Gomez v. Lind

CourtCourt of Appeals for the Tenth Circuit
DecidedJuly 23, 2018
Docket17-1427
StatusUnpublished

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Bluebook
Gomez v. Lind, (10th Cir. 2018).

Opinion

FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit

FOR THE TENTH CIRCUIT July 23, 2018 _________________________________ Elisabeth A. Shumaker Clerk of Court CARLOS GOMEZ,

Petitioner - Appellant,

v. No. 17-1427 (D.C. No. 1:15-CV-02582-PAB) RANDY LIND, Warden of the Colorado (D. Colo.) Territorial Correctional Facility; CYNTHIA COFFMAN, Attorney General of the State of Colorado,

Respondents - Appellees. _________________________________

ORDER DENYING CERTIFICATE OF APPEALABILITY ∗ _________________________________

Before BACHARACH, PHILLIPS, and McHUGH, Circuit Judges. _________________________________

Carlos Gomez, a Colorado state prisoner proceeding pro se, seeks a certificate of

appealability (COA) to appeal the denial of his habeas application. We deny his

application and dismiss this matter.

I. BACKGROUND

A jury convicted Gomez of first-degree murder, and he was sentenced to life in

prison without parole. His conviction was affirmed on direct appeal to the Colorado

Court of Appeals (CCA). Gomez then filed a motion for post-conviction relief in the trial

∗ This order is not binding precedent except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1. court, which was denied. The CCA affirmed the denial of his motion for post-conviction

relief.

The relevant facts are set forth in the CCA’s opinion in the direct appeal. The

victim was inside a bar when he observed Gomez, by video camera, peering into or

attempting to break into a car in the parking lot. The victim and several other patrons

went outside to confront Gomez, who sprayed them with pepper spray and ran away.

Several men, including the victim, gave chase, during which Gomez fired a handgun in

the general direction of his pursuers. The victim, who eventually caught up with Gomez,

was fatally shot during the ensuing struggle. Gomez’s “theory of defense was that the

victim’s death was a non-criminal accident, which had occurred while he was defending

himself from the victim and the other pursuers. [He] testified that he did not shoot the

victim; rather, the shooting occurred during the struggle for the gun.” R., Vol. 1 at 292.

On direct appeal, Gomez raised several errors, including: (1) the lack of evidence

to support the jury instructions on provocation and initial aggressor; (2) insufficient

evidence to support the conviction; and (3) prosecutorial misconduct. The CCA

considered the merits of these claims and denied them.

In his motion for post-conviction relief, Gomez raised several new arguments,

including numerous instances of ineffective assistance of counsel and constitutional error

concerning the jury instruction on intoxication. The trial court denied the motion, and the

CCA affirmed.

Gomez then filed his habeas application under 28 U.S.C. § 2554 in the United

States District Court of Colorado, in which he asserted three claims, each with several

2 subparts. The court denied the claims and also denied Gomez’s request for a certificate

of appealability (COA). He now seeks a COA to appeal the denial of his habeas

application. 1

II. STANDARD OF REVIEW

Gomez must obtain a COA before he can appeal the district court’s denial of his

§ 2254 application. See 28 U.S.C. § 2253(c)(1)(A) (requiring a state prisoner appealing

denial of a § 2254 application to obtain a COA). We will issue a COA “only if the

applicant has made a substantial showing of the denial of a constitutional right.” Id.

§ 2253(c)(2). To make that showing, a petitioner must demonstrate that reasonable

jurists could debate “whether the petition should have been resolved in a different manner

or that the issues presented were adequate to deserve encouragement to proceed further.”

Miller-El v. Cockrell, 537 U.S. 322, 336 (2003) (internal quotation marks omitted).

When a state court has adjudicated the merits of a claim, a federal court may grant

habeas relief only if the state court decision “was contrary to, or involved an

unreasonable application of, clearly established Federal law, as determined by the

Supreme Court of the United States,” § 2254(d)(1), or “was based on an unreasonable

determination of the facts in light of the evidence presented in the State court

proceeding,” § 2254(d)(2). See also Davis v. McCollum, 798 F.3d 1317, 1319 (10th Cir.

2015). Factual findings of the state court are presumed correct unless the applicant rebuts

1 The operative pleading was Gomez’s amended application. As an initial matter, the district court dismissed several claims, which Gomez does not challenge. In its final order, the court denied the remaining claims on the merits. Gomez now seeks a COA on some, but not all the claims that were denied by the court. 3 that presumption by “clear and convincing evidence.” § 2254(e)(1). See also Welch v.

Workman, 639 F.3d 980, 991 (10th Cir. 2011).

“For federal habeas claims not adjudicated on the merits in state-court

proceedings, we exercise our independent judgment and review the federal district court’s

conclusions of law de novo. . . . The district court’s factual determinations are reviewed

for clear error.” Littlejohn v. Trammell, 704 F.3d 817, 825 (10th Cir. 2013) (internal

quotation marks omitted). See also Gipson v. Jordan, 376 F.3d 1193, 1996 (10th Cir.

2004) (“[I]f the state court did not decide a claim on the merits, and the claim is not

otherwise procedurally barred, we address the issue de novo and the § 2254(d)(1)

deference requirement does not apply.”). However, “state-court findings of fact that bear

upon the claim are entitled to a presumption of correctness rebuttable only by clear and

convincing evidence.” Littlejohn, 704 F.3d at 825 (internal quotation marks omitted).

See also Gipson v. Jordan, 376 F.3d 1193, 1996 (10th Cir. 2004) (“[I]f the state court did

not decide a claim on the merits, and the claim is not otherwise procedurally barred, we

address the issue de novo and the § 2254(d)(1) deference requirement does not apply.”).

III. ANALYSIS

A. Self-Defense Related Jury Instructions

Although Gomez’s theory of defense was accidental shooting, he nonetheless

convinced the trial court to give an instruction on self-defense. The court then granted

the prosecution’s request to further instruct the jury that Gomez could not use self-

defense to justify the shooting if he was the initial aggressor or provoked the victim into

attacking him. See Colo. Rev. Stat. § 18-1-704(3)(a), (b).

4 On direct appeal, Gomez argued that the trial court should not have given the

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