Gregory Deck, as Administrator of the Estate of Jose Jesus Calderon, Deceased v. Peter Romein's Sons, Inc.

109 F.3d 383, 1997 U.S. App. LEXIS 5479, 1997 WL 134449
CourtCourt of Appeals for the Seventh Circuit
DecidedMarch 24, 1997
Docket96-2507
StatusPublished
Cited by17 cases

This text of 109 F.3d 383 (Gregory Deck, as Administrator of the Estate of Jose Jesus Calderon, Deceased v. Peter Romein's Sons, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gregory Deck, as Administrator of the Estate of Jose Jesus Calderon, Deceased v. Peter Romein's Sons, Inc., 109 F.3d 383, 1997 U.S. App. LEXIS 5479, 1997 WL 134449 (7th Cir. 1997).

Opinion

CUMMINGS, Circuit Judge.

On October 26, 1990, Jose Jesus Calderon, a migrant farm worker, was killed in an automobile accident while traveling from one *385 work site in rural St. Anne, Illinois to another. Gregory Deck, administrator of Calderon’s estate, brought suit against Peter Romein’s Sons, Inc. (“PRSI”), for whom Calderon had worked during the 1990 season, asserting survival and wrongful death claims under the Migrant and Seasonal Agricultural Worker Protection Act (“AWPA” or “the Act”), 29 U.S.C. § 1801 et seq. 1 While this action was pending in the district court, Congress amended the AWPA to provide, among other things, that “where a State workers’ compensation law is applicable and coverage is provided for a migrant or seasonal agricultural worker, the workers’ compensation benefits shall be the exclusive remedy” for the death or bodily injury of such a worker. Pub.L. 104-49, § 1(a), 109 Stat. 432 (1995), codified at 29 U.S.C. § 1854(d)(1). The amendment further provides that this exclusivity provision “shall apply to all cases in which a final judgment has not been entered.” Id. § 1(b), 109 Stat. 432 (1995). Giving effect to this new amendment, the district court dismissed Deck’s action. In a two-page Order dismissing the suit entered on May 17, 1996, the district judge noted that in a previous decision he had determined that a genuine issue of material fact existed as to whether PRSI was Calderon’s employer on the day of the accident; however, in the May 17 Order the judge reasoned:

[Tjhere is no need to decide this factual issue because no foreseeable result would save the case from dismissal. If [PRSI] were found to be an employer, they [sic] would be protected from liability by the Workers’ Compensation exclusivity provisions of the AWPA amendments. If [PRSI] were found not to be an employer, they [sic] would be free from any liability at all under any statute — state workers’ compensation or federal AWPA. Therefore, employer status, although undecided, is not relevant.

Because this Court concludes that Deck’s AWPA action may proceed even if PRSI is not found to have been Calderon’s employer on the day of the accident, we reverse the judgment of the district court and remand 'for further proceedings.

I. BACKGROUND

The issues presented in this appeal raise purely legal questions of statutory construction concerning the AWPA’s scope of coverage and the constitutionality of the recent amendments to the Act; therefore, we shall recite the facts relating to the underlying accident only summarily to provide some context for the discussion. Jose Calderon and David Lopez were migrant workers who worked in St. Anne, Illinois during the 1990 season. PRSI is a farming concern, with its principal place of business in St. Anne, specializing in gladioli and vegetables. Marion Romein (“Romein”) is half-owner of PRSI. Both Calderon and Lopez were temporary employees of PRSI during the 1990 season and they resided at the barracks on Romein’s farm during that season.

On the morning of October 26, 1990, Romein was out in the yard giving instructions for the day’s work to Maximo Frias, who was essentially the foreman at PRSI. Frias spoke both English and Spanish and had been with PRSI for several years. Romein, who did not speak Spanish, would give instructions to Frias, who, in turn, would convey the instructions in Spanish to the workers. At about 9:00 that morning, Richard Soucie, who was half-owner of Kankakee Valley Flowers and Produce, Inc. (“Kankakee Valley”), came to Romein’s farm looking for extra farmhands. 2 He was accompanied by two Kankakee Valley migrant workers, Adolpho Ramirez and Elíseo Campos. There is dispute in the record about who said what to *386 whom and where, 3 but there is no dispute that Calderon and Lopez went off to work with Soucie, riding in the back of Soucie’s truck. It is also undisputed that Calderon and Lopez left with Romein’s permission. As a matter of co-operation among farmers in the area, it was customary that if one farmer had workers available that were not being used on a given day, a farmer needing extra hands could call upon the farmer with excess labor to provide him with workers.

At about noon that day, Elíseo Campos drove Calderon and Lopez back to Romein’s farm for lunch. Campos returned about an hour later to drive them back to work at a Kankakee Valley farm. Later that day, Soucie wanted the workers to go to another Kankakee Valley work site. He instructed Campos to follow him in a Kankakee Valley truck with Calderon and Lopez. En route, Campos lost control of the truck and rolled into a ditch. Calderon was thrown from the truck and killed. Lopez was severely injured. 4

Deck brought this lawsuit pursuant to the AWPA’s private right of action provision, which provides: “Any person aggrieved by a violation of this chapter or any regulation under this chapter by a[n] ... agricultural employer ... may file suit in any district court of the United States having jurisdiction of the parties____” 29 U.S.C. § 1854(a). Deck’s second amended complaint alleged that Calderon suffered injuries caused by PRSI’s intentional violations of the Act’s motor vehicle safety requirements, 29 U.S.C. § 1841, and accompanying regulations, 29 C.F.R. § 500.105. Although the original complaint in this ease was filed on October 22, 1991, the ease was still pending over four years later when, on November 15, 1995, Congress passed Public Law 104-49, 109 Stat. 432, amending the AWPA. Thereafter, the district court granted PRSI’s motion to dismiss, which was based on the newly enacted workers’ compensation exclusivity provision. At issue in this appeal is whether the AWPA’s private right of action provision encompasses suits by an aggrieved migrant worker against an agricultural employer that is not the worker’s employer at the time of the occurrence giving rise to the suit, and whether the 1995 workers’ compensation exclusivity amendment may be applied constitutionally to cases pending at the time of its enactment.

II. ANALYSIS

Retroactivity

In dismissing Deck’s action, the district judge reasoned, in part, that if PRSI were found to be Calderon’s employer, the workers’ compensation exclusivity provision in the 1995 amendments to the AWPA would bar any claims for damages under the Act. Deck does not dispute this conclusion as to the effect of the 1995 amendments; however, he maintains that the workers’ compensation exclusivity provision may not, consistently with the Due Process Clause of the Fifth Amendment, be applied retroactively. Deck’s contention is entirely without merit.

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Bluebook (online)
109 F.3d 383, 1997 U.S. App. LEXIS 5479, 1997 WL 134449, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gregory-deck-as-administrator-of-the-estate-of-jose-jesus-calderon-ca7-1997.