Gilbraith v. Hixson

512 N.E.2d 956, 32 Ohio St. 3d 127, 1987 Ohio LEXIS 355
CourtOhio Supreme Court
DecidedAugust 19, 1987
DocketNo. 86-734
StatusPublished
Cited by82 cases

This text of 512 N.E.2d 956 (Gilbraith v. Hixson) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gilbraith v. Hixson, 512 N.E.2d 956, 32 Ohio St. 3d 127, 1987 Ohio LEXIS 355 (Ohio 1987).

Opinion

Shannon, J.

It is well-settled in Ohio, under the doctrine of res judicata,1 that “[a] final judgment or decree rendered upon the merits, without fraud or collusion, by a court of competent jurisdiction is conclusive of rights, questions and facts in issue as to the parties and their privies, and is a complete bar to any subsequent action on the same claim or cause of action between the parties or those in privity with them.” Norwood v. McDonald (1943), 142 Ohio St. 299, 27 O.O. 240, 52 N.E. 2d 67, paragraph one of the syllabus, approved and followed in Whitehead v. Gen. Tel. Co. (1969), 20 Ohio St. 2d 108, 49 O.O. 2d 435, 254 N.E. 2d 10, paragraph one of [129]*129the syllabus, and quoted in Werlin Corp. v. Pub. Util. Comm. (1978), 53 Ohio St. 2d 76, 81, 7 O.O. 3d 152, 154, 372 N.E. 2d 592, 596. In this appeal, the fundamental question presented to us is whether the judicially created doctrine of res judicata can be invoked to give conclusive effect to a determination of parentage contained in a dissolution decree or a legitimation order, thereby barring a subsequent paternity action brought pursuant to Ohio’s Parentage Act, R.C. Chapter 3111. We answer this question in the affirmative.

The majority’s decision in the court of appeals relied primarily on two grounds in support of its general legal conclusion that neither a dissolution decree nor a legitimation order can serve to foreclose further inquiry into the matter of paternity in proceedings initiated pursuant to the parentage provisions of R.C. Chapter 3111. Determining first that the essentially nonadversarial nature of dissolution and legitimation proceedings under Ohio law is a significant consideration that weighs against the application of the doctrine of res judicata, the majority went on to say that “clear mandates” appearing within two of the parentage statutes, R.C. 3111.03 and 3111.04, eliminate any doubt that the doctrine has no place in an R.C. Chapter 3111 parentage action. For the following reasons, we are not persuaded by either line of this rationale.

With respect to the effect to be given to the nonadversarial nature of the proceedings, we have said, in Horne v. Woolever (1959), 170 Ohio St. 178, 182, 10 O.O. 2d 114, 117, 163 N.E. 2d 378, 382, that, as a general rule, a consent judgment operates as res judicata with the same force given to a judgment entered on the merits in a fully adversarial proceeding. See Vulcan, Inc. v. Fordees Corp. (C.A.6, 1981), 658 F. 2d 1106 (strong public interest in achieving finality in litigation is advanced by giving res judicata effect to consent decrees). Implicit in the rule is the recognition that a judgment entered by consent, although predicated upon an agreement between the parties, is an adjudication as effective as if the merits had been litigated and remains, therefore, just as enforceable as any other validly entered judgment. Sponseller v. Sponseller (1924), 110 Ohio St. 395, 399, 144 N.E. 48, 50. See, also, Ohio State Medical Bd. v. Zwick (1978), 59 Ohio App. 2d 133, 139-140, 13 O.O. 3d 178, 181-182, 392 N.E. 2d 1276, 1280.

There is, in our view, no sound reason for departing from what has come to be accepted among a majority of state courts as the prevailing modern view on consent judgments and their operation. Annotation, Modern Views of State Courts as to Whether Consent Judgment is Entitled to Res Judicata or Collateral Estoppel Effect (1979), 91 A.L.R. 3d 1170. We find, therefore, that a dissolution decree or a legitimation order cannot, in law, be denied res judicata effect simply because it results from an agreement between parties in a nonadversarial proceeding.

This brings us to the question of whether the General Assembly has removed the doctrine of res judicata, in whole or in part, from the realm of parentage actions by virtue of any provision appearing in R.C. Chapter 3111. In this respect, our attention is drawn, in particular, to the statutes cited by the majority below in support of its holding.

Under R.C. 3111.04(A), an “action to determine the existence or nonexistence of the father and child relationship” may be commenced by any one of several specified individuals, including “* * * a man alleged * * * to be the child’s father * * *.” R.C. 3111.04(B) [130]*130provides in general terms that “[a]n agreement does not bar an action under this section,” and R.C. 3111.03 separately catalogues a series of presumptions that apply to the existence of the relationship drawn into question. Two of the circumstances giving rise to a presumption of paternity are recognized following a marriage between the alleged father and the child’s mother: (1) when the alleged father makes a sworn acknowledgement of paternity before a notary public, or (2) when the alleged father either voluntarily agrees to support the child or is obligated to do so by court order. R.C. 3111.03(A)(3)(a) and (c). A presumption arising under these described circumstances is not, however, irrebuttable; it may be overcome, in accordance with R.C. 3113.03(B), by the presentation of clear and convincing evidence demonstrating the absence of a biological relationship.

In our judgment, none of the foregoing statutory provisions — and, for that matter, no other part of R.C. Chapter 3111 — clearly mandates, either expressly or by implication, the exclusion of the doctrine of res judicata from parentage actions. Although it is beyond cavil, with respect to R.C. 3111.04(B), that “an agreement” is explicitly removed as a barrier to the pursuit of an action, we are convinced that the statute is, in general, limited by its terms to those agreements ordinarily made outside the judicial process, and that it is not intended to apply when there is a final judicial resolution of rights and obligations on the basis of an underlying agreement between the parties to an action. This is just as true for a legitimation order2 as it is for a dissolution decree, both of which manifestly involve, by virtue of their roles in the judicial process, something more than an “agreement” as that term is used in R.C. 3111.04(B).

Our conclusion is no different with respect to the effect of the rebuttable statutory presumptions. R.C. 3111.03 (A)(3)(a) cannot be said to defeat the doctrine of res judicata because the written acknowledgements of paternity to which it refers are made before a notary public outside the judicial process, and thus fall distinctly short of final court orders in proceedings such as those for legitimation and dissolution. R.C. 3111.03(A)(3)(c) likewise fails as an effective deterrent to application of the doctrine, because to the extent that it reaches judicial action, the provision is limited explicitly to orders requiring only the payment of child support; it does not bring within its sweep those markedly different instances in which a determination of paternity is made as part of the comprehensive judicial resolution of rights and obligations attendant to the dissolution of a marriage under R.C. 3105.61 through 3105.65.

In the absence of any other statutory basis for the outright rejection of the doctrine, we are left to decide only whether there exists, on grounds of public policy, a persuasive reason for holding that res judicata should not apply in parentage actions. Our starting [131]

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Bluebook (online)
512 N.E.2d 956, 32 Ohio St. 3d 127, 1987 Ohio LEXIS 355, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gilbraith-v-hixson-ohio-1987.