Haas v. Delaware & Hudson Railway Co.

282 F. App'x 84
CourtCourt of Appeals for the Second Circuit
DecidedJune 24, 2008
DocketNo. 07-1198-cv
StatusPublished
Cited by50 cases

This text of 282 F. App'x 84 (Haas v. Delaware & Hudson Railway Co.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Haas v. Delaware & Hudson Railway Co., 282 F. App'x 84 (2d Cir. 2008).

Opinion

SUMMARY ORDER

Plaintiff-Appellant Jason Haas appeals from a judgment entered in the Northern District of New York (Lawrence E. Kahn, Judge) granting summary judgment to [85]*85Defendant-Appellee Delaware & Hudson Railway Company, Inc. (“D&H”).

Haas, a D&H employee, brought suit under the Federal Employers’ Liability Act (“FELA”), 45 U.S.C. §§ 51-60, alleging that he injured his shoulder operating a rail switch on May 1, 2004. In granting D&H’s motion for summary judgment, the District Court struck the affidavit of Gary Sheehan for reasons discussed below, and held that the record did not include evidence suggesting that the switch “was defective in any way when [Haas] injured his shoulder.” See Haas v. Delaware & Hudson Ry. Co., No. 04 Civ. 1503, 2007 WL 766324, at *2-5 (N.D.N.Y. Mar. 8, 2007). The District Court further held that Haas had failed to submit any evidence, “other than his own vague recollections, that suggests that D&H knew or should have known about a defect in the [sjwitch.” Id. at *6. We assume the parties’ familiarity with the facts, procedural history, and issues on appeal. For the reasons that follow, we affirm the judgment of the District Court.

The Sheehan Affidavit

In his opposition to D&H’s motion for summary judgment, Haas submitted an affidavit by Gary Sheehan. Sheehan attests that he “tagged the [switch] for repair on 2-3 occasions [between March 15 and May 1, 2004] since it was very hard to throw in one direction” and that the problem was reported to D&H.

We find that the District Court did not exceed its allowable discretion in granting D&H’s motion to preclude consideration of the Sheehan affidavit pursuant to Fed.R.Civ.P. 37(c)(1). See Haas, 2007 WL 766324, at *2-3. During discovery, D&H served interrogatories asking Haas whether D&H had actual or constructive notice of the allegedly negligent condition and to identify any witnesses he intended to call at trial to testify about notice. Haas answered these requests by referring to his complaint, which did not allege any facts regarding notice, by generally asserting that D&H knew or should have known of the alleged defect, and by stating that the switch “may also have been the subject of complaints by other workers.” D&H also asked Haas to identify anyone who, though not a witness to his accident, “has knowledge of it.” Haas concedes that he failed to identify Sheehan as a fact witness and failed to amend his answers to D&H’s interrogatories.

Haas argues that his failure to appreciate Sheehan’s significance until D&H moved for summary judgment was “not intentional.” Rather, Haas explains that he obtained the Sheehan affidavit in response to D&H’s motion for summary judgment as part of “a final attempt to uncover any pre-accident information regarding the [switch] given the lack of evidence of prior problems with the switeh[ ] provided in discovery.” (Haas points out that he mentioned Sheehan in the course of his deposition, but these references neither suggest in any way that Sheehan has information relevant to Haas’s accident nor serve to amend his responses.)

Haas was obligated under Rule 26(e) “seasonably to amend a prior response to an interrogatory ... if [he] learn[ed] that the response is in some material respect incomplete or incorrect and if the additional or corrective information has not otherwise been made known to the other parties during the discovery process or in writing.” Fed.R.Civ.P. 26(e)(2) (2006).1 Under Rule 37, “[a] party that without substantial justification fails to disclose information required by Rule 26(a) or [86]*8626(e)(1), or to amend a prior response to discovery as required by Rule 26(e)(2), is not, unless such failure is harmless, permitted to use as evidence ... on a motion any witness or information not so disclosed.” Fed.R.Civ.P. 37(c)(1) (2006).2

The District Court found that Haas failed to offer any justification for his delay, that Sheehan’s affidavit provided evidence “directly relevant to the issue of whether D&H had notice of any defect and was negligent in correcting such a problem,” that Haas’s failure to previously disclose this information “cannot be considered harmless,” and that consideration of the affidavit, which “D&H has not been allowed to examine and challenge, would significantly prejudice D&H.” Haas, 2007 WL 766324, at *3.

We review the District Court’s exclusion of evidence under Rule 37(c)(1) for abuse of discretion. Patterson v. Balsamico, 440 F.3d 104, 117 (2d Cir.2006). “In determining whether the district court acted within its discretion, this Court considers (1) the party’s explanation for the failure to comply with the [disclosure requirement]; (2) the importance of the testimony of the precluded witness; (3) the prejudice suffered by the opposing party as a result of having to prepare to meet the new testimony; and (4) the possibility of a continuance.” Id. (internal quotation marks omitted) (alteration in original). “The purpose of the rule is to prevent the practice of ‘sandbagging’ an opposing party with new evidence.” Ebewo v. Martinez, 309 F.Supp.2d 600, 607 (S.D.N.Y.2004). “[Although a ‘bad-faith’ violation of ... Rule 26 is not required in order to exclude evidence pursuant to Rule 37, it can be taken into account as part of the party’s explanation for its failure to comply.” Design Strategy, Inc. v. Davis, 469 F.3d 284, 296 (2d Cir.2006).

Plaintiffs counsel does not explain why he failed to identify Sheehan as a potential witness with information pertaining to notice before D&H filed its motion. He merely claims that his failure to do so was an unintentional oversight due to his lack of appreciation of Sheehan’s knowledge about the switch. This does not explain why he waited until after the yearlong discovery phase had ended and after the filing of D&H’s motion for summary judgment to seek evidence dating from the time of Haas’s injury from the union representative. Although the late discovery of Sheehan’s information was apparently due to plaintiffs counsel’s neglect and not “bad faith,” bad faith is not required and counsel has offered no adequate explanation for this untimely disclosure.

Contrary to D&H’s argument, however, Sheehan’s affidavit provides evidence of obvious importance for Haas’s claim, a factor weighing in favor of Haas here. See Design Strategy, 469 F.3d at 296-97.

Haas argues that D&H would not be prejudiced by the inclusion of the Sheehan affidavit because D&H failed to disclose to him the information related in the affidavit and because D&H undertook an investigation when the switch broke two weeks after Haas’s injury. Haas’s claim that D&H itself committed discovery violations lacks support and comes only at this late juncture.

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282 F. App'x 84, Counsel Stack Legal Research, https://law.counselstack.com/opinion/haas-v-delaware-hudson-railway-co-ca2-2008.