Gatling v. Butler

52 F.R.D. 389, 15 Fed. R. Serv. 2d 403, 1971 U.S. Dist. LEXIS 15226
CourtDistrict Court, D. Connecticut
DecidedFebruary 24, 1971
DocketCiv. No. 14067
StatusPublished
Cited by32 cases

This text of 52 F.R.D. 389 (Gatling v. Butler) is published on Counsel Stack Legal Research, covering District Court, D. Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gatling v. Butler, 52 F.R.D. 389, 15 Fed. R. Serv. 2d 403, 1971 U.S. Dist. LEXIS 15226 (D. Conn. 1971).

Opinion

RULING ON DEFENDANTS’ MOTION TO DISMISS, PLAINTIFF’S MOTION TO CONVENE A THREE JUDGE DISTRICT COURT

BLUMENFELD, District Judge.

Plaintiff Cynthia Gatling is an indigent juvenile who has been adjudicated a delinquent by the Juvenile Court for the Second District of Connecticut. She sought review of that adjudication by the Superior Court, see Conn.Gen.Stats. § 17-70(b), but was prevented from obtaining review because the defendants would not docket her appeal without pri- or payment of the filing fee required by Conn.Gen.Stats. § 52-259 1 for all cases in the Superior Court. Alleging that the latter statute and its application by these defendants and others deprives her and others similarly situated of constitutional rights of equal protection and due process, she prays that this court assume jurisdiction of her action, allow it to be prosecuted as a class action (both as to plaintiffs and defendants), and convene a three-judge district court pursuant to 28 U.S.C. § 2281 to hear and determine the merits. From the requested three-judge district court, she seeks ultimate relief of a declaration of the invalidity of the statute as applied and a permanent injunction restraining defendants from enforcing it to deny appeals from Juvenile Court adjudications of delinquency on the ground of failure to pay the filing fee, where the appellant is indigent.

The cause came on for a hearing on the application for a three-judge district court. At that hearing, the court was informed that a hearing in the state court had been scheduled for consideration of plaintiff’s application for waiver of filing fees, which she had filed some time before. This court, therefore, reserved decision pending a report from the parties of the outcome of the state court hearing.

The parties have now reported back that Judge Meyers of the Superior Court, after a hearing, granted plaintiff Gatling leave to file her appeal without payment of the fee. Defendants now move for dismissal of this action on the ground that Judge Meyers’ order eliminated any element of controversy between the parties. Plaintiff disputes the effect of Judge Meyers’ ruling and renews her motion for the convocation of a three-judge district court. Defendants further urge that even if the instant case is [392]*392not moot, it does not present a constitutional question of sufficient substantiality to support federal jurisdiction. Resolution of the issues presented by these motions requires consideration of several overlapping questions.

Class Action

Whether plaintiff’s claim meets the requirements of a class action is relevant to later consideration of mootness. See pages 394-395, infra. Rule 23(c) (1) Fed.R.Civ.P. mandates that the court shall determine by order whether an action brought as a class action may be so maintained “as soon as practicable after the commencement of [the] action * * */» No such order having yet issued in this case, the court turns first to that question.

“To be maintainable as a class action a suit must meet all the requirements set forth in [Rule] 23(a) 2 and also fall within one of the subsections of 23(b).” Eisen v. Carlisle & Jacquelin, 391 F.2d 555, 561 (2d Cir. 1968). The sole possible stumbling block in Rule 23(a) for this case is its requirement that the class be “so numerous that joinder of all members is impracticable.” Plaintiff has presented no direct evidence that there are any others in the class she purports to represent. Nevertheless, I do not in the circumstances of this case find that a fatal flaw to maintenance of this suit as a class action.

In Connecticut, records of all cases in the Juvenile Court are deemed confidential and are protected by statute from disclosure except upon order of court. Conn.Gen.Stats. § 17-57a (1969). Therefore, plaintiff and her attorney had no way of ascertaining the size of the class or the identity of its members for purposes of this suit. They rely instead on their assumption that there are a significant number of others similarly situated. Common sense would indicate that this assumption is well founded. It is common ground that substantial numbers of appellants from criminal convictions are indigent, see, e. g., Douglas v. California, 372 U.S. 353, 359, 83 S.Ct. 814, 9 L.Ed.2d 811 (1963) (dissenting opinion of Mr. Justice Clark); Griffin v. Illinois, 351 U.S. 12, 23, 76 S.Ct. 585, 100 L.Ed. 891 (1956) (concurring opinion of Mr. Justice Frankfurter), and there is no reason to suspect that the case is any different with appellants from adjudications of delinquency.3

In applying the “so numerous * * ” aspect of Rule 23(a), the trial courts have been cautioned “not [to] be so rigid as to depend upon mere numbers as a guideline on the practicability of joinder; a determination of practicability should depend upon all the circumstances surrounding a case. Hansberry v. Lee, 311 U.S. 32, 41, 61 S.Ct. 115, 85 L.Ed. 22 (1940).” DeMarco v. Edens, 390 F.2d 836, 845 (2d Cir. 1968). Unlike DeMarco, and Frederick v. Schwartz, 296 F. Supp. 1321, 1322 n. 1 (D.Conn.1969), there is in this case good cause for the absence of a showing as to the size of the class.

It would obviously be impracticable to identify and join those whose identities are cloaked with a statutory shield of confidentiality. On the other hand, it would be a grave injustice to use that shield as a sword to deny those for whose benefit it exists the benefits of proceed[393]*393ing as a class. Accordingly, in the circumstances of this ease, plaintiff’s suit meets the requirement of Rule 23(a) that the class be so numerous that joinder of all members is impracticable. Because the plaintiff alleges additionally that “the party opposing the class has acted or refused to act on grounds generally applicable to the class, thereby making appropriate final injunctive relief or corresponding declaratory relief with respect to the class as a whole,” Fed.R.Civ.P. 23(b) (2), plaintiff’s suit, if maintainable at all, is maintainable as a class action.4

Mootness 5

In considering defendants’ contention that the case is moot, it is important to consider the record on which it is based. No memorandum or other written indicia of the decision was ever filed. There is only a brief order signed by the clerk, defendant Butler, that the appeal must be docketed “without entry fee” by order of Judge Meyers. Moreover, the transcript of the hearing before Judge Meyers reveals that the hearing was limited to an inquiry concerning the Gatlings’ indigency. There was no argument or mention of the constitutional issues now presented to this court.6 Most significantly, there was no indication whether the state court’s ruling was based on its understanding that Conn. Gen.Stats. § 52-259 did not apply to indigents or to indigents appealing from delinquency adjudications. See In re Dattilo, 135 Conn.

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Bluebook (online)
52 F.R.D. 389, 15 Fed. R. Serv. 2d 403, 1971 U.S. Dist. LEXIS 15226, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gatling-v-butler-ctd-1971.