Gorman v. National Transportation Safety Board

558 F.3d 580, 385 U.S. App. D.C. 64, 2009 U.S. App. LEXIS 5446, 2009 WL 673495
CourtCourt of Appeals for the D.C. Circuit
DecidedMarch 17, 2009
Docket07-1532
StatusPublished
Cited by18 cases

This text of 558 F.3d 580 (Gorman v. National Transportation Safety Board) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gorman v. National Transportation Safety Board, 558 F.3d 580, 385 U.S. App. D.C. 64, 2009 U.S. App. LEXIS 5446, 2009 WL 673495 (D.C. Cir. 2009).

Opinion

Opinion for the Court filed by Circuit Judge HENDERSON.

KAREN LECRAFT HENDERSON, Circuit Judge.

Michael C. Gorman petitions for review of an opinion and order of the National Transportation Safety Board (NTSB or Board), which affirmed a Federal Aviation Administration (FAA) emergency order revoking Gorman’s commercial pilot certificate. The FAA found that Gorman deliberately violated Federal Aviation Regulations (FARs) by operating aircraft *582 carrying cargo for compensation or hire without obtaining the required operating certificate and operations specifications and without complying with competency and line check requirements set out in Subpart C of FAR Part 119, 14 C.F.R. §§ 119.31 et seq., and FAR Part 135, id. §§ 135.1 et seq., even after the FAA informed him he was required to do so under FAR section 119.23(b), 14 C.F.R. § 119.23(b). Gorman maintains, as he did below, that the regulation, which on its face applies only to aircraft “having a passenger-seat configuration of less than 20 seats,” id., does not apply to his two aircraft because they have no passenger seats and therefore no “passenger-seat configuration” whatsoever. Gorman also asserts that FAR section 119.23, as interpreted by the FAA, is ultra vires and that license revocation was too severe a sanction. For the reasons set out below, we conclude that the FAA reasonably construed its regulation to apply to aircraft with no passenger seats, that the regulation is not ultra vires and that Gorman has waived his objection to the severity of the penalty. Accordingly, we deny the petition for review.

I.

In 2003, Gorman obtained a Part 135 operating certificate to operate his business flying cargo in the form of bank checks for a single bank. In 2005, Gorman decided he did not need a Part 135 certificate to operate his business under the applicable FARs and obtained a written opinion from Robert Griscom, an “aviation attorney,” that as a “private carrier” Gor-man did not need such a certificate which, Griscom averred, is required only for “common carriers.” 1 See Hearing Ex. C-1, Sturgell v. Gorman, Docket No. SE-18094, at 2-3 (NTSB Sept. 25, 2007) (July 18, 2005 Letter from Robert Griscom to Mike Gorman). Gorman’s “private” carriage, Griscom opined, “may be conducted under the Rules of FAR Part 91,” id. at 3, which is titled “Air Traffic and General Operating Rules.” Griscom sent a copy of his opinion letter to Monroe P. Balton, FAA Regional Counsel for the Western Pacific Region, who responded that the opinion “accurately reflects the current state of the [FAA’s] regulations, Advisory Circular 120-12A and policy on the issue of private carriage.” Hearing Ex. C-2, Sturgell v. Gorman, at 1 (NTSB Sept. 25, 2007) (Aug. 19, 2005 Letter from Monroe P. Balton to Robert Griscom).

In March 2007, while on routine surveillance at the Long Beach, CA airport, two FAA aviation safety inspectors observed an airplane displaying “Charter advertising” on the side of the fuselage. When questioned by one of the inspectors, Gor-man, the airplane’s pilot, responded that he did not need an “Air Carrier Certificate” to operate his business. In a subsequent telephone conversation, the other inspector told Gorman that “he might be in violation of Pt. 119.23(b) if he was transporting bank checks for hire without an Air Carrier Certificate.” Hearing Ex. C-4, Sturgell v. Gorman, at 1 (NTSB Sept. 25, 2007) (Record of Apr. 10, 2007 telephone call from Mike Gorman to Gary Lackey). Gorman insisted that FAR section 119.23(b) did not apply to him because he was in “private carriage” and that he had legal opinions from Griscom and from FAA counsel Balton supporting his position. When contacted by the inspectors, Balton opined that “indeed Mr. Gorman *583 would need an Air Carrier Certifícate if he was transporting for hire in private carriage.” Id.

In April 2007, according to Gorman, FAA inspector Gary Lackey informed him by telephone that he was “grounded,” that he had “received bad advice from [his] attorney” and that he was “operating illegally.” Admin. Hearing Transcript, Sturgell v. Gorman, at 66 (Sept. 25, 2007 NTSB) (testimony of Gorman) (Hearing Tr.). After being advised by Griscom and other private counsel that Lackey lacked authority to ground him, Gorman called FAA Operations Unit Supervisor Robert W. Kemp. Kemp clarified that Gorman was not “grounded” but Kemp advised Gorman that “operations defined as ‘private carriage’ require the issuance of an operator’s certificate” and that Gorman’s operation “appears to meet this definition” and warned him that if Gorman was “engaged in this type of activity, [he] m[ight] be in violation of Title 14 of the Code of Federal Aviation Regulations (Title 14 CFR) and subject to civil penalties.” Hearing Ex. C-5, Sturgell v. Gorman (NTSB Sept. 25, 2007) (April 20, 2007 Letter from Robert W. Kemp to Mike Gorman).

On May 21, 2007, Balton drafted a memorandum addressing certification requirements for private carriage by a small airplane operator. Hearing Ex. C-6, Sturgell v. Gorman, (NTSB Sept. 25, 2007) (May 21, 2007 Memorandum from M. Balton to Long Beach Flight Standards District Offices) (Balton Memo). In it Balton stated that Advisory Circular 120-12A, which he had cited in his earlier opinion, had not been revised since 1986 and therefore did not take into account FAR Part 119, which “was issued and became effective later in time” and therefore “better represents the FAA’s position with respect to private carriage.” Id. at 1. Balton then set out the text of FAR section 119.23(b):

Each person who conducts noncommon carriage (except as provided in § 91.501(b) of this chapter) or private carriage operations for compensation or hire with airplanes having a passenger-seat configuration of less than 20 seats, excluding each crewmember seat, and a payload capacity of less than 6,000 pounds shall—
(1) Comply with the certification and operations specifications requirements in subpart C of this part;
(2) Conduct those operations in accordance with the requirements of part 135 of this chapter, except for those requirements applicable only to commuter operations;

14 C.F.R. § 119.23(b), quoted in Balton Memo at 2 (emphasis added). FAR section 119.23(b), Balton noted, “is regulatory in nature and must be complied with,” while Advisory Circular 120-12A “is ... advisory only — a suggested means of complying with the regulations” and “is not regulatory and is not enforced by the FAA.” Balton Memo at 2.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Bonnet v. Whitaker
118 F.4th 154 (First Circuit, 2024)
James Fejes, Jr. v. Faa
Ninth Circuit, 2024
Ann Dormani v. Target Corporation
970 F.3d 910 (Eighth Circuit, 2020)
Kornitzky Group, LLC v. Daniel Elwell
929 F.3d 737 (D.C. Circuit, 2019)
Jacqueline Halbig v. Sylvia Mathews Burwell
758 F.3d 390 (D.C. Circuit, 2014)
Balloons Over the Rainbow, Inc. v. Director of Revenue
427 S.W.3d 815 (Supreme Court of Missouri, 2014)
Craker v. Drug Enforcement Administration
714 F.3d 17 (First Circuit, 2013)
Howmet Corp. v. Environmental Protection Agency
614 F.3d 544 (D.C. Circuit, 2010)
Clippard v. Kentucky Processing Co.
418 B.R. 217 (E.D. Kentucky, 2009)
Vitality Rehab, Inc. v. Sebelius
641 F. Supp. 2d 984 (C.D. California, 2009)
Affum v. United States
566 F.3d 1150 (D.C. Circuit, 2009)
Riffin v. Surface Transportation Board
331 F. App'x 751 (D.C. Circuit, 2009)

Cite This Page — Counsel Stack

Bluebook (online)
558 F.3d 580, 385 U.S. App. D.C. 64, 2009 U.S. App. LEXIS 5446, 2009 WL 673495, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gorman-v-national-transportation-safety-board-cadc-2009.