Hardin v. Savageau

906 S.W.2d 356, 1995 Ky. LEXIS 108, 1995 WL 561620
CourtKentucky Supreme Court
DecidedSeptember 21, 1995
Docket94-SC-405-DG
StatusPublished
Cited by20 cases

This text of 906 S.W.2d 356 (Hardin v. Savageau) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hardin v. Savageau, 906 S.W.2d 356, 1995 Ky. LEXIS 108, 1995 WL 561620 (Ky. 1995).

Opinions

LAMBERT, Justice.

The sole issue presented is whether the trial court erred in this fraud case when it included the phrase “by clear and convincing evidence” in its instructions to the jury. The Court of Appeals answered in the affirmative and reversed the judgment for a new trial. This Court granted discretionary review to consider whether it is proper in cases where substantive law requires a heightened standard of proof to include that standard in the court’s instructions to the jury. Remarkably, this issue appears to be of first impression in this jurisdiction. CR 76.20(1).

Upon an agreed statement of the case pursuant to CR 75.15, it appears that appel-lees brought a civil action against appellants claiming fraud in the sale of residential real property. Appellees’ allegations were denied by appellants and the issues were joined. At trial, upon disputed evidence, the court instructed the jury, over appellees’ objection, as follows:

You will find for the Plaintiffs, Michael Savageau and Debra Savageau [appellees herein], if you are satisfied by clear and convincing evidence as follows: ....

Thereafter, the case was submitted and the jury returned a verdict against appellees in favor of appellants. The substance of the verdict was that appellees failed to persuade the jury by clear and convincing evidence that appellants had defrauded them.

While a proper verdict in most civil actions requires only that the jury “believe” or be “satisfied” from the evidence, the substantive law of some civil actions requires a heightened degree of proof such as “clear and convincing evidence.” Of course, criminal cases require proof beyond a reasonable doubt, and such an instruction to the jury is required. RCr 9.56.

Among the most common of cases which require proof by clear and convincing evidence are termination of parental rights (Cabinet for Human Resources v. E.S., Ky., 730 S.W.2d 929 (1987)), illegitimacy of a child born in wedlock (Bartlett v. Commonwealth, ex rel. Calloway, Ky., 705 S.W.2d 470 (1986)), unfitness of a natural parent for custody of a child (Davis v. Collinsworth, Ky., 771 S.W.2d 329 (1989)), proof of a lost will (Clemens v. Richards, 304 Ky. 154, 200 S.W.2d 156 (1947)), and fraud (Larmon v. Miller, 195 Ky. 654, 243 S.W. 939 (1922); Ferguson v. Cussins, Ky.App., 713 S.W.2d 5 (1986)). In substance, such cases require the party with the burden of proof to produce evidence more persuasive than a mere preponderance, but proof which need not rise to the level of [358]*358beyond a reasonable doubt. Fitch v. Burns, Ky., 782 S.W.2d 618 (1989). In such cases it has been determined by statutory or deci-sional law that a higher standard of proof should be required. KRS 411.184(2). Sanford Construction v. S &H Contractors, Ky., 448 S.W.2d 227 (1969). Despite this, it appears to have been the general practice in this jurisdiction to refrain from using words and phrases which describe the elevated standard of proof. See e.g., 2 John S. Pal-moRe, Kentucky InstRuctions to Juries, § 31 (1989). As a consequence, only the judge and the lawyers have knowledge of the correct legal standard and the jury which finds the facts is denied this information.

Whether by misinterpretation of this Court’s decision in Ragsdale v. Ezell, 99 Ky. 236, 35 S.W. 629 (1896), or by historical accident, the view is widely held that an elevated standard of proof should not be included in civil case instructions. PalmoRE, § 31.01, Comment, broadly states that the clear and convincing evidence standard

addresses itself exclusively to the court in determining whether the evidence is sufficient to support a verdict, and is not a guideline for consideration by the jury.

In Ragsdale the underlying claim was for assault and the Court held that the instructions should inform the jury for whom it should find based on what it believed from the evidence. Caution was given against use of the word “preponderance” on grounds that it might not be understood and attempts at its definition might confuse or mislead the jury. Ragsdale, 35 S.W. at 630. The only proper conclusion one should reach from Ragsdale is that use of the term “preponderance” is redundant and bad practice, and that any attempted definition of “preponderance” is perilous. The same conclusion applies to Hall v. Arnett by Greene, Ky.App., 709 S.W.2d 850 (1986), and the soup is made neither thick nor thin by the off-handed remark in Beckner v. Palmore, Ky.App., 719 S.W.2d 288, 290 (1986), to the effect that instructions on credibility of witnesses and standard of proof are not required.

Perhaps the misinterpretation has arisen from the oft-stated principle that instructions should confine the jury to the determination of facts and that principles of law should not be submitted. Appellees and the Court of Appeals embrace this view and rely upon 2 John S. PalmoRE, Kentucky InstRuctions to JURIES, § 13.11(f) and (j) (1989), as well as the pattern instructions found at § 31, Fraud and Deceit. The substance of the argument is that since the function of the jury is to determine disputed issues of fact, inclusion of an evidentiary standard such as “clear and convincing evidence” creates confusion and may require clumsy definition of the terms. It is contended that effect is given to the legal standard when the trial judge considers motions for directed verdict and thereby determines whether the plaintiff has presented sufficient evidence to submit the case to the jury. Under this view, the jury has no role in the application of the proper evidentiary standard.

In our opinion, any such contention is untenable. If the elevated evidentiary standard is to have meaning and effect, the jury must be informed of the standard and directed to apply it to the evidence. Without instructing on the heightened standard, only the judge will have given it any consideration and the jury will make its determination using an erroneous standard, less than the law requires. When the law requires a particular evidentiary standard, both the judge and the jury must consider the evidence in that light. The nature of the inquiry is substantially different when the jury must say whether it “is satisfied from the evidence” or whether it “believes by clear and convincing evidence.”

In criminal cases, the Commonwealth must prove every element of the offense “beyond a reasonable doubt.” KRS 500.070. RCr 9.56(1) commands that the jury be instructed in part as follows:

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Ditech Holding Corporation
S.D. New York, 2023
Berry Hall v. Commonwealth of Kentucky
Kentucky Supreme Court, 2022
David Morton v. Bruce Tipton
Kentucky Supreme Court, 2019
Morton v. Tipton
569 S.W.3d 388 (Missouri Court of Appeals, 2019)
Norwich v. Norwich
459 S.W.3d 889 (Court of Appeals of Kentucky, 2015)
Hicks v. Halsey
402 S.W.3d 79 (Court of Appeals of Kentucky, 2013)
Derby City Capital, LLC v. Trinity HR Services
949 F. Supp. 2d 712 (W.D. Kentucky, 2013)
Gibson v. Fuel Transport, Inc.
410 S.W.3d 56 (Kentucky Supreme Court, 2013)
Carver v. Commonwealth
328 S.W.3d 206 (Court of Appeals of Kentucky, 2010)
Woods Ex Rel. Simpson v. Commonwealth
142 S.W.3d 24 (Kentucky Supreme Court, 2004)
Backer v. Manning Family Trust
51 F. App'x 522 (Sixth Circuit, 2002)
Commonwealth v. Hager
35 S.W.3d 377 (Court of Appeals of Kentucky, 2000)
Palmer v. Commonwealth
3 S.W.3d 763 (Court of Appeals of Kentucky, 1999)
Williams v. Wilson
972 S.W.2d 260 (Kentucky Supreme Court, 1998)
McKinney v. Heisel
947 S.W.2d 32 (Kentucky Supreme Court, 1997)
Brown v. Commonwealth
934 S.W.2d 242 (Kentucky Supreme Court, 1996)
Hardin v. Savageau
906 S.W.2d 356 (Kentucky Supreme Court, 1995)

Cite This Page — Counsel Stack

Bluebook (online)
906 S.W.2d 356, 1995 Ky. LEXIS 108, 1995 WL 561620, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hardin-v-savageau-ky-1995.