Gerald Wayne Phelps v. Jack R. Duckworth, Warden, Indiana State Prison, and Linley E. Pearson, Attorney General of Indiana

757 F.2d 811, 1985 U.S. App. LEXIS 29754
CourtCourt of Appeals for the Seventh Circuit
DecidedFebruary 27, 1985
Docket84-1052
StatusPublished
Cited by23 cases

This text of 757 F.2d 811 (Gerald Wayne Phelps v. Jack R. Duckworth, Warden, Indiana State Prison, and Linley E. Pearson, Attorney General of Indiana) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gerald Wayne Phelps v. Jack R. Duckworth, Warden, Indiana State Prison, and Linley E. Pearson, Attorney General of Indiana, 757 F.2d 811, 1985 U.S. App. LEXIS 29754 (7th Cir. 1985).

Opinions

MYRON L. GORDON, Senior District Judge.

The petitioner, Gerald Wayne Phelps, was convicted of kidnapping and rape in October 1974 for which he received concurrent sentences of life imprisonment and two to twenty-one years. The conviction was affirmed by the Indiana Supreme Court. Phelps v. State, 266 Ind. 66, 360 N.E.2d 191, cert. denied, 434 U.S. 844, 98 S.Ct. 146, 54 L.Ed.2d 110 (1977).

In 1978, Mr. Phelps filed a petition for a writ of habeas corpus pursuant to 28 U.S.C. § 2254 in the United States District Court for the Southern District of Indiana. The petitioner alleged that his convictions should be vacated because of four instances of misconduct by the prosecutor during the course of the trial. On December 14, 1983, the district court granted the petition for a writ of habeas corpus. 582 F.Supp. [814]*814401. We affirm the judgment of the district court.

BACKGROUND

Theresa Clem, the prosecuting witness, was working as a dancer at the Copy Bar in Evansville, Indiana, on the night of March 27, 1984. Gerald Phelps was a patron in the bar that evening. Shortly before midnight, Mrs. Clem spoke with Mr. Phelps for a few minutes in the bar. Mrs. Clem testified that this was the first time she had met the petitioner. After leaving Mr. Phelps, Mrs. Clem changed into her street clothes and left the bar.

At trial sharply conflicting evidence was presented as to what happened after Mrs. Clem left the bar that evening. Mrs. Clem testified that from the bar she started off on foot toward the home of her babysitter to pick up her child. As she was walking, Mr. Phelps pulled alongside her in his car and stopped to offer her a ride, which she accepted. Rather than taking her to the babysitter’s home, however, she testified that he forced her to commit fellatio and raped her in the back seat of his car. Mrs. Clem claimed that she struggled with him but that he overpowered her. When Mr. Phelps started driving again, according to her testimony, she escaped from the car while it was travelling 35 to 40 miles per hour by jumping out and running to the nearest house. Mrs. Clem telephoned the police from this house, and officers were dispatched to both the house and the Copy Bar. The police subsequently accompanied Mrs. Clem to the bar where she identified Mr. Phelps as her assailant, and he was placed under arrest.

Mr. Phelps told a dramatically different story at the trial. He testified that he had met Mrs. Clem for the first time while at the Copy Bar approximately three weeks prior to March 27, 1984. Mr. Phelps claimed that he had engaged in consensual sexual relations with Mrs. Clem on three occasions before March 27. The petitioner acknowledged having sexual intercourse with Mrs. Clem on the night in question but claimed that it was with her consent and not by force.

According to Mr. Phelps, he and Mrs. Clem had sexual relations in the back seat of his borrowed car in the parking lot behind the Copy Bar. While this was happening, he stated that another car pulled up to Mr. Phelps’ car, and an unidentified man opened the door of the Phelps car and told the petitioner that he was a “dead mother fucker.” R. 254. Mr. Phelps claimed that the man then jerked Mrs. Clem out of the car and that she fell on her knees and shoulder and started screaming and crying. According to Mr. Phelps, the man then ordered Mrs. Clem into the other car. At this point, Mr. Phelps hurriedly got out of his car and ran in the back door of the bar.

DOYLE MISCONDUCT

Upon being placed under arrest, Mr. Phelps was “read ... his rights” by the arresting officer. R. 188, 326. Mr. Phelps, following his arrest, told the police he “didn't do it” and asked for protective custody. R. 277. The petitioner also testified that he asked to take a polygraph test, a claim contested by the police.

The deputy prosecutor attempted to impeach Mr. Phelps’ exculpatory testimony on cross-examination. After reviewing the petitioner’s version of the events, the prosecutor, over the objection of defense counsel, questioned Mr. Phelps about his failure to tell his exculpatory story to the police following his arrest:

Q. Well, then, am I to assume, Mr. Phelps, that that is all you said to the police?
A. Other than, you know, just normal conversation.
Q. But nothing about the crime?
A. No sir. We talked about a wreck that I had, and that’s about it.
Q. Well, do you think it might have been in your best interests to have told the police and the Prosecutor’s Office this story you’re telling this jury?
MR. BUNNER: [Defense Counsel] I object—
[815]*815BY THE COURT: The objection is sustained. He has no obligation to tell the prosecutor anything.

Defense counsel then moved for a mistrial based on conduct by the prosecutor. Thereupon the following colloquy took place:

BY THE COURT: He had no obligation to say anything. Read the last two or three questions.
COURT REPORTER: “Well, then, am I to assume, Mr. Phelps, that that is all you said to the police?” “Other than, you know, just normal conversation.” “But nothing about the crime?” “No sir. We talked about a wreck that I had, and that’s about it.” “Well, do you think it might have been in your best interests to have told the police and the Prosecutor’s Office this story you’re telling this jury?” Then Mr. Bunner objected.
BY THE COURT: The objection to that question is sustained, and the motion to withdraw the submission is overruled.

R. 280-82

The district court, relying principally on Doyle v. Ohio, 426 U.S. 610, 96 S.Ct. 2240, 49 L.Ed.2d 91 (1976), held that the prosecutor’s attempt to impeach Mr. Phelps’ trial testimony constituted a deprivation of due process. The state on appeal contends that Doyle is inapplicable to this case and that, even if applicable, the misconduct was harmless error. Although Mr. Phelps alleged three additional instances of prosecutorial misconduct in his habeas corpus petition, this appeal turns on the first instance of alleged misconduct.

The issue in Doyle, supra, 426 U.S. at 611, 96 S.Ct. at 2241, was “whether a state prosecutor may seek to impeach a defendant’s exculpatory story, told for the first time at trial, by cross-examining the defendant about his failure to have told the story after receiving Miranda warnings at the time of his arrest.” (footnote omitted). In Doyle, the two petitioners told an exculpatory story at their trial that they had not previously divulged to the police or to the prosecutor. Following their arrest and the reading of their Miranda warnings, one petitioner declined to make any statement. The other petitioner, in response to initial questioning by the police, asked: “What’s this all about?” or words to that effect. Doyle, supra, 426 U.S. 615 n. 5, 96 S.Ct. at 2243 n. 5. After being informed of the reason for his arrest, he stated: “you got to be crazy;” or “I don’t know what you are talking about.” Id. at 623 n. 4, 96 S.Ct. at 2247 n. 4 (Stevens, J., dissenting).

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Bluebook (online)
757 F.2d 811, 1985 U.S. App. LEXIS 29754, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gerald-wayne-phelps-v-jack-r-duckworth-warden-indiana-state-prison-and-ca7-1985.