Glunk v. Department of State

102 A.3d 605, 2014 WL 5305726, 2014 Pa. Commw. LEXIS 507
CourtCommonwealth Court of Pennsylvania
DecidedOctober 17, 2014
StatusPublished
Cited by7 cases

This text of 102 A.3d 605 (Glunk v. Department of State) is published on Counsel Stack Legal Research, covering Commonwealth Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Glunk v. Department of State, 102 A.3d 605, 2014 WL 5305726, 2014 Pa. Commw. LEXIS 507 (Pa. Ct. App. 2014).

Opinion

OPINION BY Judge

McCULLOUGH.

Richard P. Glunk, M.D. (Requester) petitions, pro se, for review of the January 29, 2014 final determination of the Office of Open Records (OOR), granting in part and denying in part his request for certain information from the Department of State (Department) under the Pennsylvania Right-to-Know Law (RTKL).1

Facts and Procedural History

Requester is licensed to practice medicine by the State Board of Medicine (Board). Following an investigation by the Department, a prosecuting attorney filed disciplinary charges against Requester for allegedly engaging in unprofessional conduct when treating three patients. The Board eventually dismissed the charges in February 2009. Thereafter, Department prosecutors filed additional charges against Requester, contending that he engaged in immoral conduct by attempting to influence a Board member in the prior disciplinary matter. A hearing examiner, Joyce McKeever, Esquire, presided over the case, and, on December 1, 2010, found that Requester had engaged in immoral conduct and imposed as a sanction a sixty-day license suspension, a $5,000.00 civil penalty, and fifty hours of continuing education. On December 20, 2010, Requester filed a motion to reopen the record, but the case was assigned to another hearing examiner because McKeever was on vacation at that time. The new hearing examiner denied Requester’s motion.

On June 26, 2012, Requester submitted twelve RTKL requests for information to the Department. In request 1, Requester sought “[a]ll communications to and from Mark Greenwald[2] that refer to [Requester] or involve [Requester] in any way, including, but not limited to, emails, letters, phone records, notes, memos, messages” (Request 1). In requests 2 through 8 and 10, Requester sought the same information contained in his first request, but from different people, namely Kerry Malo-ney 3 (Request 2); Edward Rendell4 (Request 3); Basil Merenda5 (Request 4); Peter Marks 6 (Request 5); the Board and/or its members (Request 6); David Grubb7 (Request 7); Andrew Demarset8 (Request 8); and Joyce McKeever9 (Request 10).

[608]*608In requests 9, 11, and 12, Requester sought: “[a]ll records regarding vacation time for Joyce McKeever for the time period 12/01/2010 through 01/31/2011. Including but not limited to schedules, requests, memos” (Request 9); “[a]ll records, notes, memos, drafts, etc. of or regarding final order and adjudication of Joyce McKeever regarding [Requester]” (Request 11); and “[a]ll communications regarding recusal of [the Board] in case regarding [Requester]” (Request 12).

On July 9, 2012, Requester asserted that he had not received a timely response from the Department, within five business days of his requests or July 3, 2012,10 resulting in deemed denials, and he filed twelve appeals with the OOR, which were consolidated. By letter dated July 10, 2012, the OOR notified the parties that Requester’s appeals were received. On July 16, 2012, the Department advised the OOR that it had, in fact, responded to Requester’s requests by letter dated July 3, 2012, in which it notified Requester that, under section 902(b)(1) and (2) of the RTKL, it was extending its deadline to respond to the requests to August 3, 2012.11 After receiving the Department’s correspondence, the OOR issued a final determínation on July 18, 2012, dismissing Requester’s appeals as premature because the Department had until August 3, 2012, to respond to Requester’s requests.

On August 2, 2012, the Department replied to Requester’s requests and asserted the following grounds for denial: records responsive to Requests 1, 2, 4, 5, 7, and 8 were exempt from disclosure as noncriminal investigation documents pursuant to section 708(b)(17) of the RTKL, 65 P.S. § 67.708(b)(17); records related to Requests 3, 4, and 5 were not in the Department’s possession, custody, or control, and an agency is not required to create a record that does not exist under section 705 of the RTKL, 65 P.S. § 67.705; records responsive to Requests 4, 5, 6, 9, 10, and 11 were exempt from disclosure under the predecisional deliberation exception in section 708(b)(10) of the RTKL, 65 P.S. § 67.708(b)(10); Requests 4, 5, 6, 9, 10, and 11 were exempt from disclosure under the notes and working papers exception in section 708(b)(12) of the RTKL, 65 P.S. § 67.708(b)(12); Request 5, 6, and 12 were protected from disclosure by the attorney-client privilege and/or the attorney-work product doctrine under section 305(a)(2) of [609]*609the RTKL, 65 P.S. § 67.305(a)(2); some of the records responsive to Request 5 were not in the possession of the Department because they were transitory records disposed of in accordance with the Department’s record retention policy under section 507 of the RTKL, 65 P.S. § 67.507; and, finally, Request 9 was granted for records regarding vacation times, but denied for schedules, vacation requests, and memos, because this information was protected by the personal security exception under section 708(b)(l)(ii) of the RTKL, 65 P.S. § 67.708(b)(l)(ii). (Reproduced Record (R.R.) at 77a-104a.)

Meanwhile, Requester filed an appeal to this Court on August 15, 2012, asserting that the OOR improperly dismissed his appeals as premature. Specifically, Requester contended that the OOR failed to consider a postmarked envelope as evidence that the Department provided an untimely response to his requests. By single-judge order dated December 5, 2012, this Court remanded to the OOR for consideration of the postmarked envelope that contained the Department’s invocation of a thirty-day time extension.

On January 11, 2018, the Department stipulated before the OOR that its July 3, 2012 letter purporting to extend the deadline was untimely because it was not mailed to Requester until July 5, 2012, two days beyond the five business days provided by section 901 of the RTKL. Consequently, the Department conceded that Requester’s requests were deemed denied as a matter of law.

By correspondence dated January 14, 2013, the OOR sent the parties an “Interim Order/Scheduling Order” and invited both parties to supplement the record by submitting information in support of their positions. Neither party requested a hearing. Requester had a deadline of January 24, 2013, to submit information, and the Department had a deadline of February 4, 2013. In its order, the OOR provided specific instructions to both parties regarding the submission of information, including the direction that statements of fact were to be supported by affidavits, as well as guidance on submitting records that may involve a third party. (R.R. at 17a-18a.)

On January 17, 2013, Requester filed a petition for allowance of appeal to the Pennsylvania Supreme Court, challenging this Court’s December 5th order remanding the matter to the OOR. While that appeal was pending, on January 23, 2013, Requester supplemented the record in support of his position with a statement explaining his belief as to why each of the requested records is in fact a public record; however, he failed to address the Department’s specific grounds for denial.

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Cite This Page — Counsel Stack

Bluebook (online)
102 A.3d 605, 2014 WL 5305726, 2014 Pa. Commw. LEXIS 507, Counsel Stack Legal Research, https://law.counselstack.com/opinion/glunk-v-department-of-state-pacommwct-2014.