George v. Caton

600 P.2d 822, 93 N.M. 370
CourtNew Mexico Court of Appeals
DecidedMarch 6, 1979
Docket3375
StatusPublished
Cited by62 cases

This text of 600 P.2d 822 (George v. Caton) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
George v. Caton, 600 P.2d 822, 93 N.M. 370 (N.M. Ct. App. 1979).

Opinion

OPINION

SUTIN, Judge.

This suit was brought to recover damages for losses sustained when defendants, as attorneys for Pearl George and Emma Dick, deceased, failed to file plaintiff’s wrongful death action before expiration of the statute of limitations. Defendants’ motion for summary judgment was granted because, based on principles of contract law, no attorney-client relationship was established. Plaintiff appeals. We reverse.

A. Issues raised in the trial court.

Plaintiff sued defendants on two counts:

(1) Defendants, as attorneys for plaintiffs failed to bring suit within three years and negligently allowed the statute of limitations to run; that defendants failed to exercise the degree of care required by members of the legal profession.

(2) As a result of representations of Catón, plaintiff assumed that defendants agreed to represent plaintiff and if they did not, defendants had a duty to put plaintiff on notice that they were unwilling to represent her, or in the alternative, defendants were under a duty to file the action prior to the effective date of the statute of limitations.

Defendants filed an answer, a motion for summary judgment, together with an affidavit of a Farmington lawyer. The affidavit stated that:

1. The standard and custom of the legal profession in Farmington is to obtain from a prospective client prior to, and as a condition of employment in contingent fee plaintiff’s cases, a written employment agreement together with an advanced deposit of costs.

2. If an attorney informs a prospective contingent fee client that the case would be handled, and the client contacts the attorney once six months later, and not thereafter for 2V2 years, in the absence of a written agreement the standards of skill, competence and practice would not require the attorney to file the complaint on the attorney’s own initiative, even though the limitation period expired; that no negligence would occur; that the filing of the complaint by the attorney would fall below the standards of practice and ethics.

3. It would not fall below the standards for the attorney to fail or refuse to attempt to seek out the potential plaintiff, even if the prospective plaintiff was a Navajo and resided on the Navajo reservation.

4. The assumption or conclusion by the attorney that the potential plaintiff had either obtained other counsel, or had abandoned the lawsuit, would not fall below the standards.

Seventeen depositions were taken. We assume that the transcript of the record contains the entire record below. No order . in writing from plaintiff to the clerk of the district court appears. Neither party requested a jury trial so that the district court is the trier of the fact.

B. Trial court’s letter decision filed of record controls effect of summary judgment.

The district judge wrote the parties:

Following the hearing this last Wednesday and Defendant’s Motion for Summary Judgment, I reviewed the court file, the memorandums and briefs you each submitted, the deposition testimony that was attached as appendicies to these memorandum briefs and my notes taken at the hearing.
As I indicated during my questioning of each of you at the Wednesday hearing, my primary concern in this case is whether there was an attorney-client relationship established. This meant a contract.
* * * * * *
I find that no attorney-client relationship existed or could at law be construed to have existed, based upon the above pleadings, affidavits and depositions submitted.
Defendants’ Motion for Summary Judgment will therefore be granted. [Emphasis added.]

The trial court ordered the letter to be filed of record. The trial court did not determine the validity of plaintiff’s second count. Defendants contend that the letter is not part of the record proper and should not be considered by this Court on appeal. We disagree.

When summary judgment is granted, the trial court is not required to state its reasons nor to make findings. Garrett v. Nissen Corporation, 84 N.M. 16, 498 P.2d 1359 (1972). But such findings are permissible and often quite helpful for appellate review. 6 Moore’s Federal Practice, ¶ 56.-02(11) (1976). The parties then “know upon what grounds the judgment was granted in order to properly present the controversial issue to the appellate court.” See, Wilson v. Albuquerque Board of Realtors, 81 N.M. 657, 661, 472 P.2d 371 (1970), overruled in Garrett.

The only controversial issue now present is the existence or non-existence of an attorney-client relationship.

Nevertheless, we feel compelled to determine whether the trial court erred in entering summary judgment. This will assist in determination of this case on the merits. “[I]n a suit against an attorney for negligence, plaintiff must prove three things in order to recover: (1) the attorney’s employment, (2) his neglect of a reasonable duty, and (3) such negligence resulted in and was the proximate cause of loss to client.” Freeman v. Rubin, 318 So.2d 540, 542-43 (Fla.App.1975); Allied Productions, Inc. v. Duesterdick, 217 Va. 763, 232 S.E.2d 774 (1977).

C. A genuine issue of material fact exists on contract issues.

The depositions of White and Catón established a prima facie case that no attorney-client relationship existed. The burden of establishing a genuine issue of material fact shifted to plaintiff.

The facts most favorable to plaintiff are:

In the evening of November 23, 1969, Pearl and Emma expired in a trailer purchased from Lone Star Trailer Sales. Two weeks thereafter, plaintiff was referred to the law firm of White and Catón in Farmington. Catón was an associate of White. But letterheads and business cards read “White and Catón.”

The testimony that follows was gleaned from a series of depositions taken in 1976, some seven years after the relationship of the parties began. Plaintiff, a Navajo Indian, could neither speak nor understand the English language. At her deposition, she spoke through an interpreter. At various visitations with defendants, a member of the family was present who conversed in the English language.

On November 26, 1969, three days after the tragedy, Paul V. Rupp, attorney for DNA enclosed five specified items by letter to Catón, together with information of photographs taken. On December 2, 1969, Rupp enclosed copies of letters written by Bob Smith together with a statement from the Gary Butane Service. Rupp thought the letters might serve as a notice to the sellers of propane.

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Bluebook (online)
600 P.2d 822, 93 N.M. 370, Counsel Stack Legal Research, https://law.counselstack.com/opinion/george-v-caton-nmctapp-1979.