Hansten v. Drug Enforcement Administration

CourtDistrict Court, District of Columbia
DecidedJuly 22, 2022
DocketCivil Action No. 2021-2043
StatusPublished

This text of Hansten v. Drug Enforcement Administration (Hansten v. Drug Enforcement Administration) is published on Counsel Stack Legal Research, covering District Court, District of Columbia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Hansten v. Drug Enforcement Administration, (D.D.C. 2022).

Opinion

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA

PHILIP HANSTEN, : : Plaintiff, : Civil Action No.: 21-2043 (RC) : v. : Re Document Nos.: 11, 12 : DRUG ENFORCEMENT : ADMINISTRATION, : : Defendant. :

MEMORANDUM OPINION

GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT; DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT WITHOUT PREJUDICE

I. INTRODUCTION

This case arises out of a Freedom of Information Act (“FOIA”) dispute between Plaintiff

Philip Hansten and Defendant Drug Enforcement Administration (“DEA”). Mr. Hansten asked

the DEA to produce certain information concerning drug purchase order forms (“Form 222s”)

that it issued on a single day in 2011. The DEA refused, claiming that any responsive records

would be categorically exempt under FOIA Exemption 7(E). But the DEA’s position lacks

merit. For the reasons described below, the Court finds that release of the requested Form 222

information would not reveal any law enforcement technique or procedure. The Court will

therefore order the DEA to conduct a search and produce all responsive non-exempt information,

and, to the extent that the DEA withholds any responsive information pursuant to FOIA, renew

its motion for summary judgment thereafter. II. FACTUAL AND PROCEDURAL BACKGROUND

The DEA is a federal agency whose mission is to enforce the controlled substance laws

and regulations of the United States. Hertel Decl. ¶ 5, ECF No. 12-5. The DEA administers the

Controlled Substances Act, which established a closed system of distribution that allows the

DEA to trace drugs from initial manufacture to final dispensing. Id. ¶ 10; 21 U.S.C. § 828.

These drugs are classified into five schedules, which are published annually. Hertel Decl. ¶ 10.

The closed system of distribution allows the DEA to prevent, investigate, and prosecute

“diversion,” or drug transactions that occur outside the system. Def. Mot. Summ. J. (“Def.

MSJ”) at 3, ECF No. 12-1. Under the system, anyone who handles Schedule I or II drugs must

register with the DEA. See 28 U.S.C. § 823 (registration requirements). In addition, to order

and transfer such drugs, a registrant must complete a standard purchase order form called Form

222. Hertel Decl. ¶ 10. This process begins when a registrant requests a Form 222 from the

DEA. Def.’s Opp’n Pl.’s Mot. Summ. J. (“Def. Opp’n”) at 3, ECF No. 14 (citing 21 C.F.R.

§ 1305.11(b) (2019)). The DEA then sends a Form 222 to the registrant that contains pre-printed

information, as required by regulation, including [1] an order form number bearing the [2] name,

[3] address, and [4] registration number of the registrant, [5] the authorized activity, and [6] drug

schedules of the registrant. 21 C.F.R. § 1305.11(d) (2019); Hertel Decl. ¶ 10; see Ex. 5 to Def.

MSJ (“Sample Form 222”), ECF No. 12-8 (entries for “No. of this Order Form”; “Name and

Address of Registrant”; “DEA Registration No.”; “Registered as a”; and “Schedules”). Once the

parties involved in a drug transaction fill out the remaining entries in the Form 222 (such as drug

name, code, and package number/size), the DEA stores the completed form in a non-public

database for regulatory and investigative use. Def. MSJ at 4; Hertel Decl. ¶ 16; Sample Form

222 (green copy denoting “DEA Copy 2”).

2 Mr. Hansten is a professor with an academic and professional interest in drug

interactions. Hansten Decl. ¶¶ 1–2, ECF No. 11-3. On March 10, 2021, he submitted a FOIA

request to the DEA seeking “[r]ecords sufficient to show the names, addresses, and business

activities of all parties that were issued DEA Form 222s in which the ‘Date Issued’ on the form

is 05/11/2011 (May 11, 2011).” Ex. A to Hansten Decl. (“Request Letter”). Mr. Hansten

received an automatic courtesy reply from the DEA on the same day. Ex. B to Hansten Decl. A

few weeks later, he contacted the DEA to request a FOIA number and an acknowledgement

letter. Ex. C to Hansten Decl. The DEA responded with another courtesy reply on April 7,

2021, which provided him a FOIA number but did not provide an estimated timeline for an

acknowledgement letter. Ex. D to Hansten Decl. Having received no further communication

from the DEA, Mr. Hansten filed suit on July 28, 2021. Compl., ECF No. 1.

A month into this lawsuit, the DEA responded to Mr. Hansten’s request, claiming that

any responsive records were “categorically exempt from disclosure pursuant to 5 U.S.C.

§ 552(b)(7)(E)” and therefore it was “not required to conduct a search for the requested records.”

Ex. E to Hansten Decl. (“Response Letter”). The DEA then filed its answer, and subsequently

the parties both moved for summary judgment. Pl.’s Mot. Summ. J. (“Pl. MSJ”), ECF No. 11;

Def. MSJ. In support of its motion, the DEA submits the declaration of Angela D. Hertel, Unit

Chief of the Legal and External Affairs Unit of the DEA. Hertel Decl. ¶ 1. The DEA did not

submit a Vaughn index.

III. LEGAL STANDARD

The Freedom of Information Act is meant “to pierce the veil of administrative secrecy

and to open agency action to the light of public scrutiny.” U.S. Dep’t of State v. Ray, 502 U.S.

164, 173 (1991) (quoting Dep’t of Air Force v. Rose, 425 U.S. 352, 361 (1976)). It “directs that

3 ‘each agency, upon any request for records . . . shall make the records promptly available to any

person’ unless the requested records fall within one of the statute’s nine exemptions.” Loving v.

Dep’t of Def., 550 F.3d 32, 37 (D.C. Cir. 2008) (quoting 5 U.S.C. § 552(a)(3)(a)). “Consistent

with the Act’s goal of broad disclosure,” those exemptions should be “given a narrow compass.”

U.S. Dep’t of Just. v. Tax Analysts, 492 U.S. 136, 151 (1989). “The agency bears the burden of

establishing that a claimed exemption applies.” Citizens for Resp. & Ethics in Wash. v. U.S.

Dep’t of Just. (“CREW”), 746 F.3d 1082, 1088 (D.C. Cir. 2014).

Summary judgment is warranted “if the movant shows that there is no genuine dispute as

to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P.

56(a). In assessing whether the movant has met that burden, a court “must view the evidence in

the light most favorable to the nonmoving party, draw all reasonable inferences in his favor, and

eschew making credibility determinations or weighing the evidence.” Montgomery v. Chao, 546

F.3d 703, 706 (D.C. Cir. 2008). Because FOIA cases do not ordinarily involve disputed facts,

they “are typically and appropriately decided on motions for summary judgment.” Moore v.

Bush, 601 F. Supp. 2d 6, 12 (D.D.C. 2009) (citations omitted). An agency may show that it is

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Related

Department of the Air Force v. Rose
425 U.S. 352 (Supreme Court, 1976)
United States Department of Justice v. Tax Analysts
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United States Department of State v. Ray
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Campbell v. United States Department of Justice
164 F.3d 20 (D.C. Circuit, 1998)
Wolf v. Central Intelligence Agency
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Montgomery v. Chao
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Loving v. Department of Defense
550 F.3d 32 (D.C. Circuit, 2008)
Mayer Brown LLP v. Internal Revenue Service
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Larson v. Department of State
565 F.3d 857 (D.C. Circuit, 2009)
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Moore v. Bush
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