Goldbaum v. Regents of University of California

191 Cal. App. 4th 703, 119 Cal. Rptr. 3d 664, 2011 Cal. App. LEXIS 8
CourtCalifornia Court of Appeal
DecidedJanuary 6, 2011
DocketNo. D055845
StatusPublished
Cited by16 cases

This text of 191 Cal. App. 4th 703 (Goldbaum v. Regents of University of California) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Goldbaum v. Regents of University of California, 191 Cal. App. 4th 703, 119 Cal. Rptr. 3d 664, 2011 Cal. App. LEXIS 8 (Cal. Ct. App. 2011).

Opinion

Opinion

McCONNELL, P. J.

The California Constitution (art. IX, § 9, subd. (a)) grants the Regents of the University of California (the Regents) “ ‘ “broad powers to organize and govern the university and limits the Legislature’s power to regulate either the university or the [R]egents.” ’ ” (Miklosy v. Regents of University of California (2008) 44 Cal.4th 876, 889 [80 Cal.Rptr.3d 690, 188 P.3d 629].) The Regents “function in some ways like an independent sovereign, retaining a degree of control over the terms and scope of its own liability.” (Id. at p. 890.) The Legislature, however, may regulate the Regents’ conduct in limited areas. “[G]eneral police power regulations governing private persons and corporations may be applied to the university,” as well as regulations of “statewide concern not involving internal university affairs.” (San Francisco Labor Council v. Regents of University of California (1980) 26 Cal.3d 785, 789 [163 Cal.Rptr. 460, 608 P.2d 277] (San Francisco Labor Council).)

Courts have consistently held the Regents are exempt from statutes regulating the wages and benefits of employees and other workers, including those pertaining to prevailing wages, overtime pay, and indemnification for the cost of work uniforms and maintenance, on the ground those matters are internal affairs of the university that do not come within any of the exceptions to constitutional immunity. (San Francisco Labor Council, supra, 26 Cal.3d at p. 788; Regents of University of California v. Aubry (1996) 42 Cal.App.4th 579, 587-588 [49 Cal.Rptr.2d 703] (Aubry); Kim v. Regents of University of California (2000) 80 Cal.App.4th 160, 167 [95 Cal.Rptr.2d 10] (Kim); In re Work Uniform Cases (2005) 133 Cal.App.4th 328, 344 [34 Cal.Rptr.3d 635].)

The question on appeal here, one of first impression, is peripherally related to these wage and benefit opinions: Are the Regents constitutionally immune from the reach of Labor Code section 218.5,1 which mandates an award of attorney fees and costs to the prevailing party in an “action brought for the nonpayment of wages, fringe benefits, or ... . pension fund contributions”? [707]*707We answer the question in favor of the Regents’ autonomy, and accordingly, affirm a judgment denying Michael H. Goldbaum’s motion for attorney fees in an action against the Regents to establish his eligibility for pension fund benefits.

BACKGROUND

Goldbaum is a professor of ophthalmology at the University of California, San Diego (UCSD). He began working for UCSD in January 1977, and between 1977 and 1992 he devoted more than 50 percent of his work time to UCSD. In 1979 he received full tenure.

In February 2008 Goldbaum filed a petition for writ of mandate and complaint against the Regents for declaratory relief and breach of contract (complaint). The complaint alleged an element of his employment was participation in the University of California Retirement Plan (UCRP); under the UCRP, an employee’s pension increases with longer employment; and UCSD had failed to report to the UCRP that Goldbaum had been an employee between 1977 and 1992. Goldbaum was considering retirement, and he sought a judicial determination that he is eligible for pension benefits covering his entire period of employment and a writ of mandate ordering UCSD to accurately report his employment to the UCRP. The Regents disputed that Goldbaum was eligible for pension benefits between 1977 and 1992.

Both parties moved for summary judgment or adjudication. While the motions were pending, the parties settled the matter. The Regents agreed that Goldbaum would be considered an eligible employee during the disputed period “for purposes of calculating his UCRP Service Credit.” The Regents had entirely funded a retirement account for Goldbaum, and he was required to cause the account funds “to be rolled over to UCRP to offset the cost to UCRP for any additional years of Service Credit allocated for the Disputed Period.” Goldbaum reserved his right, if any, to seek attorney fees and costs.

Goldbaum moved for an award of attorney fees and costs under section 218.5. In opposition, the Regents argued they are constitutionally immune from the statute, and in any event the writ proceeding was not an “action” within the meaning of the statute and Goldbaum was not the prevailing party. The court agreed with the Regents on the constitutionality issue and denied the motion. The court relied on Kim, supra, 80 Cal.App.4th 160, one of a [708]*708line of opinions holding wage and benefit matters are internal university affairs not subject to state regulation. A dismissal with prejudice was entered on September 17, 2009.2

DISCUSSION

I

Appellate Jurisdiction

Preliminarily, we dispose of the Regents’ contention we .lack jurisdiction to hear the appeal because no judgment was entered. The court’s denial of Goldbaum’s motion and the later dismissal of the action with prejudice have the legal effect of a final, appealable judgment, which encompasses the ruling on his motion for fees. (Gutkin v. University of Southern California (2002) 101 Cal.App.4th 967, 974 [125 Cal.Rptr.2d 115] (Gutkin); Ashland Chemical Co. v. Provence (1982) 129 Cal.App.3d 790, 792-793 [181 Cal.Rptr. 340] [voluntary dismissal to expedite appeal after adverse ruling treated as judgment for purposes of appeal].) We presume he dismissed the complaint with prejudice for the purpose of expediting the appeal. “ ‘[M]any courts have allowed appeals by plaintiffs who dismissed their complaints after an adverse ruling by the trial court, on the theory the dismissals were not really voluntary, but only done to expedite an appeal.’ ” (Gutkin, at pp. 974-975.)

The Regents cite a portion of Gutkin that is irrelevant because it pertains to the voluntary dismissal of an action without prejudice. The court explained, “Because Gutkin dismissed his remaining claims in this case without prejudice, the voluntary dismissal could not have the legal effect of a final judgment, and could not serve to expedite an appeal. By voluntarily dismissing the action without prejudice Gutkin lost his ability to challenge the trial court’s interim orders.” (Gutkin, supra, 101 Cal.App.4th at p. 975.)

II

Section 218.5/Constitutional Immunity

A

Generally, a party may recover attorney fees only when a statute or contract provides for fee shifting. (Santisas v. Goodin (1998) 17 Cal.4th 599, [709]*709606 [71 Cal.Rptr.2d 830, 951 P.2d 399].) Section 218.5 provides for fee shifting in favor of the party that prevails on a claim for unpaid wages and specified benefits. Section 218.5 provides: “In any action brought for the nonpayment of wages, fringe benefits, or health and welfare or pension fund contributions, the court shall award reasonable attorney’s fees and costs to the prevailing party if any party to the action requests attorney’s fees and costs upon the initiation of the action. ...[][] This section does not apply to any action for which attorney’s fees are recoverable under Section 1194 [minimum wages and overtime compensation].”

“The California Constitution establishes the Regents as a ‘public trust . . .

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Cite This Page — Counsel Stack

Bluebook (online)
191 Cal. App. 4th 703, 119 Cal. Rptr. 3d 664, 2011 Cal. App. LEXIS 8, Counsel Stack Legal Research, https://law.counselstack.com/opinion/goldbaum-v-regents-of-university-of-california-calctapp-2011.