliation by a public employer based on the employee’s

association with his union. See Shrum v. City of Coweta, 449 F.3d 1132, 1139

(10th Cir. 2006). W e held that a court should not require a showing of “public

-3- concern” or engage in judicial balancing of the employer’s interest against the

employee’s interest when the employee alleges retaliation for participation in a

union with which his employer has signed a collective bargaining agreement.

See id.

II.

W e will address each plaintiff’s contentions in turn, as the facts pertaining

to their individual claims of retaliation differ. But we first consider one common

contention of all three plaintiffs: that they engaged in constitutionally-protected

speech by “repeatedly [bringing] their concerns regarding anti-union retaliation to

the attention of Rio Rancho City Councilman [M ichael] W illiams.” Aplt. Br. at

2-3. All three plaintiffs rely solely on a brief excerpt from M r. W illiams’

deposition testimony to support their allegations of having engaged in protected

speech. He stated that during the two-year period of 2000 and 2001, Union board

members including, but not limited to, M r. Harvey, M r. Norby, and M r. Griffith,

raised issues with him, which he described as follows: “Anti–basically, it was

anti-union activity by the chief, transfers. I remember there was one issue about

promotions.” Aplt. App. at 161-62. M r. W illiams also indicated that by “the

chief” he was referring to Chief Baker. Id. at 162. Plaintiffs acknowledge that

M r. W illiams’ testimony provides no details regarding what each Union board

member actually reported. See Aplt. Br. at 7-8 (“no specific w ords are

-4- identified”). But they assert that the evidence is “undisputed” on this issue. See

id. at 11-12. Plaintiffs misconstrue their burden on summary judgment.

“Plaintiffs seeking to overcome a motion for summary judgment may not

rest on mere allegations in their complaint but must set forth specific facts

showing that there is a genuine issue for trial.” Trevizo v. Adams, 455 F.3d 1155,

1159 (10th Cir. 2006) (quotations omitted). The question for this court on

summary judgment is “not whether there is literally no evidence, but whether

there is any upon which a jury could properly proceed to find a verdict for the

party producing it, upon whom the onus of proof is imposed.” Anderson v.

Liberty Lobby, Inc., 477 U.S. 242, 251 (1986) (quotation omitted). Evidence

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