Gary Lee Davis v. Executive Director of Department of Corrections, as Head of the Department of Corrections, Ari Zavaras

100 F.3d 750
CourtCourt of Appeals for the Tenth Circuit
DecidedDecember 23, 1996
Docket95-1285
StatusPublished
Cited by126 cases

This text of 100 F.3d 750 (Gary Lee Davis v. Executive Director of Department of Corrections, as Head of the Department of Corrections, Ari Zavaras) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gary Lee Davis v. Executive Director of Department of Corrections, as Head of the Department of Corrections, Ari Zavaras, 100 F.3d 750 (10th Cir. 1996).

Opinion

STEPHEN H. ANDERSON, Circuit Judge.

Gary Lee Davis appeals from the district court’s denial of his first petition for a writ of habeas corpus, in which he seeks to overturn his sentence of death. We granted Mr. Davis’s request for a certificate of probable cause and a stay pending appeal. 1 We hold as follows: (1) Mr. Davis was not abandoned by his attorney in the closing argument of the penalty phase of his trial; (2) Mr. Davis suffered no prejudice from his attorney’s failure to pursue and present certain additional mitigating evidence in the penalty phase; (3) the statutory aggravators presented to the jury were either valid or, if invalid or otherwise erroneously submitted to the jury, were harmless; (4) the penalty, phase jury instructions neither misled nor confused the jury concerning its evaluation of mitigating evidence; and (5) no error occurred in the removal for cause of three prospective jurors. We therefore affirm the denial of Mr. Davis’s habeas petition.

BACKGROUND

In July 1986, in Byers, Colorado, Gary Davis and his then-wife, Rebecca Fincham Davis, kidnaped, sexually assaulted and murdered Virginia May. Mr. Davis has never challenged his conviction for that crime, nor does he dispute his involvement in it. The tragic facts concerning this crime have been fully set out in the state court opinions affirming Mr. Davis’s conviction and sentence on direct appeal and in state post-conviction proceedings. People v. Davis, 849 P.2d 857 (Colo.Ct.App.1992) (Davis II), aff'd) 871 P.2d 769 (Colo.1994) (Davis III); People v. Davis, 794 P.2d 769 (Colo.1990) (Davis I), cert. denied, 498 U.S. 1018, 111 S.Ct. 662, 112 L.Ed.2d 656 (1991). We refer to facts concerning the crime only as necessary in our discussion of particular issues.

*756 Mr. Davis and Ms. Fincham were tried separately. The state sought the death penalty against Mr. Davis but not Ms. Fincham. When Mr. Davis’s appointed state public defender had to withdraw because of a conflict of interest, Craig Truman was appointed Mr. Davis’s counsel. Against Mr. Truman’s advice, Mr. Davis testified before the jury during the guilt/innocence phase of the trial, stating that he had kidnaped, assaulted and murdered Ms. May, and emphasizing his own culpability over that of Ms. Fincham. The jury found Mr. Davis guilty' of murder in the first degree after deliberation; felony murder; conspiracy to commit murder in the first degree; second degree kidnaping; and conspiracy to commit second degree kidnap-ing. He was sentenced to life imprisonment on the conspiracy and second degree kidnap-ing convictions. 2

The penalty phase for the murder convictions began the day after the guilt/innocence phase concluded. The jury was presented with six aggravating factors and eight mitigating factors. It found all six aggravating circumstances proven and made no findings on the existence of any mitigating factors. The jury concluded beyond a reasonable doubt that death was the proper punishment.

In his direct appeal, Mr. Davis challenged his sentence on numerous grounds. The Colorado Supreme Court affirmed the sentence, with three justices dissenting. Davis I. Mr. Davis then filed a motion for post-conviction relief, arguing that Mr. Truman provided ineffective assistance of counsel during the penalty phase of the trial. Mr. Davis sought additional time to investigate this claim of ineffectiveness. The court conducted a hearing, after which it denied his ineffectiveness claim. The Colorado Court of Appeals affirmed, with one judge dissenting, Davis II, and the Colorado Supreme Court affirmed. Davis III.

After exhausting state remedies, Mr. Davis brought this federal habeas petition arguing: (1) Mr. Truman rendered ineffective assistance of counsel during the penalty phase because he (a) abandoned Mr. Davis in his closing argument; and (b) failed to conduct adequate investigation into, and failed to present, mitigating evidence in Mr. Davis’s background; (2) the jury was permitted to consider unconstitutional statutory aggrava-tors; (3) various errors occurred in the penalty phase instructions; and (4) the trial court erroneously excluded three prospective jurors because of their stated qualms about the death penalty. The district court denied his habeas petition. Davis v. Executive Director of Dept. of Corrections, 891 F.Supp. 1459 (D.Colo.1995). Mr. Davis appeals.

DISCUSSION

We review de novo the district court’s legal conclusions in dismissing a petition for a writ of habeas corpus. Harvey v. Shillinger, 76 F.3d 1528, 1532 (10th Cir.1996), ce rt. denied, — U.S. -, 117 S.Ct. 253, 136 L.Ed.2d 179 (1996). We review the district court’s factual findings for clear error. Edens v. Hannigan, 87 F.3d 1109, 1113-14 (10th Cir.1996). State court factual findings are presumptively correct and are therefore entitled to deference. Medina v. Barnes, 71 F.3d 363, 369 (10th Cir.1995); 28 U.S.C. § 2254(d).

I. Effective Assistance of Counsel.

A. Abandonment:

Mr. Davis first argues that his attorney, Mr. Truman, effectively abandoned him during closing arguments in the penalty phase of his trial, thereby leaving him without counsel at all. The obligation to provide effective - assistance of counsel extends to a capital sentencing hearing. Brecheen v. Reynolds, 41 F.3d 1343, 1365 (10th Cir.1994), cert. denied, - U.S. -, 115 S.Ct. 2564, 132 L.Ed.2d 817 (1995). “A defense attorney who abandons his duty of loyalty to his client and effectively joins the state in an effort to attain a conviction or death sentence suffers from an obvious conflict of interest,” and thereby fails to provide effective assistance. Osborn v. Shillinger, 861 F.2d 612, 629 (10th Cir.1988). Usually, when a defendant claims ineffective assistance of counsel because his attorney’s performance was inadequate, he *757 must show both constitutionally deficient performance and that he was prejudiced by his attorney’s errors. Brecheen, 41 F.3d at 1865. In the event of an actual conflict of interest occasioned by abandonment, prejudice is presumed. Osborn, 861 F.2d at 626; see also United States v. Williamson, 53 F.3d 1500, 1510-11 (10th Cir.), cert. denied, — U.S. -, 116 S.Ct. 218, 133 L.Ed.2d 149 (1995); Brecheen, 41 F.3d at 1364 n. 17. 3

Mr. Truman began his closing argument in the penalty phase with the following:

Now it’s my turn to come and ask you for Gary Davis’s life. That’s what I’m here to do. For 14 long years I have practiced law in these criminal courts and up and down these mean halls. You think you have seen just about everything. You think you have seen everything once. I have never seen a case like this.

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Bluebook (online)
100 F.3d 750, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gary-lee-davis-v-executive-director-of-department-of-corrections-as-head-ca10-1996.