Germain v. Ficarra

824 F.3d 258, 2016 WL 3083428
CourtCourt of Appeals for the Second Circuit
DecidedJune 1, 2016
DocketDocket No. 15-665
StatusPublished
Cited by31 cases

This text of 824 F.3d 258 (Germain v. Ficarra) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Germain v. Ficarra, 824 F.3d 258, 2016 WL 3083428 (2d Cir. 2016).

Opinion

KATZMANN, Chief Judge:

In broad strokes, this case concerns a tort involving a vessel on navigable waters. More specifically, the case involves a diving accident off a recreational vessel anchored in shallow but navigable lake waters. Before the 1970s, it would have been beyond doubt that such facts would place this case squarely in the jurisdiction of the federal courts, because the traditional test for admiralty tort jurisdiction simply asked whether the tort occurred on navigable waters. -

But in 1972, the Supreme Court began refining the situs rule, or locality test, for admiralty tort jurisdiction to weed out “absurd” cases that had little to do with maritime commerce, such as planes crashing into lakes or swimmers colliding into each other. In three subsequent cases, the Court further developed this test, creating a multi-part inquiry designed to address cases at the margin of admiralty jurisdiction. In addition to location, the prevailing test now focuses on whether the incident giving rise to the tort, defined at an “intermediate level of possible generality,” has a “potentially disruptive effect on maritime commerce, and whether the general character of the activity giving rise to the incident bears a substantial relationship to traditional maritime activity.” Tandon v. Captain’s Cove Marina of Bridgeport, Inc., 752 F.3d 239, 247-48 (2d Cir. 2014).

Applying this test, the United States District Court for the Northern District of [261]*261New York (Sannes, J.) held that admiralty jurisdiction was lacking here. The district court reasoned that a recreational injury occurring on a recreational vessel anchored in a shallow recreational bay of navigable waters could not disrupt maritime commerce and did not bear a sufficient relationship to traditional maritime activity. Although we believe the district court correctly articulated the Supreme Court’s modern test for admiralty tort jurisdiction, we respectfully disagree with its conclusion that jurisdiction is lacking here. Indeed, the Supreme Court has instructed us that, “ordinarily,” “every tort involving a vessel on navigable waters falls within the scope of admiralty jurisdiction.” Jerome B. Grubart, Inc. v. Great Lakes Dredge & Dock Co., 513 U.S. 527, 543, 115 S.Ct. 1043, 130 L.Ed.2d 1024 (1995). Accordingly, we REVERSE and REMAND for further proceedings consistent with this opinion.

Standard of Review

“When reviewing a district court’s determination of subject matter jurisdiction pursuant to Rule 12(b)(1), we review factual findings for clear error and legal conclusions de novo.” Tandon, 752 F.3d at 243 (brackets omitted) (quoting Close v. New York, 125 F.3d 31, 35 (2d Cir. 1997)). “It is ... well established that when the question is subject matter jurisdiction, the court is permitted to rely on information beyond the face of the complaint.” St. Paul Fire & Marine Ins. Co. v. Universal Builders Supply, 409 F.3d 73, 80 (2d Cir. 2005); see also Kamen v. Am. Tel. & Tel. Co., 791 F.2d 1006, 1011 (2d Cir. 1986) (“[W]hen, as here, subject matter jurisdiction is challenged under Rule 12(b)(1), evidentiary matter may be presented by affidavit or otherwise.”).1

Factual Background

The district court found that, on July 30, 2011, Petitioner-Appellant Bruce Germain, Claimant-Appellee Matthew Ficarra, and three others left Brewerton, New York, on the shore of Lake Oneida, for an excursion on Germain’s 38-foot motor boat, Game Day. See Ficarra v. Germain, 91 F.Supp.3d 309, 312 (N.D.N.Y. 2015). Lake Oneida is connected to and part of the New York State Erie Canal System. Id. Using a federal shipping lane, the five headed to the shallow Three Mile Bay, a popular spot for recreational swimming on Lake Oneida that is less than a nautical mile from the federal shipping lane. Id. When Germain, Ficarra, and the three other guests anchored at around 12:30 p.m., the bay was already crowded with other boats. Id.

Around 6:00 p.m., Germain began preparing for the return trip to Brewerton, and Ficarra and the other passengers2 began returning to the boat. Id. At some [262]*262point while Germain and the other passengers were preparing the vessel for the return trip, Ficarra dived3 off the port side into the water. Id. Ficarra climbed back on board and entered the water again, this time doing a back flip from the back of the boat that resulted in his striking his head on the lake floor. Id. at 312-13. Germain and others then jumped into the water to assist Ficarra. Id. Local rescue and police boats later arrived at the scene, and they took Ficarra back across Lake Oneida to Brewerton via the federal shipping lane.4 Id. at 313. Doctors later determined that Ficarra suffered a serious spinal cord injury causing paralysis and quadriplegia. Id.

Procedural History

On June 16, 2014, Ficarra filed suit against Germain in New York State Supreme Court, asserting claims for negligence under New York law. Ficarra’s complaint alleges, among other things, that Germain was negligent for failing: (1) to operate, captain, anchor, maintain, or control his vessel in a safe and reasonably prudent manner to protect the safety and welfare of his boat’s passengers; (2) to properly and adequately instruct his passengers on safe boating and diving practices; (3) to properly and adequately inspect the area in which his boat was anchored; and (4) to adequately warn his passengers of the dangerous conditions existing at the time of the aforementioned incident.

On July 17, 2014, Germain removed Fi-carra’s negligence suit to the United States District Court for the Northern District of New York. On August 18, 2014, Ficarra moved to remand the action back to state court for lack of subject matter jurisdiction, arguing that the claims alleged in his complaint were not within the scope of admiralty jurisdiction.

On August 14, 2014, Germain filed a petition in the United States District Court for the Northern District of New York seeking exoneration from or limitation of liability under the Limitation of Liability Act of 1851, 46 U.S.C. §§ 30501-12, and Rule F of the Supplemental Rules for Admiralty or Maritime Claims and Asset Forfeiture Actions (“Rule F”).5 On August 20, 2014, the district court (Kahn, J.) issued an order in the limitation proceeding directing Germain “to submit a brief explaining why his [petition] should not be dismissed for lack of subject matter jurisdiction.” App. 38. As ordered, Germain filed a brief, affidavit, and related exhibits in support of his limitation petition, and he also filed these same papers in opposition to Ficarra’s motion to remand in the separate negligence action.

Both the negligence action and limitation proceeding were then transferred to a different judge on December 29, 2014. In a single memorandum-decision and order, the district court (Sannes, J.) concluded that Ficarra’s claims did not meet the [263]

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Cite This Page — Counsel Stack

Bluebook (online)
824 F.3d 258, 2016 WL 3083428, Counsel Stack Legal Research, https://law.counselstack.com/opinion/germain-v-ficarra-ca2-2016.