Gomez v. Lind

Court of Appeals for the Tenth Circuit·Decided July 23, 2018·No. 17-1427·Unpublished

Opinion

FILED

United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit

FOR THE TENTH CIRCUIT July 23, 2018

Elisabeth A. Shumaker

Clerk of Court

CARLOS GOMEZ,

Petitioner - Appellant,

v. No. 17-1427 (D.C. No. 1:15-CV-02582-PAB)

RANDY LIND, Warden of the Colorado (D. Colo.) Territorial Correctional Facility; CYNTHIA COFFMAN, Attorney General of the State of Colorado,

Respondents - Appellees.

ORDER DENYING CERTIFICATE OF APPEALABILITY ∗

Before BACHARACH, PHILLIPS, and McHUGH, Circuit Judges.

Carlos Gomez, a Colorado state prisoner proceeding pro se, seeks a certificate of appealability (COA) to appeal the denial of his habeas application. We deny his application and dismiss this matter.

I. BACKGROUND

A jury convicted Gomez of first-degree murder, and he was sentenced to life in prison without parole. His conviction was affirmed on direct appeal to the Colorado Court of Appeals (CCA). Gomez then filed a motion for post-conviction relief in the trial

This order is not binding precedent except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.

court, which was denied. The CCA affirmed the denial of his motion for post-conviction relief.

The relevant facts are set forth in the CCA’s opinion in the direct appeal. The victim was inside a bar when he observed Gomez, by video camera, peering into or attempting to break into a car in the parking lot. The victim and several other patrons went outside to confront Gomez, who sprayed them with pepper spray and ran away. Several men, including the victim, gave chase, during which Gomez fired a handgun in the general direction of his pursuers. The victim, who eventually caught up with Gomez, was fatally shot during the ensuing struggle. Gomez’s “theory of defense was that the victim’s death was a non-criminal accident, which had occurred while he was defending himself from the victim and the other pursuers. [He] testified that he did not shoot the victim; rather, the shooting occurred during the struggle for the gun.” R., Vol. 1 at 292.

On direct appeal, Gomez raised several errors, including: (1) the lack of evidence to support the jury instructions on provocation and initial aggressor; (2) insufficient evidence to support the conviction; and (3) prosecutorial misconduct. The CCA considered the merits of these claims and denied them.

In his motion for post-conviction relief, Gomez raised several new arguments, including numerous instances of ineffective assistance of counsel and constitutional error concerning the jury instruction on intoxication. The trial court denied the motion, and the CCA affirmed.

Gomez then filed his habeas application under 28 U.S.C. § 2554 in the United States District Court of Colorado, in which he asserted three claims, each with several

subparts. The court denied the claims and also denied Gomez’s request for a certificate of appealability (COA). He now seeks a COA to appeal the denial of his habeas application. 1 II. STANDARD OF REVIEW

Gomez must obtain a COA before he can appeal the district court’s denial of his § 2254 application. See 28 U.S.C. § 2253(c)(1)(A) (requiring a state prisoner appealing denial of a § 2254 application to obtain a COA). We will issue a COA “only if the applicant has made a substantial showing of the denial of a constitutional right.” Id. § 2253(c)(2). To make that showing, a petitioner must demonstrate that reasonable jurists could debate “whether the petition should have been resolved in a different manner or that the issues presented were adequate to deserve encouragement to proceed further.” Miller-El v. Cockrell, 537 U.S. 322, 336 (2003) (internal quotation marks omitted).

When a state court has adjudicated the merits of a claim, a federal court may grant habeas relief only if the state court decision “was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States,” § 2254(d)(1), or “was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding,” § 2254(d)(2). See also Davis v. McCollum, 798 F.3d 1317, 1319 (10th Cir. 2015). Factual findings of the state court are presumed correct unless the applicant rebuts

1 The operative pleading was Gomez’s amended application. As an initial matter, the district court dismissed several claims, which Gomez does not challenge. In its final order, the court denied the remaining claims on the merits. Gomez now seeks a COA on some, but not all the claims that were denied by the court.

that presumption by “clear and convincing evidence.” § 2254(e)(1). See also Welch v. Workman, 639 F.3d 980, 991 (10th Cir. 2011).

“For federal habeas claims not adjudicated on the merits in state-court proceedings, we exercise our independent judgment and review the federal district court’s conclusions of law de novo. . . . The district court’s factual determinations are reviewed for clear error.” Littlejohn v. Trammell, 704 F.3d 817, 825 (10th Cir. 2013) (internal quotation marks omitted). See also Gipson v. Jordan, 376 F.3d 1193, 1996 (10th Cir. 2004) (“[I]f the state court did not decide a claim on the merits, and the claim is not otherwise procedurally barred, we address the issue de novo and the § 2254(d)(1) deference requirement does not apply.”). However, “state-court findings of fact that bear upon the claim are entitled to a presumption of correctness rebuttable only by clear and convincing evidence.” Littlejohn, 704 F.3d at 825 (internal quotation marks omitted). See also Gipson v. Jordan, 376 F.3d 1193, 1996 (10th Cir. 2004) (“[I]f the state court did not decide a claim on the merits, and the claim is not otherwise procedurally barred, we address the issue de novo and the § 2254(d)(1) deference requirement does not apply.”).

III. ANALYSIS

A. Self-Defense Related Jury Instructions Although Gomez’s theory of defense was accidental shooting, he nonetheless convinced the trial court to give an instruction on self-defense. The court then granted the prosecution’s request to further instruct the jury that Gomez could not use self- defense to justify the shooting if he was the initial aggressor or provoked the victim into attacking him. See Colo. Rev. Stat. § 18-1-704(3)(a), (b).

On direct appeal, Gomez argued that the trial court should not have given the provocation and initial-aggressor instructions, because no evidence supported them. The CCA agreed that the instructions should not have been given, but concluded that any error was harmless because Gomez was not even entitled to a self-defense instruction. In particular, the CCA relied on Gomez’s testimony that “‘I never did intentionally shoot the gun during the tug of war and I never did have my finger on the trigger.’” R., Vol. 1 at 296.

The CCA held that under Colorado law, Gomez’s testimony was a “judicial admission[] which wholly contradict[s] the tendered theory of defense instruction,” id. at 295, and therefore he was not entitled to a self-defense instruction. See People v. York, 897 P.2d 848, 850 (Colo. App. 1994) (defendant not entitled to jury instruction embodying his theory of the case when he testifies under oath to facts that contradict that theory); People v. Garcia, 826 P.2d 1259, 1263 (Colo. 1992) (same).

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