Gattegno v. Pricewaterhousecoopers, LLP

204 F.R.D. 228, 2001 WL 1563311
CourtDistrict Court, D. Connecticut
DecidedOctober 30, 2001
DocketNo. 3:00CV1399 (JCH)
StatusPublished
Cited by9 cases

This text of 204 F.R.D. 228 (Gattegno v. Pricewaterhousecoopers, LLP) is published on Counsel Stack Legal Research, covering District Court, D. Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gattegno v. Pricewaterhousecoopers, LLP, 204 F.R.D. 228, 2001 WL 1563311 (D. Conn. 2001).

Opinion

RULING ON DEFENDANT’S MOTION TO COMPEL MENTAL EXAMINATION

FITZSIMMONS, United States Magistrate Judge.

Pending before the Court is the defendant’s Motion to Compel Mental Examination [Doc. # 15]. The defendant argues that a mental examination is warranted because the plaintiff alleges ongoing mental injury as a component of damages on her age and gender discrimination and retaliation claims, and because she asserts an independent cause of action for negligent infliction of emotional distress. The plaintiff opposes the motion on the grounds that she asserts only “garden-variety” emotional distress claims and “has not claimed any severe distress and makes no claims of ongoing severe mental injury.” (Pl.’s Mem. in Opp. to Def.’s Mot. Compel Mental Exam (“Opp.”) at pp. 1, 5 (emphasis added).) For the reasons specified herein, [230]*230the Motion to Compel Examination [Doc. # 15] is GRANTED.

DISCUSSION

Rule 35 of the Federal Rules of Civil Procedure provides that “when the mental ... condition ... of a party ... is in controversy, the court in which the action is pending may order the party to submit to a ... mental examination by a suitably licensed or certified examiner.” Fed.R.Civ.P. 35(a). It further provides that “[t]he order may be made only on motion for good cause shown and upon notice to the person to be examined and to all parties and shall specify the time, place, manner, conditions, and scope of the examination and the person or persons by whom it is to be made.” Id.

When deciding whether to order a mental examination of a party, a district court’s analysis first begins with the Supreme Court’s decision in Schlagenhauf v. Holder, 379 U.S. 104, 116-122, 85 S.Ct. 234, 13 L.Ed.2d 152 (1964). The Schlagenhauf Court reminded district courts that, not only is a Rule 35 motion to compel subject to the general discovery limitations set forth in Rules 26(b) and 30(b), but it also contains both an “in controversy” and a “good cause” restriction. In other words, the party seeking to compel the examination must show that the subject matter of the proposed examination is in controversy in the pending lawsuit and that good cause exists for the exam.

The “in controversy” and “good cause” requirements “are not met by mere conclusory allegations of the pleadings — nor by mere relevance to the case — but require an affirmative showing by the movant that each condition as to which the examination is sought is really and genuinely in controversy and that good cause exists for ordering each particular examination.” Schlagenhauf, 379 U.S. at 118, 85 S.Ct. 234. Accordingly, Rule 35 “requires discriminating application by the trial judge, who must decide, as an initial matter in every case, whether the party requesting a mental ... examination ... has adequately demonstrated the existence of the Rule’s requirements of ‘in controversy’ and ‘good cause,’ which requirements ... are necessarily related.” Id. at 118-19, 85 S.Ct. 234 (citation omitted). See also Large v. Our Lady of Mercy Medical Center, No. 94 Civ. 5986(JGK)(THK), 1998 WL 65995, *6 (S.D.N.Y.1998) (good cause usually exists where party has placed mental condition in controversy); Duncan v. Upjohn Co., 155 F.R.D. 23, 25 (D.Conn.1994) (“By claiming ongoing psychiatric harm cause by the negligence of the defendant, therefore, the plaintiff has placed his mental state in controversy, which in turn constitutes good cause for ordering a psychiatric examination...”).

To make the necessary showing, the moving party need not prove its case on the merits. See id. at 119, 85 S.Ct. 234. Nor is an evidentiary hearing necessarily required. See id. In most cases, the showing may be made by way of affidavit, or other usual methods short of a hearing. See id. There will even be situations “where the pleadings alone are sufficient to meet these requirements.” Id. The decision as to whether such showing was made, and thus that an examination is warranted, ultimately lies in the sound discretion of the trial court. See, e.g., Stinchcomb v. United States, 132 F.R.D. 29, 30 (E.D.Pa.1990).

Numerous courts have considered whether defendants in civil rights cases are entitled to conduct mental examinations of plaintiffs who, to some extent, have put their mental health in controversy. See Bridges v. Eastman Kodak Co., 850 F.Supp. 216, 221-22 (S.D.N.Y.1994) (and cases cited within). “While there seems to be no hard and fast rule that can explain these different results, most cases where mental examinations have been allowed have either involved a separate tort claim for emotional distress ... or an allegation of ongoing severe mental injury...” Id. at 222. See also Duncan v. Upjohn, 155 F.R.D. 23, 25 (D.Conn.1994) (“Since plaintiff claims that he suffers ongoing psychiatric harm, the plaintiff has placed his psychiatric state in controversy”); Hodges v. Keane, 145 F.R.D. 332, 334 (S.D.N.Y.1993) (where Judge Sotomayor, before being elevated to the Second Circuit, held that “[h]ad plaintiff elected to assert the existence of an ongoing mental illness resulting from defendants’ acts or omissions, defendants would [231]*231undoubtedly be entitled to an order under Rule 35(a) allowing them to conduct a psychiatric evaluation to determine the existence of such a condition”) (citation omitted).

Perhaps the most extensive review of the ease law in this area was undertaken by Magistrate Judge Aaron in Turner v. Imperial Stores, 161 F.R.D. 89 (S.D.Cal.1995).1 The Turner court concluded from such review that courts will generally order plaintiffs to undergo mental examinations where the cases involve, in addition to a claim of emotional distress, one or more of the following:

1) a cause of action for intentional or negligent infliction of emotional distress; 2) an allegation of a specific mental or psychiatric injury or disorder; 3) a claim of unusually severe emotional distress; 4) plaintiffs offer of expert testimony to support a claim of emotional distress; and/or 5) plaintiffs concession that his or her mental condition is “in controversy” within the meaning of Rule 35(a).

Id. at 95. See also Lahr v. Fulbright & Jaworski, LLP, 164 F.R.D. 196, 199 (N.D.Tex.1995) (“although the cases analy2;-ing [the ‘in controversy’] requirement fail to provide a definitive test for deciding the issue, a distinction between the cases has emerged in favor of an examination when a plaintiff has alleged a separate tort claim for emotional distress”).

In this case, the defendant has submitted an affidavit, attached to which are, inter alia, the plaintiffs complaint and the plaintiffs discovery responses. (See Aff. of William M. Sunkel (“Sunkel Aff.”), and exhibits attached thereto.) The defendant argues that these documents show that the plaintiff has put her mental state in controversy and that there exists good cause for a mental examination. The Court agrees.

The plaintiffs complaint sounds in four counts.

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Bluebook (online)
204 F.R.D. 228, 2001 WL 1563311, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gattegno-v-pricewaterhousecoopers-llp-ctd-2001.