Garcia v. Kozlov, Seaton, Romanini & Brooks, P.C.

845 A.2d 602, 179 N.J. 343, 2004 N.J. LEXIS 321
CourtSupreme Court of New Jersey
DecidedApril 13, 2004
StatusPublished
Cited by47 cases

This text of 845 A.2d 602 (Garcia v. Kozlov, Seaton, Romanini & Brooks, P.C.) is published on Counsel Stack Legal Research, covering Supreme Court of New Jersey primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Garcia v. Kozlov, Seaton, Romanini & Brooks, P.C., 845 A.2d 602, 179 N.J. 343, 2004 N.J. LEXIS 321 (N.J. 2004).

Opinion

*346 Justice LONG

delivered the opinion of the Court.

The issue before us arises out of a legal malpractice case. Plaintiff sued her former lawyers for failing to join an arguably integral party in a personal injury lawsuit. In the subsequent legal malpractice action, plaintiff claimed that she was forced to settle the personal injury case with the named defendants for less than full value as a result of the absence of the negligently omitted party. Because defendant raised the settlement first as a bar and then as a defense in the malpractice ease, plaintiff sought to present her case, in part, through expert testimony. The trial court acceded to that request in reliance on Lieberman v. Employers Insurance of Wausau, 84 N.J. 325, 419 A.2d 417 (1980), wherein we signaled that the traditional “suit within a suit” format is not the only way to proceed in a legal malpractice action. Plaintiff obtained a verdict and defendant appealed.

The Appellate Division reversed, advocating strict adherence to the “suit within a suit” format in the absence of the precise factors considered in Lieberman. The Appellate Division misreads that case. In Lieberman, we specifically recognized that a legal malpractice case may proceed in any number of ways depending on the issues. Included among those options are a “suit within a suit,” any “reasonable modification thereof,” and a suit based on “expert testimony.” Lieberman, supra, 84 N.J. at 343-44, 419 A.2d 417. The ruling in Lieberman did not establish a hierarchy among those approaches nor did it suggest that there is a presumption in favor of the “suit within a suit” scheme. We hold today that the proper approach in each case will depend upon the facts, the legal theories, the impediments to one or more modes of trial, and, where two or more approaches are legitimate, to plaintiffs preference. Courts are not to become involved in determining how a legal malpractice case is tried unless the parties disagree, in which ease the final determination of the court is a discretionary judgment that is entitled to deference.

*347 I

Plaintiff, Karen Garcia, was injured in a multi-vehicle automobile accident on Route 130 in East Windsor, New Jersey on a rainy night in April 1992. The accident began with a collision between vehicles driven by Carol Ertel and Emily Forman. That accident cut power to the Forman car leaving it disabled and unlit in the roadway. Immediately following the crash, Ertel temporarily left the scene without taking steps to warn oncoming traffic about the Forman vehicle. Within minutes, another vehicle driven by Karen Marut struck the Forman vehicle. A chain-reaction crash followed in which a vehicle driven by Charlotte Ignall struck plaintiffs vehicle, which struck Marufs vehicle.

On November 1,1993, the law firm of Kozlov, Seaton, Romanini & Brooks, filed a complaint prepared by its associate, Elizabeth Sylvester, Esq., on behalf of plaintiff against Forman, Marut, and Ignall for negligence. The complaint inexplicably omitted Ertel. The law firm then discovered a conflict of interest with an insurance company implicated in the case and referred the matter to Michael Gentlesk, Esq., who was then retained by plaintiff. Gentlesk moved to amend the complaint to include a claim against Ertel. After the court granted the motion, Ertel successfully moved for summary judgment based on the applicable statute of limitations. Plaintiff later settled her claims against the other drivers for $87,000. Thereafter, she filed a complaint for malpractice against the Kozlov firm and Sylvester (collectively, defendant) alleging that defendant’s negligence in failing to name Ertel caused her to settle her case for less than its true value.

The trial of plaintiffs legal malpractice claim began on July 31, 2000. After jury selection, the trial court was presented with motions in limine from both parties. Plaintiff argued for the right to proffer expert testimony regarding the settlement in addition to direct evidence regarding her ease. Defendant countered, among other things, that the matter should instead be tried solely as a “suit within a suit,” that plaintiff should be precluded from presenting evidence indicating that she had not come to a *348 stop prior to the first impact, 1 that Gentlesk should be barred from testifying, and that the settlement in the underlying ease should operate as a bar to the legal malpractice action.

The court granted plaintiffs motion and denied that of defendant stating:

I think that because of the shifting positions by the plaintiff it mil be necessary for the plaintiff [ ] to utilize and the defendants to utilize or may utilize if they wish expert testimony in presenting their case. This does not relieve the plaintiff of their obligation to prove the underlying case, but the case can be presented by the use of expert testimony.
The next issue concerning the net opinion of Mr. Gentlesk and his evaluation of the case at the time of settlement that would be admissible for a limited purpose, that is to show the reasonableness of the settlement that he entered into. The proof of the actual value of the case must come from the witness herself together with any expert testimony [that] [s]he finds.
As to point 3, the barring of the plaintiff from presenting evidence — any evidence indicating she failed to stop prior to the first impact, that is a misapplication of the doctrine. She is estopped from changing her testimony. Her legal position in this case may, of course, change.
The plaintiff, of course, will be permitted to testify to the extent of her present medical condition. I take it that there’s no issue as to the time limits of or to the notice of those reports offered by her experts that you’ve received them within time.
[Mr. Gentlesk’s] testimony, of course, is admissible. It goes to the reasons for the strategy that he adopted and his evaluation of the case and the way it was presented. That certainly is relevant and that is admissible.
And, of course, the settlement of the prior case doesn’t bar her from proceeding in this case.

Plaintiffs case began with evidence of the underlying accident. In deposition testimony, Emily Forman recalled her collision with Ertel:

*349 I was driving northbound on route 130, it was after sunset. I don’t remember the exact time, maybe 8:00. It was dark out and a little bit rainy so the road was slick. I was in the left hand northbound lane driving about 45 to 50 miles per hour and a car pulled out in front of me. It was a matter of yards. I don’t know exactly — the exact distance. I slammed on the brakes but I still struck the rear of the car.

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Cite This Page — Counsel Stack

Bluebook (online)
845 A.2d 602, 179 N.J. 343, 2004 N.J. LEXIS 321, Counsel Stack Legal Research, https://law.counselstack.com/opinion/garcia-v-kozlov-seaton-romanini-brooks-pc-nj-2004.