Harden v. State

277 S.E.2d 692, 276 S.C. 249, 1981 S.C. LEXIS 351
CourtSupreme Court of South Carolina
DecidedApril 27, 1981
Docket21441
StatusPublished
Cited by6 cases

This text of 277 S.E.2d 692 (Harden v. State) is published on Counsel Stack Legal Research, covering Supreme Court of South Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Harden v. State, 277 S.E.2d 692, 276 S.C. 249, 1981 S.C. LEXIS 351 (S.C. 1981).

Opinions

Per Curiam:

Appellant Harden pleaded guilty to distribution of marijuana to a minor and contributing to the delinquency of a minor. He was sentenced to nine years, suspended upon service of three years with five years probation, consecutive to a sentence previously .imposed. His motion for post-conviction relief was denied after a hearing. We affirm.

The significant question in this case is the interpretation to be accorded our decisions in State v. Cross, 270 S. C. 44, 240 S. E. (2d) 514 (1977) and Beaver v. State, 271 S. C. 381, 247 S. E. (2d) 448 (1978). Appellant asserts that he should be accorded a new trial because:

(1) The trial judge was involved in his plea bargain negotiations.

(2) Because he was informed by his counsel that the trial judge was so involved.

(3) Because he felt as a result of having been so informed that he had no effective choice other than to go along with the arrangement made.

The State contends that Cross and Beaver must be interpreted in light of a “rule of reason” and that they essentially should be limited to their facts, to wit: a defendant [251]*251should be allowed to re-plead only upon making a substantial showing of the exercise of actual coercive power on the part of the judge to force the defendant to accept a plea bargain.

There is language in Cross and Beaver which gives substantial comfort to the position of the appellant. It is also true that the facts in those cases indicated much more direct coercion by trial judges than appears in this case.

Appellant argues he was told by his attorney that he had to accept a sentence range of from six to nine years via the plea bargain process or run substantial risks. His attorney, testified:

“I am inclined to think that when we were talking at Judge Rice’s in Dillon, naturally I think Bill felt rather rushed and I feel very certain I explained what the Court schedule was and who the Judge was who was coming in January, why it was that the decision had to be made, and why it was a now or never kind of thing. And that we did want to get this case before [the trial judge].
“Q. So, again, to make sure my understanding in that is clear, I believe you explained to' him the source of some time pressure on the Judge and the plea process ?
“A. Yes.” (Emphasis supplied).

This evidence, while indicating some time pressure, falls short of proof that the judge himself actually took an affirmative role in pressuring the appellant. However, appellant’s attorney also testified that the proposed sentence range which he communicated to appellant originated with the trial judge.

In Cross, supra, we held that we approved Rule 11 of the Federal Rules of Criminal Procedure insofar as it dealt with plea bargaining. In so writing, we quoted the relevant portion of the Rule, and emphasized by putting it in italics the last sentence of the portion quoted: “ ‘The court shall not [252]*252participate in any such [plea-bargain] discussions.’ ” (270 S. C. at 48, 240 S. E. (2d) at 516).

We further held that we were determining what was “constitutionally required as a matter of fairness” (Id.) and:

we are of the opinion that the judge should not initiate or influence the agreement, nor be a party to the negotiations. (Id.) (Emphasis supplied).

Thus, the language of Cross, supra, seems broader than the fact situation supporting it. The language of the decision, if not its facts, appear to cover the instant case, where it is uncontradicted that the trial judge participated in plea bargain discussions between the defense attorney and the Solicitor, and initiated the proposed bargain sentence range, and where the appellant was informed by his attorney that the deal he was then being offered was the best he was likely to get specifically because it involved that particular judge. Again, there is no claim here that the trial judge informed defense counsel that the defendant would be more heavily sentenced if he went to trial and were found guilty than he would be were he only to plead.

The question is therefore squarely presented: do the decisions in Cross and Beaver, supra, represent an effort to insure against coercion, or were the decisions guarding against the more direct substantial problems of after-the-fact Ending of actual coercion which are suggested by their facts ? If the decisions are designed to .insure against coercion, this case would be covered by them and reversal of the denial of post-conviction relief would have to follow; the appellant would be entitled to plead anew. If the decision represented an effort simply to correct situations where the plea in question was too heavily influenced by the presence of the trial judge in the pleading process, this appellant’s motion would fail as the determination of the hearing judge that the plea was voluntary is supported by the [253]*253record. McCall v. State, 258 S. C. 463, 189 S. E. (2d) 6 (1972).

Hence, we must examine the policy considerations involved. First, judicial economy would clearly be served best by an “insurance” approach. If the trial judges and the Bar knew any involvement of a judge in the plea bargain process outside of an on-the-record proceeding when the plea is taken would result in the individual’s being able at a later time upon proper challenge to plea anew, the practice of discussing possible pleas with the judges would stop. So also would it be likely that post-convictioin proceedings based on involuntariness in the plea process would diminish.

From the standpoint of general justice and respect for the- judicial system, many commentators have favored keeping judges completely out of the bargaining process prior to the actual taking of the plea.

However, there is a major problem with simply preventing the trial judges from participating in the plea bargain process. It is that virtually every defendant wants to- know as soon as possible and as accurately as possible the sentence or the upper limits of the sentence that a judge contemplates handing down, the risk of coercion seemingly being discounted until a post-conviction relief application is filed. So also, naturally, do prosecutors, although the nature of their interest is somewhat different.

This overwhelming fact brought about a major change in the attitude of the American Bar Association. In formulating its Standards for Criminal Justice, between the first tentative version, which -said simply that “the trial judge should not participate in any plea discussions,” and the final version published in 1980, the ABA essentially reversed its stand. We set forth the final version of Standard 14-3.3, Pleas of Guilty, Responsibilities of the Trial Judge:

Standard 14-3.3. Responsibilities of the judge

(a) The judge should not accept a plea of guilty or nolo contendere without first inquiring whether the parties have [254]

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Related

State v. Blakely
742 S.E.2d 29 (Court of Appeals of South Carolina, 2013)
State v. Thrift
440 S.E.2d 341 (Supreme Court of South Carolina, 1994)
Medlin v. State
280 S.E.2d 648 (Supreme Court of South Carolina, 1981)
Harden v. State
277 S.E.2d 692 (Supreme Court of South Carolina, 1981)

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Bluebook (online)
277 S.E.2d 692, 276 S.C. 249, 1981 S.C. LEXIS 351, Counsel Stack Legal Research, https://law.counselstack.com/opinion/harden-v-state-sc-1981.