Carlos Garza De Luna v. United States

308 F.2d 140, 1 A.L.R. 3d 969, 1962 U.S. App. LEXIS 4287
CourtCourt of Appeals for the Fifth Circuit
DecidedAugust 15, 1962
Docket19037_1
StatusPublished
Cited by251 cases

This text of 308 F.2d 140 (Carlos Garza De Luna v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carlos Garza De Luna v. United States, 308 F.2d 140, 1 A.L.R. 3d 969, 1962 U.S. App. LEXIS 4287 (5th Cir. 1962).

Opinions

WISDOM, Circuit Judge.

The conflicting interests of the two co-defendants in this action have generated a narrow but important question relating to the scope of the privilege against self-incrimination: When one of two defendants jointly tried in a criminal proceeding in a federal court exercises his right not to testify, does the Fifth Amendment protect him from prejudicial comments on his silence made to the jury by an attorney for the co-defendant? Pointing to the fact that the United States attorney was free from blame, the Government argues that the general rule against commenting on the exercise of the privilege is inapplicable to the facts of this case. We reject this contention. In a criminal trial in a federal court an accused has a constitutionally guaranteed right of silence free from prejudicial comments, even when they come only from a co-defendant’s attorney. If an attorney’s duty to his client should require him to draw the jury’s attention to the possible inference of guilt from a co-defendant’s silence, the trial judge’s duty is to order that the defendants be tried separately.

I.

Carlos Garza de Luna and Adolfo Gomez, cousins, were charged jointly in a two-count indictment with receiving and facilitating the transportation and concealment of a narcotic drug and with purchasing and acquiring a narcotic drug in violation of the Narcotic Drug Import and Export Act. Each hired his own attorney. Each attorney defended his client as he saw best, without regard to the interests of the other defendant. Before trial Gomez moved for a severance. The motion was denied. At the [142]*142trial in San Antonio, Texas, de Luna, a Mexican national, did not take the stand. Gomez, a resident of San Antonio, took the stand and produced members of his family and other witnesses to testify in his behalf. He put all the blame on de Luna. According to Gomez, he was an innocent victim of circumstances; his only connection with the narcotics was when he and de Luna were riding in Gomez’s automobile; de Luna saw the police coming, tossed a package (the narcotics) to him and told him to throw it out of the window. The police saw Gomez throw the package. De Luna’s attorney argued that the man he represented was being made a scapegoat; that the police officers testified they had not seen de Luna toss the package to Gomez and had seen no movement in the car although they were alongside it; that the sole culprit was Gomez.

In accordance with his theory of the case and impelled by a proper sense of duty to his client, Gomez’s attorney, in arguing to the jury, contrasted Gomez’s willingness with de Luna’s unwillingness to take the stand. He stated plainly that an honest man is not afraid to take the stand and testify.1 He said:

[143]*143“Well, at least one man was honest enough and had courage enough to take the stand and subject himself to cross examination and tell you the whole story, and tell you that, ‘Yes, I first colored the story, but when I got back to my senses I told the truth, and that’s the whole thing.’ You haven’t heard a word from this man [de Luna].”

This comment followed on the heels of somewhat similar comment to which de Luna’s attorney had objected strenuously as “inflammatory and prejudicial”. These were not casual or isolated references; they were integral to Gomez’s defense. And considering the case from Gomez’s point of view, his attorneys should be free to draw all rational inferences from the failure of a co-defendant to testify, just as an attorney is free to comment on the effect of any interested party’s failure to produce material evidence in his possession or to call witnesses who have knowledge of pertinent facts. Gomez has rights as well as de Luna, and they should be no less than if he were prosecuted singly. His right to confrontation allows him to invoke every inference from de Luna’s absence from the stand.

The joint trial, the fact situation, and Gomez’s defense placed the trial judge in a dilemma. At the time of the prejudicial remarks and again in his formal charge, he instructed the jury to disregard the fact that de Luna did not testify.2 Yet, in justice to Gomez, the trial judge owed and gave the following instruction:

“The defendant Adolfo 0. Gomez has taken the stand and testified in his own behalf in this case. A defendant cannot, in a criminal case, be compelled to take the witness stand and to testify. Whether he testifies or does not testify is a matter of his own choosing.
“When, however, a defendant elects to take the witness stand and testify, then you have no right to disregard his testimony because he is accused of a crime. When a defendant does testify, he at once becomes the same as any other witness, and his credibility is to be tested by and subjected to the same tests as are legally applied to any other witness.”

No objection can be taken to such instructions in the ordinary case. None can be taken in this case, as far as justice to Gomez is concerned. But here, on top of comments prejudicial to de Luna, such instructions led the jury in the very direction to which the comments of Gomez’s attorney pointed.

Thus, the joint trial of the two defendants put Justice to the task of simultaneously facing in opposite directions. And Justice is not Janus-faced.

[144]*144The jury found Gomez not guilty on both counts of the indictment, de Luna • guilty on both counts. The district judge imposed a sentence of seven years.

II.

The history 3 of the development of the right of silence is a history of accretions, not of an avulsion.4 The privilege against self-incrimination, even as a limited privilege, is not found in Magna Carta,5 the Petition of Right, the Bill of Rights of 1689, or other basic English sources of our liberties.6 The first major constitutional document in which it appeared was the Virginia Bill of Rights in 1776. Yet, from obscure beginnings and subject to eroding currents it has developed into what Dean Griswold has described as “one of the great landmarks in man’s struggle to make himself civilized.” 7

The privilege has never lacked for critics — many of them distinguished jurists and legal scholars. They say, “If we assume the continuance of trial by an impartial jury before a competent judge in public, it is difficult to understand how an accused represented by competent counsel can be unfairly treat[145]*145ed by being required to testify.” 8 The classic attack on the policy of the privilege was made by Jeremy Bentham: “Only the guilty profit from the exclusion [the privilege].”9 No less a judge than Justice Cardozo, in a passage often quoted, said: “Justice * * * would not perish if the accused were subject to a duty to respond to orderly inquiry”. 10 Professor Wigmore was consistently unfriendly to the privilege, especially to its recognition when there was no direct coercion by the Government and when there was no formal charge to which the unanswered questions relate; his writings are an inexhaustible quarry of quotations apt for use against the policy of the privilege.11

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Cite This Page — Counsel Stack

Bluebook (online)
308 F.2d 140, 1 A.L.R. 3d 969, 1962 U.S. App. LEXIS 4287, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carlos-garza-de-luna-v-united-states-ca5-1962.