Garrelts v. SmithKline Beecham Corp.

943 F. Supp. 1023, 1996 U.S. Dist. LEXIS 16365, 1996 WL 629938
CourtDistrict Court, N.D. Iowa
DecidedOctober 29, 1996
DocketC 95-3081-MWB
StatusPublished
Cited by9 cases

This text of 943 F. Supp. 1023 (Garrelts v. SmithKline Beecham Corp.) is published on Counsel Stack Legal Research, covering District Court, N.D. Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Garrelts v. SmithKline Beecham Corp., 943 F. Supp. 1023, 1996 U.S. Dist. LEXIS 16365, 1996 WL 629938 (N.D. Iowa 1996).

Opinion

MEMORANDUM OPINION AND ORDER REGARDING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT

BENNETT, District Judge.

TABLE OF CONTENTS

I. INTRODUCTION AND BACKGROUND.1028

II. STANDARDS FOR SUMMARY JUDGMENT.1029

III. FINDINGS OF FACT. 1030

IV. LEGAL ANALYSIS .1032

A. Preemption Doctrine .1032

1. “Statutory” preemption. 1032

a. “Flavors” of statutory preemption.1033

b. Congressional intent.;. ...1034

e. The presumption against preemption.1034

2. “Agency” or “regulatory” preemption.. 1036

a. Source and legitimacy. 1036

b. Nature of the agency preemption inquiry.'..1036

i. The agency’s intent to preempt state law..1038

ii. The agency’s authority to preempt state law.1038

c. Deference to agency determinations to preempt state law.1040

i. The City of New York analysis.1042

ii. The applicability of Chevron..■.1044

iii. The continued relevance of congressional intent...1047

iv. Agency accountability.1048

v. The presumption against preemption. 1050

B. The Preemptive Effect of APHIS Regulations .1051

1. Prior decisions.1051

a. Lynnbrook Farms .1051

*1028 b. Other decisions.1055

2. This court’s preemption analysis.1057

a. APHIS’s intent to preempt.1057

b. Congressional authorization. 1060

c. Are the Garrelts’ claims preempted?.1069

C. Certification For Interlocutory Appeal.1070

V. CONCLUSION.1071

Defendant’s motion for summary judgment in this products liability action involving a cattle vaccine poses the question of whether certain state tort claims are barred by federal “agency” or “regulatory” preemption, as distinct from federal “statutory” preemption. Thus, not only does the scope of preemption here involve questions of federalism and supremacy among sovereigns, it also involves the still more complicated questions that arise when an agency, a delegatee of Congress, not Congress itself, exercises, or is asserted to be exercising, supreme federal power. These questions involve the judiciary in an intricate dance between fulfilling its role as a co-equal branch of government charged with reviewing the exercise of federal power and the deference the judiciary is nonetheless supposed to accord most federal agency interpretations of congressional acts. In other words, what is at stake here, in this court’s view, is both the concrete question of whether a particular individual has a remedy for alleged wrongs, and the abstract question of the constitutional scope of an agency’s power to determine its own jurisdiction.

In their complaint, plaintiffs allege that they suffered injuries when one of them accidentally inoculated himself with a veterinary vaccine for cattle manufactured by the defendant. The defendant has moved for summary judgment, asserting that the plaintiffs’ state-law claims are preempted by federal agency regulations. At its most basic level, the question raised by defendant’s motion for summary judgment, therefore, is whether regulations promulgated by a federal agency pursuant to the Virus-Serum-Toxin Act (VSTA), 21 U.S.C. §§ 151-159, preempt plaintiffs’ state tort claims, because plaintiffs’ claims are allegedly premised on inadequate labeling of a product whose label had been approved by the agency under its regulations.

I. INTRODUCTION AND BACKGROUND

Plaintiffs John W. Garrelts and Judith K. Garrelts filed their complaint in this action on October 11, 1995, against defendant SmithKline Beecham Corporation d/b/a SmithKline Beecham Animal Products (SBC). Subject matter jurisdiction is based on diversity of citizenship and sufficient amount in controversy. See 28 U.S.C. § 1332. The Garrelts allege that John suffered injuries when he accidentally inoculated himself with SBC’s Ultrabac 7 vaccine for cattle. The Garrelts allege that SBC’s Ultra-bac 7 vaccine was defective in that product labeling on the vaccine failed to warn against certain alleged dangers to humans in the event of accidental injection with the vaccine. SBC answered the complaint on December 13, 1995, denying, in the first instance, that its vaccine caused any injuries to the plaintiffs, and further asserting seven affirmative defenses. 1

SBC filed a motion for summary judgment on May 10, 1996, seeking dismissal of the *1029 Garrelts’ state-law claims on the ground that these claims are preempted by regulations promulgated pursuant to the Virus-Serum-Toxin Act (VSTA), 21 U.S.C. §§ 151-159, by the Animal and Plant Health Inspection Service (APHIS) of the United States Department of Agriculture (USDA). Specifically, SBC contends that the Garrelts’ state tort claims are premised upon allegedly inadequate labeling, but that such claims are preempted by APHIS regulations, because the claims would impose requirements different from or in addition to those imposed by APHIS. SBC contends that APHIS has declared its intention to preempt state tort causes of action, and that APHIS’s decision is reasonable and within the authority granted to it by Congress. The present motion for summary judgment therefore involves the issue of “agency” or “regulatory” preemption, as distinct from the more familiar issue of “statutory” preemption. Furthermore, the court finds but little authority from the Eighth Circuit Court of Appeals concerning agency preemption, as well as little authority from any jurisdiction on the question of the propriety of APHIS’s preemption of state tort actions. However, the court recognizes, as do the parties, that almost all of the courts to consider whether APHIS’s regulations properly preempt state tort actions have found the agency’s regulations did properly preempt the state tort claims presented. 2

The Garrelts resisted the motion for summary judgment on July 9, 1996. In essence, the Garrelts argue that the federal agency regulations do not preempt their state tort causes of action, because APHIS either did not intend, or was not authorized, to preempt causes of action based on injury to humans. In a reply brief filed July 19, 1996, SBC argues to the contrary, asserting that APHIS’s intent and authority to preempt state tort - causes of action sweep broadly enough to encompass the Garrelts’ claims.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Jennings v. Commissioner
71 A.D.3d 98 (Appellate Division of the Supreme Court of New York, 2010)
Behrens v. United Vaccines, Inc.
189 F. Supp. 2d 945 (D. Minnesota, 2002)
Stanton v. State Farm Fire and Cas. Co., Inc.
78 F. Supp. 2d 1029 (D. South Dakota, 1999)
Silvey v. Mallinckrodt, Inc.
976 S.W.2d 497 (Missouri Court of Appeals, 1998)
Symens v. Smithkline Beecham Corp.
19 F. Supp. 2d 1062 (D. South Dakota, 1997)
Sjovall v. Smithkline Beecham Corp.
16 F. Supp. 2d 1112 (D. South Dakota, 1997)
Lynnbrook Farms v. Smithkline Beecham Corp.
175 F.R.D. 520 (C.D. Illinois, 1997)
Mennen v. Easter Stores
951 F. Supp. 838 (N.D. Iowa, 1997)

Cite This Page — Counsel Stack

Bluebook (online)
943 F. Supp. 1023, 1996 U.S. Dist. LEXIS 16365, 1996 WL 629938, Counsel Stack Legal Research, https://law.counselstack.com/opinion/garrelts-v-smithkline-beecham-corp-iand-1996.