Hartmann v. Nordin

147 P.3d 43, 2006 Colo. LEXIS 909, 2006 WL 3258320
CourtSupreme Court of Colorado
DecidedNovember 13, 2006
DocketNo. 06SA51
StatusPublished
Cited by18 cases

This text of 147 P.3d 43 (Hartmann v. Nordin) is published on Counsel Stack Legal Research, covering Supreme Court of Colorado primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hartmann v. Nordin, 147 P.3d 43, 2006 Colo. LEXIS 909, 2006 WL 3258320 (Colo. 2006).

Opinions

Justice HOBBS

delivered the Opinion of the Court.

Pursuant to C.A.R. 21, we exercised jurisdiction over this original proceeding to determine whether plaintiffs in a medical malpractice action may assert the physician-patient and spousal privileges to prevent defense deposition questions regarding their own and their close family members' medical history that bears upon the injuries and damages that are at issue in this lawsuit.1

[46]*46The plaintiff/wife in the underlying medical malpractice action, Mrs. Hartmann, is incapacitated. Her husband, Mr. Hartmann, maintains this lawsuit in her name as guardian and conservator, pursuant to a ruling of the probate court, and in his own name for loss of consortium.

The district court ruled that Mrs. Hart-mann could not be deposed because of her incapacity. The defense then turned to a deposition of the husband. When defense counsel asked the Mr. Hartmann deposition questions related to his wife's medical history and his own medical history, plaintiffs' counsel instructed Mr. Hartmann not to answer them.

The medical malpractice complaint in the underlying lawsuit alleges that Mrs. Hart-mann suffered a stroke based on misdiagnosis and consequent lack of treatment due to the negligence of her personal physician and medical personnel defendants. Plaintiffs contend that the physician-patient and spousal privileges prevent her husband from testifying about the medical history of his wife's close family members. As part of its motion to compel, the defense cited and included medical literature that related such inherited conditions to increased risk of stroke. As to his consortium claim, Mr. Hartmann also asserts the physician-patient privilege in regard to deposition questions about his own medical condition.

The district court issued an order compelling answers to deposition questions bearing on Mrs. Hartmann's family medical history and Mr. Hartmann's health and ability to care for his wife. The order is restricted to (1) Mr. Hartmann's knowledge of his wife's family history of diabetes, heart disease, and clotting conditions and (2) his own health and ability to care for his wife. This order provides, in pertinent part:

[That Plaintiffs must make Plaintiff Jon Hartmann available to Defendants within twenty (20) days, at a time convenient to all listed parties to the lawsuit, for additional deposition questioning on issues of: Pamela Hartmann's family history of diabetes, heart disease, and clotting conditions, Jon Hartmann's health and ability to care for Pamela Hartmann ... and any reasonable follow up questions resulting from the questioning.

We hold that Colorado's physician-patient privilege, section 13-90-107(1)(d), CRS. (2006) does not shield Mr. Hartmann from being deposed in accordance with the district court's order in regard to "Pamela Hartmann's family history of diabetes, heart disease, and clotting conditions." Mrs. Hartmann's medical condition is relevant to legitimate theories of defense to the medical malpractice claims she makes in this case. She impliedly waived her physician-patient privilege in regard to such information by directly placing at issue the cause of her stroke in claiming that defendants' malpractice caused it. However, the district court erred in compelling answers to deposition questions concerning "Jon Hartmann's health and ability to care for Pamela Hart-mann." Mr. Hartmann's health and ability to care for his wife are not relevant to Mrs. Hartmann's medical malpractice claim. Thus, the second part of the district court's order compelling deposition answers cannot stand.

We do not address the spousal privilege issue because plaintiffs' response to defendants' motion to compel did not invoke the spousal privilege; thus, the district court did not consider it, nor will we in this original proceeding reviewing the alleged district court abuse of discretion. We do not address Mr. Hartmann's loss of consortium claim because the language of the district court's order does not clearly compel discovery of his medical history as it pertains to the loss of consortium claim.2

[47]*47Accordingly, we discharge the rule in part and make it absolute in part.

I.

In 2002, a stroke rendered Pamela Hart-mann unable to walk, read, feed herself, properly access her memory, or perform any number of tasks necessary for daily living. Immediately prior to and since the stroke, Jon Hartmann has acted as his wife's caregiver.

Prior to Mrs. Hartmann's stroke, she was diagnosed with diabetes and underwent surgery for neuroma on her feet. After her foot surgery, according to Mr. Hartmann's deposition testimony, Mrs. Hartmann slept no more than an hour every night and became so distressed, weak, sick, and sleep-deprived that she often lay in bed and cried.

Mrs. Hartmann's personal physician diagnosed sleep apnea, prescribed medication, and ordered various tests. This treatment failed 3 and Mrs. Hartmann's health deteriorated to the point that Mr. Hartmann personally sought help from her doctors.

The complaint in this case alleges that Mrs. Hartmann's personal physician and other defendant health professionals and organizations failed to provide her with adequate medical diagnosis and treatment. As a result she suffered a heart attack, followed by a stroke. Prior to the stroke, she suffered from an enlarged, weakened heart that could not properly evacuate blood. This condition prevented her from sleeping; blood pooled in her left ventricle; clots formed in the pooled blood; and eventually some of these clots escaped and lodged in Mrs. Hartmann's brain.

The complaint alleges that proper diagnosis and treatment could have prevented Mrs. Hartmann's stroke. Claims for damages are based on negligence, vicarious liability, loss of consortium, and lack of informed consent.

The defense contends that Mrs. Hart mann's heart disease and stroke resulted from hereditary conditions that run in her family.4 These involve diabetes, heart disease, and blood clotting conditions. Defense counsel posed the following indicative questions about Mrs. Hartmann's brother's, father's, and mother's health history:

Q. Do you know how [Mrs. Hartmann's brother's] health is? Does he have any history of heart disease?
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Q. A history of diabetes, does he have a history of diabetes?
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Q. With respect to Mrs. Hartmann's father, do you know whether or not he had a history of diabetes?
[[Image here]]
Q. With respect to her mother, does she have diabetes?
[[Image here]]
Q. Does she have a history of heart disease or heart attacks?

Invoking the physician-patient privilege of the family members, Mr. Hartmann's attorney instructed him not to answer such questions because counsel was "not going to have [his] client put in a position where another party is upset with him because he waived the privilege or he disclosed information that he wasn't under a release or-or that he had the ability to disclose."

Defense counsel also asked Mr. Hartmann about his own medical history and conditions, asking such questions as:

Q.

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Cite This Page — Counsel Stack

Bluebook (online)
147 P.3d 43, 2006 Colo. LEXIS 909, 2006 WL 3258320, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hartmann-v-nordin-colo-2006.