Hargrave v. Vermont

340 F.3d 27, 14 Am. Disabilities Cas. (BNA) 1429, 2003 U.S. App. LEXIS 15423, 1 Accom. Disabilities Dec. (CCH) 11
CourtCourt of Appeals for the Second Circuit
DecidedAugust 1, 2003
Docket02-7160
StatusPublished
Cited by42 cases

This text of 340 F.3d 27 (Hargrave v. Vermont) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hargrave v. Vermont, 340 F.3d 27, 14 Am. Disabilities Cas. (BNA) 1429, 2003 U.S. App. LEXIS 15423, 1 Accom. Disabilities Dec. (CCH) 11 (2d Cir. 2003).

Opinion

340 F.3d 27

Nancy HARGRAVE, on behalf of herself and all others similarly situated, Plaintiff-Appellee,
Vermont Protection and Advocacy, Inc., Plaintiff-Intervenor-Appellee,
v.
State of VERMONT, Vermont Department of Developmental and Mental Health Services, and Susan C. Besio, in her capacity as Commissioner of the Vermont Department of Developmental and Mental Health Services, Defendants-Appellants.

Docket No. 02-7160.

United States Court of Appeals, Second Circuit.

Argued: October 24, 2002.

Decided: August 1, 2003.

COPYRIGHT MATERIAL OMITTED COPYRIGHT MATERIAL OMITTED BRIDGET C. ASAY, Assistant Attorney General, State of Vermont Office of the Attorney General, Montpelier, VT, for Defendants-Appellants.

PAUL M. SMITH (Leondra R. Kruger, of counsel), Jenner & Block LLC, Washington, D.C., for Plaintiff-Appellee and Plaintiff-Intervenor-Appellee.

John Townsend Rich (Richard L. Matheny, III, of counsel), Shea & Gardner, Washington, D.C., for Amici Curiae 18 Former State Mental Health Commissioners, the National Mental Health Association, the Vermont Association for Mental Health, the International Association of Psychosocial Rehabilitation Services, the New York. Association of Psychiatric Rehabilitation Services, the American Network of Community Options and Resources, HalfthePlanet Foundation, the American Association of People with Disabilities, the Polio Society, and the National Health Law Program.

Susan Stefan (Robert D. Fleischner, of counsel), Center for Public Representation, Northampton, MA, for Amici Curiae National Association of Protection and Advocacy Systems, the Judge David Bazelon Center for Mental Health Law, and National Association of Rights Protection and Advocacy.

Before: VAN GRAAFEILAND, JACOBS, and CABRANES, Circuit Judges.

JOSÉ A. CABRANES, Circuit Judge.

We consider here an appeal from a February 7, 2002 judgment of the United States District Court for the District of Vermont (Jerome J. Niedermeier, Magistrate Judge) granting plaintiffs' motion for partial summary judgment and permanently enjoining the implementation and enforcement of several sections of Vermont's "Act 114," Vt. Stat. Ann. tit. 18, § 7624 et seq., which the District Court held facially discriminated against mentally disabled individuals in violation of Title II of the Americans with Disabilities Act of 1990 ("ADA"), 42 U.S.C. § 12131 et seq., and Section 504 of the Rehabilitation Act of 1973, 29 U.S.C. § 794.

The principal questions presented by this appeal are (i) whether plaintiffs have alleged a sufficient injury-in-fact to support standing to challenge Act 114; (ii) whether this suit is ripe for adjudication; (iii) whether Act 114 violates the ADA by distinguishing between "qualified individuals" on the basis of mental illness; and (iv) if so, whether the District Court's injunction prohibiting enforcement of certain provisions of Act 114 effects a fundamental alteration to the discriminatory "service, program, or activity." We hold that the suit is ripe for adjudication, that plaintiffs have standing, and that Act 114 does facially discriminate against mentally disabled individuals in violation of the ADA and the Rehabilitation Act. We also hold that defendants have failed to submit evidence sufficient to demonstrate that the injunction fundamentally alters the discriminatory State program. Accordingly, we affirm the judgment of the District Court.

BACKGROUND

I. Act 114

Under Vermont law, an adult may execute a durable power of attorney for health care ("DPOA"), which allows him to guide health care providers in the event of his incapacity by appointing a guardian and, if desired, by articulating preferences for or limitations on treatment. Vt. Stat. Ann. tit. 14, § 3451 et seq. Until 1998, Vermont statutes provided two principal mechanisms for overriding DPOAs: First, individuals could revoke their own previously executed DPOAs,1 id. § 3457(a). Second, a third party could petition the probate court to suspend an individual's DPOA in conjunction with that court's appointment of a guardian for the individual, id. § 3463(a).

In 1998, the Vermont Legislature passed "Act 114," Vt. Stat. Ann. tit. 18, § 7624 et seq., the subject of this challenge, which established a third procedure for overriding the DPOAs of certain patients who are committed or imprisoned. Under Act 114, health care professionals may petition in family court for authority to medicate involuntarily individuals who have been civilly committed or prisoners who have been judged mentally ill. Id. § 7624(a)(1)-(3). When the proposed involuntary medication would contravene a patient's validly executed DPOA, Act 114 requires the court to suspend judgment until the patient has been treated (or not treated) in accordance with his DPOA for a period of 45 days. Id. § 7626(c). If the court concludes that, after 45 days, the patient "has not experienced a significant clinical improvement in his or her mental state, and remains incompetent," the court may proceed to determine whether he should be involuntarily medicated according to the factors otherwise relevant under Act 114, with no further regard for his DPOA, id. § 7626(c)(2).

In passing Act 114, the Vermont Legislature expressly intended to supersede the previously existing procedures for involuntarily medicating individuals civilly committed for the treatment of mental illness, which were established by a 1985 consent decree in J.L. v. Miller, No. S-418-84-WnC (Vt.Super.Ct. Washington County May 20, 1985). Vt. Stat. Ann. tit. 18, § 7629(d) ("This act will render the J.L. v. Miller consent judgment no longer applicable."). J.L. v. Miller provided that, before a health care professional may medicate a committed patient involuntarily, the Vermont Human Service Board must conduct an adjudicatory hearing at which a hearing officer must first find the patient incompetent, then "ascertain and effectuate the decision the patient would have made if competent." J.L. v. Miller, No. S-418-84-WnC, at 7-8. The J.L. v. Miller consent decree did not specifically provide for circumstances in which patients had DPOAs, but it is not disputed that a validly executed DPOA constitutes relevant and substantial evidence of the decision an incompetent patient would make if competent.

Following the enactment of Act 114, Vermont attempted to apply the procedures set forth in Act 114 to patients who had DPOAs, instead of those established by J.L. v. Miller, but the family court dismissed petitions filed under Act 114 for involuntary medication on the ground that the J.L. v. Miller consent decree would govern until vacated or modified. See J.L. v. Miller, 817 A.2d 1, 5 (Vt.2002).

Vermont subsequently petitioned for relief from the consent decree. The petition was denied by a state trial court in 1999, J.L. v. Miller, No. S418-84-WnC (Vt.Super. Ct. Washington County Dec.

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340 F.3d 27, 14 Am. Disabilities Cas. (BNA) 1429, 2003 U.S. App. LEXIS 15423, 1 Accom. Disabilities Dec. (CCH) 11, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hargrave-v-vermont-ca2-2003.