Harold Gause v. United States Dept of Defense, et

676 F. App'x 316
CourtCourt of Appeals for the Fifth Circuit
DecidedJanuary 26, 2017
Docket16-20332
StatusUnpublished
Cited by3 cases

This text of 676 F. App'x 316 (Harold Gause v. United States Dept of Defense, et) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Harold Gause v. United States Dept of Defense, et, 676 F. App'x 316 (5th Cir. 2017).

Opinion

PER CURIAM: *

Harold Gause, a former Marine, applied to work as a civilian employee in the Army Recruiting Battalion and received a tentative job offer. When the offer was withdrawn, he filed a complaint with the EEOC alleging he was discriminated against and retaliated against for challenging what he believed were impermissible questions during his interview and background investigation. During the proceedings, counsel for the Defense Department produced documents from Gause’s military records that included notes of psychotherapy he had received. In response, Gause filed a motion with the administrative law judge seeking a protective order covering the material and for sanctions.

Dissatisfied with the time it was taking to obtain a ruling on his motion, Gause commenced this action by suing the EEOC, the National Archives and Records Administration, the Defense Department, and. relevant officials at each agency in federal district court. Gause’s suit had two parts: he alleged that disclosure of his military records violated the Privacy Act, and he invoked the All Writs Act to request a writ of mandamus directing the EEOC to rule on his motion and expedite adjudication of his complaint.

The government defendants filed a motion to dismiss for failure to state a claim and lack of jurisdiction, which the court granted. Gause timely appealed. We review both types of dismissal de novo. Del-Ray Battery Co. v. Douglas Battery Co., 635 F.3d 725, 728 (5th Cir. 2011).

The district court correctly dismissed Gause’s claim for a writ of mandamus against the EEOC. Gause relied on the All Writs Act to establish jurisdiction over this claim. The All Writs Act, however, cannot serve as an independent basis of jurisdiction. Texas v. Real Parties in Interest, 259 F.3d 387, 392 (5th Cir. 2001). The All Writs Act authorizes “a federal court to issue such commands ... as may be necessary or appropriate to effectuate and prevent the frustration of orders it has previously issued in its exercise of jurisdiction otherwise obtained.” United States v. N.Y. Tel. Co., 434 U.S. 159, 172, 98 S.Ct. 364, 54 L.Ed.2d 376 (1977). Gause has not shown that the district court otherwise has jurisdiction over his suit against the EEOC, and there is no prior federal court order being undermined. Apart from pointing to the All Writs Act, he did not identify a basis for jurisdiction of his suit against the EEOC, such as a federal cause of action. See 28 U.S.C. §§ 1330-69 (conferring jurisdiction on the district courts, including “jurisdiction of all civil actions arising under the Constitution, laws, or treaties of the United States”).

The district court was also correct that Gause failed to state a claim against the National Archives and Records Administration and the Department of Defense. Gause claimed that these agencies violated the Privacy Act by disclosing his service *318 records. The Supreme Court has ruled, however, that the Privacy Act only allows a person .to bring suit against a government agency if that person has suffered actual damages. Doe v. Chao, 540 U.S. 614, 627, 124 S.Ct. 1204, 157 L.Ed.2d 1122 (2004). The Supreme Court later affirmed that “actual damages” means “proven pecuniary or economic harm.” F.A.A. v. Cooper, 566 U.S. 284, 132 S.Ct. 1441, 1453, 182 L.Ed.2d 497 (2012). 1

When a defendant makes a motion for failure to state a claim, the defendant is saying that even if all the facts that the plaintiff alleges in his complaint are true, the plaintiff still does not have a valid claim. See Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007). The test for deciding these motions is what is written in the pleadings. Gause wrote in his complaint that he “suffered adverse and harmful effects, including, but not limited to, mental distress, emotional trauma, embarrassment, humiliation, and lost or jeopardized present or future financial opportunities.” The mental and emotional distress Gause alleges he suffered do not meet the Supreme Court’s definition of actual damages under the Privacy Act. See Cooper, 132 S.Ct. at 1455.

Though Gause does mention “lost or jeopardized present or future financial opportunities,” he does not state what those opportunities are or how the disclosure of his records has caused their loss. “Factual allegations must be enough to raise a right to relief above the speculative level on the assumption that all of the complaint’s allegations are trae.” Twombly, 550 U.S. 544, 545, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007). A plaintiff cannot survive a motion to dismiss based on “labels and conclusions” or “naked assertions” that are devoid of “further factual enhancement.” Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009).

In his brief on appeal, Gause now asserts that he has suffered pecuniary harm in the form of expenses like parking and postage incurred in litigating his Privacy Act claim. A plaintiff, however, cannot mend á hole in his complaint by making new allegations on appeal. On a motion to dismiss for failure to state a claim, it is what the plaintiff pleaded in the complaint that counts, not what he says on appeal. See McCartney v. First City Bank, 970 F.2d 45, 47 (5th Cir. 1992) (“We may not look beyond the pleadings.”). Even if Gause had not waived this contention by failing to include it in his complaint, the terms of the statute distinguish between a plaintiffs costs in bringing the action and the damages he is seeking to recover. The Privacy Act allows recovery of “actual damages” in one subsection, 5 U.S.C. § 552a(g)(4)(A), and “the costs of the action” in the next subsection, id. § 552a(g)(4)(B). Moreover, treating the costs of litigation as actual damages would empty the Supreme Court’s holding in Chao of impact because any plaintiff could allege the same pecuniary harm that Gause relies upon. Surely the plaintiff in Chao also spent money litigating his Privacy Act claim, but the Supreme Court still ruled against him for failure to show actual damages.

Lastly, Gause asserts for the first time on appeal that the disclosure of his records violates the Rehabilitation Act. Even though he did not mention the Act in his *319

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676 F. App'x 316, Counsel Stack Legal Research, https://law.counselstack.com/opinion/harold-gause-v-united-states-dept-of-defense-et-ca5-2017.