George R. Cogar v. William E. Schuyler, Jr., Commissioner of Patents, and Sperry Rand Corporation

464 F.2d 747
Court of Appeals for the D.C. Circuit·Decided April 25, 1972·No. 71-1713·Published·Cited by 2 cases

Opinion

CHRISTENSEN, District Judge:

In this appeal we are asked to determine whether an inventor can prevent the issuance of a patent to himself; more specifically whether a protesting inventor, fearing injury to reputation from publication of a patent thought to be anticipated by the prior art, is entitled to an oral hearing in the Patent Office to contest patentability on an application filed by a proprietary claimant as agent for the inventor under 35 U.S.C. § 118 (1970). 1 Concluding that this novel problem falls somewhere between a case of “giant conceit”, as the trial court described it, and one warranting due process vindication, as contended by appellant, 2 we affirm the judgment below dismissing the complaint. Yet we have found the questions raised to be substantial, to have warranted the careful consideration given to them and to require something more than perfunctory treatment here.

Appellant is a well-known technical expert and inventor. By his employment contract with appellee, Sperry Rand Corporation, he was required to assign rights in his inventions to Sperry. While in such employment he developed the “Address Counter Stage Circuitry” now in controversy. Sperry asked appellant to sign an application for a patent covering this circuit. Appellant, without questioning that his contract otherwise would apply, wrote Sperry that he declined to do so because the invention was obvious to any skilled electronic circuit designer and not sufficiently inventive to qualify for a patent. Pursuant to Section 118, supra, and Patent Office Rules of Practice 47(b) 3 to the same effect, Sperry itself applied for a patent on February 28, 1966, in appellant’s name. 4 Appellant was advised of that fact by a letter from the Patent Office; and on May 31, 1966, Ke submitted his objections to the Patent Office to the effect that he did not believe the invention to be patentable. The Patent Examiner assigned to consider *749 the application rejected it on June 25, 1968, relying in part on appellant’s submission. 5 On September 9, 1968, Sperry Rand filed a response to that rejection, followed by appellant’s protest on June 17, 1969, against the issuance of the patent. On July 23, 1969, the Examiner again rejected the patent claim as being obvious under 35 U.S.C. § 103.

Subsequently, Sperry Rand obtained a personal interview with the Examiner and again amended its application. In the summer of 1970, Sperry Rand and appellant were notified that the Patent Examiner had tentatively decided to allow the amended application. On July 21, 1970, appellant filed a petition to the Commissioner citing Rule 182 of the Patent Office Rules of Practice 6 seeking to prevent issuance of the patent or, alternatively, to defer issuance until appellant had been given an opportunity to present his objections. On September 17, 1970, appellant submitted technical objections, along with a letter from counsel specifically requesting an interview with the Examiner. Detailed petitions asking for rejection of Sperry’s application or for a full hearing followed on November 21, 1970, and January 27, 1971.

In a letter dated March 16, 1971, the Deputy Commissioner of Patents advised appellant that “the inventor has been accorded full consideration of his contentions as to non-patentability” and that his correspondence would be entered into the official file. Appellant’s request for an interview was denied. On April 20, 1971, appellant requested reconsideration of the Deputy Commissioner’s decision; and on May 24, 1971, the Deputy Commissioner ruled that appellant’s position had been made of record in the application file, that the contentions advanced by him had been given careful consideration but that those contentions were not persuasive to reverse the March 16 decision.

Appellant then commenced this action and in connection therewith sought a temporary restraining order and preliminary injunction. The district court, being of the view that appellant had failed to show that he would eventually prevail on the merits of his cause or that he would suffer irreparable injury, denied interim relief. Appellant then appealed from such denial and moved here for summary reversal and an injunction pending appeal. This court, to afford opportunity more fully to consider the matter, temporarily restrained the issuance of the patent and later remanded the case to the district court, continuing the temporary stay of issuance of the patent “until disposition by the District Court on the merits”. Upon remand, that court in reliance upon Rule 12(b) (6) Fed.R.Civ.P. granted appellees’ motion to dismiss for failure to state a claim upon which relief could be granted. The present appeal was taken from that dismissal. Subsequently, this court denied appellant’s further application for a stay pending appeal. 7

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George R. Cogar v. William E. Schuyler, Jr., Commissioner of Patents, and Sperry Rand Corporation, 464 F.2d 747 (D.C. Cir. 1972).

464 F.2d 747 (George R. Cogar v. William E. Schuyler, Jr., Commissioner of Patents, and Sperry Rand Corporation) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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