French v. City of Casey
This text of 361 F. Supp. 3d 1011 (French v. City of Casey) is published on Counsel Stack Legal Research, covering District Court, D. Colorado primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
JOHN L. KANE, SENIOR U.S. DISTRICT JUDGE
On the night of February 14, 2014, Plaintiff Patti French called 911 to obtain *1020a mental health hold for her son, Plaintiff Shane French. Officers from the Cortez Police Department arrived at the French home in short order. Hearing voices inside, they entered the residence, tackled Shane, and tased him several times. In the commotion, an officer was injured, and an officer shoved Plaintiff Glenn French, Shane's father and Patti's husband. Shane was arrested and charged with attempted murder, felony criminal mischief, felony obstruction, reckless endangerment, and menacing. He was acquitted of all charges after spending ten months in jail.
The claims brought by Patti, Glenn, and Shane French (the "Frenches") in this case arise out of the February 14, 2014 events and Shane's subsequent prosecution. Defendants are the City of Cortez, its Police Department Chief Roy C. Lane, and officers involved in the incident, Sergeant David Allmon and Officers Casey Eubanks, Jennifer Goodall,1 and Boyd Neagle. In effect, six civil rights claims are asserted under
The Frenches submit that "this is a classic example of law enforcement, as a result of inadequate training, criminalizing and incarcerating mentally ill people." Resp. at 1. The facts, as presented by the Frenches, support that charge. The officers involved unreasonably acted based on previously held assumptions and information without reacting to the circumstances as they unfolded. Still, some of the Frenches' claims cannot overcome the defense of qualified immunity or are legally deficient. For the reasons that follow, I grant Defendants' Motion for Summary Judgment in part and deny it in part.
I. Legal Standard
Summary judgment is only appropriate if "the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). A fact is "material" if it "might affect the *1021outcome of the suit under governing law." Anderson v. Liberty Lobby, Inc. ,
For summary judgment purposes, I must view the evidence in the light most favorable to the nonmoving party and resolve all disputed facts in favor of that party. McCoy v. Meyers ,
II. Facts-Viewed in the Light Most Favorable to the Frenches
Shane French has struggled with mental health problems, like post-traumatic stress disorder (PTSD) and bipolar disorder, for years.4 In the past, when Shane was down or not thinking clearly, Patti usually just let him talk until he wore himself out so that he wouldn't drive or leave their home. Patti Dep. at 46:16-47:10, ECF No. 49-1. On a few occasions, however, Patti and Glenn French sought assistance from the Cortez Police Department. Id. at 47:20-48:9, 66:24-67:1; Glenn Dep. at 14:19-15:3, ECF No. 49-2. The responding officers generally were successful in calming Shane down just by talking to him or offering to give him a ride somewhere.
Shane had many other less congenial interactions with the Police Department over the years, though, including instances in which he injured family members and engaged in criminal activity. Shane's criminal history, for example, includes arrests in 2000 for resisting arrest and in 2011 for misdemeanor assault of a police officer. Patti Dep. at 148:2-24, 151:3-6.5 In September 2003, the police were called by a neighbor after Shane accidentally poked his father with a barbecue fork while climbing through a window. Id. at 109:19-110:1, 133:9-15; Glenn Dep. 35:16-36:22. Almost ten years later, Shane hit his brother while they were wrestling, and his brother decided to press charges so that Shane could receive help. Patti Dep. at 110:2-111:15.
The Cortez Police Department was impacted by its interactions with Shane to the extent that Chief Lane admitted, when Shane was involved in a call, it was not one the Department liked to take. Lane Dep. at 39:10-14, ECF No. 55-20.
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JOHN L. KANE, SENIOR U.S. DISTRICT JUDGE
On the night of February 14, 2014, Plaintiff Patti French called 911 to obtain *1020a mental health hold for her son, Plaintiff Shane French. Officers from the Cortez Police Department arrived at the French home in short order. Hearing voices inside, they entered the residence, tackled Shane, and tased him several times. In the commotion, an officer was injured, and an officer shoved Plaintiff Glenn French, Shane's father and Patti's husband. Shane was arrested and charged with attempted murder, felony criminal mischief, felony obstruction, reckless endangerment, and menacing. He was acquitted of all charges after spending ten months in jail.
The claims brought by Patti, Glenn, and Shane French (the "Frenches") in this case arise out of the February 14, 2014 events and Shane's subsequent prosecution. Defendants are the City of Cortez, its Police Department Chief Roy C. Lane, and officers involved in the incident, Sergeant David Allmon and Officers Casey Eubanks, Jennifer Goodall,1 and Boyd Neagle. In effect, six civil rights claims are asserted under
The Frenches submit that "this is a classic example of law enforcement, as a result of inadequate training, criminalizing and incarcerating mentally ill people." Resp. at 1. The facts, as presented by the Frenches, support that charge. The officers involved unreasonably acted based on previously held assumptions and information without reacting to the circumstances as they unfolded. Still, some of the Frenches' claims cannot overcome the defense of qualified immunity or are legally deficient. For the reasons that follow, I grant Defendants' Motion for Summary Judgment in part and deny it in part.
I. Legal Standard
Summary judgment is only appropriate if "the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). A fact is "material" if it "might affect the *1021outcome of the suit under governing law." Anderson v. Liberty Lobby, Inc. ,
For summary judgment purposes, I must view the evidence in the light most favorable to the nonmoving party and resolve all disputed facts in favor of that party. McCoy v. Meyers ,
II. Facts-Viewed in the Light Most Favorable to the Frenches
Shane French has struggled with mental health problems, like post-traumatic stress disorder (PTSD) and bipolar disorder, for years.4 In the past, when Shane was down or not thinking clearly, Patti usually just let him talk until he wore himself out so that he wouldn't drive or leave their home. Patti Dep. at 46:16-47:10, ECF No. 49-1. On a few occasions, however, Patti and Glenn French sought assistance from the Cortez Police Department. Id. at 47:20-48:9, 66:24-67:1; Glenn Dep. at 14:19-15:3, ECF No. 49-2. The responding officers generally were successful in calming Shane down just by talking to him or offering to give him a ride somewhere.
Shane had many other less congenial interactions with the Police Department over the years, though, including instances in which he injured family members and engaged in criminal activity. Shane's criminal history, for example, includes arrests in 2000 for resisting arrest and in 2011 for misdemeanor assault of a police officer. Patti Dep. at 148:2-24, 151:3-6.5 In September 2003, the police were called by a neighbor after Shane accidentally poked his father with a barbecue fork while climbing through a window. Id. at 109:19-110:1, 133:9-15; Glenn Dep. 35:16-36:22. Almost ten years later, Shane hit his brother while they were wrestling, and his brother decided to press charges so that Shane could receive help. Patti Dep. at 110:2-111:15.
The Cortez Police Department was impacted by its interactions with Shane to the extent that Chief Lane admitted, when Shane was involved in a call, it was not one the Department liked to take. Lane Dep. at 39:10-14, ECF No. 55-20. Prior to February 14, 2014, a number of the Department's officers, including Officer Goodall and Sergeant Allmon, had been dispatched to the French residence due to Shane's *1022conduct. Goodall Aff. at 2, ECF No. 49-6; Allmon Aff. at 2, ECF No. 49-7. Likewise, Officer Neagle had interacted with Shane and had knowledge that he carried knives in the sleeves of his leather jacket. Neagle Dep. at 7:17-9:13, 11:13-14, ECF No. 49-3; accord Patti Dep. at 154:20-155:8 (admitting that, starting in 2013, it was typical for officers to find knives on Shane or in his vehicle when coming into contact with him). The prevailing attitude within the Department in responding to incidents involving Shane was that he must be "high" or "off his meds." Lane Dep. at 36:22-37:1.
In Colorado in 2014, an individual could be placed under a 72-hour emergency mental health hold for treatment and evaluation if he appeared to have a mental illness and, as a result of that illness, appeared to be "an imminent danger to others or to himself" or to be "gravely disabled."
On the night of February 14, 2014, Patti French called 911 for the Cortez Police Department to initiate that process. Shane was in trauma after he stopped taking his psychiatric medications. Patti Dep. at 67:19-21, 112:14-16, 132:4-7. Patti and Glenn had attempted to calm him but ultimately decided they needed the police to intervene. Shane had been rambling nonsensically and yelling at the top of his lungs outside the house for hours, and Patti didn't want to disturb the neighborhood.
Cortez Police Dispatch radioed the call and relayed that the officers should not arrive with their emergency lights or sirens activated. Neagle Aff. at 2, ECF No. 49-5. Because Shane was involved and the call came from Patti and late at night, Sergeant Allmon coded it a "10-0," indicating to the officers that they should use additional caution when responding. Allmon Aff. at 2. Dispatch contacted and questioned Patti again, and she confirmed that Shane's acting out was entirely verbal, he was not violent, and he needed "mental help." 911 Call at 03:28-36.
Upon arriving at the French home, Officers Eubanks and Neagle observed Shane at the entrance to the residence. Eubanks Aff. at 2, ECF No. 49-4; Neagle Aff. at 2. As they approached, Shane went inside and shut the door. Id. The officers then heard voices, including a man talking very loudly, inside the home. Patti Dep. at 181:19-182:1. Officer Eubanks engaged the door handle and found it to be locked. He began to bang loudly on the door. As Patti and Glenn moved toward the door, Shane was in Patti's line of sight with his hands empty. Id. at 81:2-25. Patti reached the door and unlocked it, but before either Glenn or Patti could open it, the officers burst through. Id. at 77:13-78-16. The door flung open with such force that it left a hole in the wall and broke the frame. Door Photos. at 1, 3, ECF No. 55-10; French , No. 2014-CR-000040, 12/04/2014 Trans. at 38:19-39:1, ECF No. 55-15. Patti jumped out of the way, and Glenn was shoved by Officer Eubanks.6 Patti Dep. at 78:16-18; Glenn Dep. at 15:21-25. The officers were *1023yelling and told Glenn to get out of the way. Id. at 18:2-3; Patti Dep. at 82:16-25. Officer Ryan Carter, who is no longer a defendant in this case, entered the home behind the other officers. Together they moved directly toward Shane without giving him any verbal warnings. Id. at 82:4-13. Shane took at most a step or so in the direction of the kitchen where the officers were headed. Id. at 82:6-11. Shane did not lunge at Officer Eubanks, French , No. 2014-CR-000040, 04/30/2014 Trans. at 58:15, and his hands were at his sides empty, French , No. 2014-CR-000040, 10/17/2014 Trans. at 46:4-13, ECF No. 55-5. Officer Eubanks rushed towards Shane, made chest-to-chest contact with him, picked him up off the ground, and threw him down so that he fell face-down on the floor. Officer Eubanks' body camera was inadvertently activated during this skirmish.
While on top of Shane, Officer Eubanks saw a knife in each of Shane's hands.7 Eubanks Aff. at 4; Eubanks Dep. at 99:21-100:1, ECF No. 49-8. Officer Carter removed the two knives and placed them behind him out of reach. Carter Dep. at 16:25-17:10, ECF No. 49-11. To assist Officer Eubanks, Officer Neagle drew his Taser and delivered a drive stun8 with the Taser to Shane's lower back on the right side at least two times. Taser Log at 6, ECF No. 55-13. Shane was yelling "just kill me" as he was restrained. Body Camera Video at 00:13, ECF No. 49-15.
Officers Eubanks, Neagle, and Carter along with Sergeant Allmon, who had also entered the home, placed Shane in handcuffs. The two knives-a paring knife and a steak knife-were laying on the floor. Neagle Aff. at 4; Goodall Aff. at 3; Patti Dep. at 166:9-24. Meanwhile, Officer Eubanks felt a burning or stinging on his lower right side and confirmed that he had a ½ mm cut.
Sergeant Allmon and Officer Neagle removed Shane to the front yard, shutting the front door of the Frenches' home. Patti Dep. at 94:13-20. They began a pat-down search of Shane at Officer Neagle's patrol vehicle. At least five officers surrounded and restrained Shane, pressing his cuffed hands up over his shoulders. As a compliance technique, Sergeant Allmon struck the area of Shane's suprascapular nerve. Allmon Aff. at 4. Officer Neagle administered approximately five drive stuns with his Taser to Shane's back within two minutes and thirty-six seconds. Neagle Aff. at 5; Taser Log at 6, ECF No. 55-13. And Officer Jennifer Goodall, who also appeared at the scene, administered a compression wrist lock to Shane. Goodall Aff. at 3. Officer Eubanks' body camera video shows Shane moving and the officers using force against him. Ultimately, a hobble restraint device was secured on Shane's ankles. Neagle Aff. at 5; Allmon Aff. at 4.
While he was restrained against the vehicle, Shane apologized to the officers no *1024fewer than ten times and explained that he believed they were trying to hurt his family, specifically his blind father. Body Camera Video at 06:41-09:42. He also informed the officers that he had "mental problems." In response, individual officers called him a "stupid fuck" and told him to "shut up." Id. at 08:06-08:51. Stepping away, Officer Eubanks, muttered, "I should have fucking shot that son of a bitch," Body Camera Video at 09:56-58, and at some point struck a patrol car with his knee. Eubanks Dep. at 29:16-25, ECF No. 55-8.
The assessment and pat-down of Shane outside was completed in a little over six minutes, and he was placed into Officer Neagle's vehicle. From the time of Patti's 911 call to the time the officers radioed that Shane was in custody, approximately 15 minutes elapsed. Shane was taken to the hospital, where the numerous burn marks on his back from the drive stuns did not prevent him from being medically cleared. Goodall Aff. at 4; Shane Photos. at 1-3, ECF No. 55-9. The officers then transported him to the jail and did not seek any type of mental health treatment for him.9
*1025Based on the statements of the other officers involved in the February 14, 2014 incident and what she witnessed, Officer Goodall selected the criminal offenses with which Shane was initially charged. They included attempted murder, felony criminal mischief, attempting to disarm a police officer, felony obstruction, reckless endangerment, and menacing. Goodall Aff. at 4-5. The District Attorney's Office filed and prosecuted those criminal charges against Shane, who spent approximately ten months in custody as a result. See Furse Aff., ECF No. 49-12. Shane took the case to trial, and a jury acquitted him of all charges.
The individual Defendants in this case had all undergone training on the Cortez Police Department's Use-of-Force Policy, which directs officers to take into account a "subject's mental state or capacity" in determining the reasonableness of force. Cortez Police Dep't Policy Manual at 37, ECF No. 49-14. The Department provides annual training on that Policy, and its Field Training Program and Daily Training Bulletins update officers regarding the appropriate use of force. Lane Aff. at 2, ECF No. 49-13. Each of the Department's officers are also sent to the Colorado Peace Officer Standards and Training Crisis Intervention Training, which includes training on how to identify and interact with persons with mental illnesses. Id. at 3. Nonetheless, Officer Eubanks testified that he has no training in identifying mental health disorders or in how to interact with individuals with bipolar disorder, PTSD, or schizophrenia. Eubanks Dep. at 103:20-104:10, 114:6-115:1, ECF No. 55-8.
III. Analysis
The purpose of motions for summary judgment is to demonstrate there is no need for a trial because under the undisputed facts, or based on the facts presented by the nonmovants, the law dictates a judgment in the movants' favor. As noted in the previous Section, however, Defendant-Movants dispute and recharacterize the factual record put forward by the Frenches. Viewing the facts in the light most favorable to the Frenches, as I must, I conclude that summary judgment is not proper for the Frenches' unlawful entry claim, Shane's excessive force and false arrest claims, or the Frenches' claim against the City of Cortez for failure to train its officers. It is, however, appropriate on the remaining claims.
A. Qualified Immunity for
The majority of the claims asserted in this case are brought under
"When a defendant asserts qualified immunity at summary judgment, the burden shifts to the plaintiff to show that: (1) the defendant violated a constitutional right and (2) the constitutional right was clearly established." Martinez v. Beggs ,
I proceed by analyzing the Frenches' § 1983 claims more or less in the order in time in which they arose, beginning with the alleged unlawful entry of Officers Eubanks and Neagle into the French home.
1. The Frenches' Unlawful Entry Claim Against Officers Eubanks and Neagle
The Fourth Amendment to the U.S. Constitution protects "[t]he right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures." U.S. Const. amend. IV. The Amendment imposes two requirements: "First, all searches and seizures must be reasonable. Second, a warrant may not be issued unless probable cause is properly established and the scope of the authorized search is set out with particularity." Kentucky v. King ,
A basic principle of the Fourth Amendment is that "searches and seizures inside a home without a warrant are presumptively unreasonable." Brigham City, Utah v. Stuart ,
One exception to the requirements of a warrant and probable cause " 'is a search that is conducted pursuant to consent.' " United States v. Sawyer ,
Officers Eubanks and Neagle contend that their entry into the French home did not violate the Frenches' Fourth Amendment rights because Patti gave them consent to enter, and even if she did not, exigent circumstances justified their entry. Crediting the officers' arguments, the Colorado state court judge who presided over Shane's criminal case found that exigent circumstances existed and that Patti consented to the officers' entry by calling 911 for help and opening her front door slightly. Colorado v. French , No. 2014-CR-000040, 10/17/2014 Trans. at 258:17-261:9, ECF No. 49-10. Perhaps the record before that judge supported his conclusion, but the record before me is distinct, and I am bound to construe the facts in the light most favorable to the Frenches.
Consent
Considering that factual background, neither Patti nor any member of the French household consented to Officers Eubanks and Neagle entering the home. "When law enforcement officers who are not armed with a warrant knock on a door, they do no more than any private citizen might do." King , 563 U.S. at 469,
Viewing the facts emphasized by Officers Eubanks and Neagle in the light most favorable to the Frenches, Patti called for emergency assistance late at night stating that her son was "out of control." She went to her front door as the officers were knocking on it. She unlocked the door, but did not open it. Together, these actions do not demonstrate that Patti consented, either expressly or impliedly, to having officers barge into her home.10 Officers Eubanks and Neagle base their argument that Patti consented primarily on the fact that she testified she intended to open the door and allow them to enter. However, since consent must be "freely and voluntarily given ," Sawyer ,
The cases cited by Officers Eubanks and Neagle focus on whether "the consent was *1028the product of an 'essentially free and unconstrained choice by [the] maker' or whether it was the product of 'duress or coercion, express or implied.' " Sawyer ,
With their ill-considered consent theory, Officers Eubanks and Neagle highlight the qualified immunity standard's potential for abuse. They comment that "Plaintiffs cannot identify Supreme Court or Tenth Circuit case law which would show that, on February 14, 2014, officers['] entry into a home when they responded to a call for assistance ... and a resident of the home intentionally unlocked ... the door, intending to permit officers to enter, would constitute a violation of law." Mot. at 32. It is true; the Frenches have not cited a case on point. This is likely because factually similar cases are rightly presented and analyzed under the exigent circumstances standard. See, e.g. , Thacker v. City of Columbus ,
Exigent Circumstances
The officers' argument that exigent circumstances existed, authorizing their entry and entitling them to qualified immunity, is likewise deficient. One exigency, acting as an exception to the Fourth Amendment warrant requirement, "is the need to assist persons who are seriously injured or threatened with such injury." Brigham City ,
In determining whether such circumstances justified an officer's entry, courts must assess: "(1) whether the officer had an objectively reasonable basis to believe there was an immediate need to protect the lives or safety of himself or others; and (2) whether the manner and scope of the search or seizure was reasonable." Lundstrom v. Romero ,
"The burden is on the government to demonstrate the existence of exigent circumstances." Mascorro v. Billings ,
Officers Eubanks and Neagle base their reasoning that exigent circumstances existed on the following:
• Patti had telephoned 911 stating that her son was "out of control";
• Shane had prior interactions with law enforcement and the officers were generally aware of his demeanor and history;
• Shane was known to carry knives on his person;
• The officers were instructed to use additional caution in responding to Patti's call;
• When the officers arrived, they saw Shane walk inside the home and shut the door;
• The officers then heard voices, including a man talking very loudly, inside the home; and
• The officers found the front door locked and then unlocked.13
Significant, though, are the circumstances the officers did not encounter:
• The officers had not been told that a crime, completed or in-progress, had been reported;
• The noises coming from inside the house were not suggestive of an altercation taking place within the home or of someone being injured; and
• When the officers saw Shane at the entrance to the home, there was no indication that he had weapons or had injured Patti or Glenn.
With these conditions absent, a jury could conclude that the officers did not have an objectively reasonable basis to believe anyone inside the home was in need of immediate aid at that moment in time.
The facts of Brigham City, Utah v. Stuart shed light on officer observations that support the reasonableness of entering to aid someone in need. Officers in that case were called to respond to a loud party at a residence at 3 o'clock in the morning.
Here, on the other hand, there was no thumping or crashing or yelling "stop" or any other alarming cry. None of the specific facts recited by the officers would lead one to believe that an altercation or fight was occurring inside the French home. Instead, the officers witnessed Shane retreat into his own home, which he was entitled to do. See Payton ,
As for the reasonableness of the manner and scope of the search by Officers Eubanks and Neagle, Brigham City again provides a foil. The officers in Brigham City first looked in the front window for clues as to the source of the noises they heard.
In contrast, the officers here banged on the front door and burst through it before it could be answered.15 There is no indication they attempted to investigate (or even stopped to listen to) the noises they heard. If, as the officers allege, they were justified in entering based on their concern for the safety of Patti and Glenn, their initial search should have been limited to assuring Patti and Glenn were not in need of immediate assistance. Yet, in their Reply in support of their Motion for Summary Judgment, Defendants assert that the scope of the officers' search was "limited to immediately contacting and arresting Shane in the front room of the home, and then removing him from the home." Reply at 23, ECF No. 61. Contacting Shane, who was not reported to have committed any crime, should not have been the target of any search based on protecting Patti and Glenn. Moreover, once the front door to the home was opened, the officers were able to see that Patti and Glenn were not in need of immediate aid. But rather than reacting to this discovery or rendering any assistance, an officer shoved Glenn, one of the believed victims.
*1031Consequently, under the facts presented by the Frenches, the officers did not have an objectively reasonable basis to believe there was an immediate need to protect the lives and safety of those inside the home and the scope of their search was unreasonable.
I turn then to whether, based on the clearly established law at the time, the officers should have known they were violating the Frenches' Fourth Amendment Rights. The Frenches point to an unpublished Tenth Circuit case: Dalcour v. City of Lakewood ,
In evaluating whether the law was clearly established, I consider United States v. Davis ,
While the facts of these cases are not identical to those here, they need not be. See Patel ,
In sum, the Frenches have met their burden to show that Officers Eubanks and Neagle violated their Fourth Amendment rights to be free from unreasonable search in their home and that the relevant contours of that right were clearly established on February 14, 2014. Neither consent nor exigent circumstances justified the officers' entry. It follows that Officers Eubanks and Neagle are not entitled to summary judgment on the Frenches' unlawful entry claim on the basis of qualified immunity. This conclusion does not "unduly inhibit officials in the discharge of their duties," Creighton ,
2. Shane's Excessive Force Claim Against Officers Eubanks, Neagle, and Goodall
In addition to protecting individuals against unreasonable searches, the Fourth Amendment prohibits law enforcement from using force that is not objectively reasonable during a seizure. "Determining whether the force used to effect a particular seizure is 'reasonable' under the Fourth Amendment requires a careful balancing of 'the nature and quality of the intrusion on the individual's Fourth Amendment interests' against the countervailing governmental interests at stake." Graham v. Connor ,
Shane alleges that the uses of force against him by Officers Eubanks, Neagle, and Goodall were unreasonable considering the totality of the circumstances. He also claims that Officers Eubanks and Goodall acted unreasonably by not intervening in Officer Neagle's use of force.
Officer Eubanks
Officer Eubanks tackled Shane to the ground and restrained him face down with *1033his body weight until he was cuffed. Officer Eubanks justifies his use of force by stating that Shane ran towards, but did not lunge at, him. As explained above, I must view the facts in the light most favorable to Shane and have found, for the purposes of summary judgment, that Shane took at most a step or so in the direction the officers were headed.
At the time Officer Eubanks decided to go "hands on" with Shane, no crime had been committed.17 When the officers first encountered him, he did not make any aggressive movements toward them, and in fact, he closed his front door to avoid them. Shane was confined in his home and the officers point to no signs that he was attempting to flee. Shane took at most a step or so in the direction the officers were headed after they forced their way in. There were no weapons visible in Shane's hands, he did not lunge at or threaten the officers, and there was no indication Patti and Glenn were injured or in danger. The officers gave him no warnings as to what he should do or explanations as to why they were there.
The reasonableness of Officer Eubanks' actions depends both on whether he was "in danger at the precise moment that [he] used force and on whether [his] own reckless or deliberate conduct during the seizure unreasonably created the need to use such force." Sevier v. City of Lawrence ,
From at least one Tenth Circuit case, any reasonable officer should have understood that such a use of force was excessive. In Casey v. City of Federal Heights ,
That being the case, Officer Eubanks is not entitled to summary judgment on the basis of qualified immunity for Shane's excessive force claim.
Officer Neagle
After Officer Eubanks' initial takedown of Shane, while he was restraining Shane in the prone position, he saw a knife in each of Shane's hands. Officer Carter promptly removed the two knives from Shane's hands. Seeking to assist Officer Eubanks, Officer Neagle drew his Taser and delivered a drive stun with the Taser to Shane's lower back on the right side at least two times. Officer Neagle asserts those two drive stuns were justified, regardless of whether it was known Shane was in possession of knives or that Officer Eubanks had been injured, since Shane was resisting and presented a threat to Officer Eubanks.
Once Shane was cuffed and taken outside, Officer Neagle employed his Taser to drive stun Shane at least five times as the officers were completing the pat-down. Officer Neagle argues his use of force during that period was reasonable because Shane was still resisting, had not yet been cleared for weapons after having injured Officer Eubanks, and attempted to take his Taser from him.
Viewing the facts in the light most favorable to Shane, Officer Neagle's use of force both inside and outside the French home rose to the level of a constitutional violation. Inside the home, Shane was tackled after taking at most a step or so, but not lunging, in the direction the officers were headed. When Officer Neagle deployed his Taser, Officer Eubanks was on top of Shane and had him positioned face down beneath him. Officer Eubanks had already demonstrated that he could physically dominate Shane by picking him up and turning him as he threw him to the ground. More than that, at least three officers were surrounding Shane and assisting to control his limbs. Once Officer Carter removed the knives from Shane's hands, the immediate threat Shane posed to the officers was minimal.
The evidence is conflicting on the extent to which Shane resisted arrest. Shane did not initiate the physical struggle with the officers. Officer Eubanks' body camera video documents Shane yelling "just kill me," not commonly the words of a combative individual. There is no indication or testimony that Shane fought Officer Carter's removal of the knives from his possession. Making all inferences in Shane's favor, his resistance could have been a less than voluntary reaction to being thrown to the ground and tased. Shane's defiance in such a fashion "does not retroactively justify"
*1035the uses of force. Dixon v. Richer ,
Outside the French home, it was known to Officer Neagle that Officer Eubanks had been injured, likely due to the knives in Shane's possession. But Shane was surrounded by at least five officers and handcuffed with his hands being forced up toward his shoulders. At that point, he certainly did not pose an immediate threat to the officers. "While it is reasonable to frisk a detainee suspected of carrying a weapon, ... it is not reasonable to hit him in the stomach with a flashlight, or choke and beat him, solely on the basis of that suspicion." Dixon ,
The circumstances as portrayed by Shane are similar to those in Perea v. Baca , in which a man who suffered from mental illness was accosted by officers while riding his bicycle.
As alluded to in Perea , an individual's mental health is another "one of the 'facts and circumstances' that 'a reasonable officer on the scene' would ascertain." Estate of Armstrong v. Village of Pinehurst ,
A number of other circuits have made broad pronouncements that less intrusive or de-escalation techniques are to be employed when faced with a mentally unstable individual. For example, in Bryan v. MacPherson ,
[I]f [the officer] believed [the plaintiff] was mentally disturbed he should have made greater effort to take control of the situation through less intrusive means. As we have held, "[t]he problems posed by, and thus the tactics to be employed against, an unarmed, emotionally distraught individual who is creating a disturbance or resisting arrest are ordinarily different from those involved in law enforcement efforts to subdue an armed and dangerous criminal who has recently committed a serious offense." Deorle [v. Rutherford ], 272 F.3d [1272,] 1282-83 [ (9th Cir. 2001) ]. Although we have refused to create two tracks of excessive force analysis, one for the mentally ill and one for serious criminals, we have found that even "when an emotionally disturbed individual is 'acting out' and inviting officers to use deadly force to subdue him, the governmental interest in using such force is diminished by the fact that the officers are confronted ... with a mentally ill individual." Id. at 1283. The same reasoning applies to intermediate levels of force. A mentally ill individual is in need of a doctor, not a jail cell, and in the usual case-where such an individual is neither a threat to himself nor to anyone else-the government's interest in deploying force to detain him is not as substantial as its interest in deploying that force to apprehend a dangerous criminal. Moreover, the purpose of detaining a mentally ill individual is not to punish him, but to help him. The government has an important interest in providing assistance to a person in need of psychiatric care; thus, the use of force that may be justified by that interest necessarily differs both in degree and in kind from the use of force that would be justified against a person who has committed a crime or who poses a threat to the community.
Similarly, in Martin v. City of Broadview Heights ,
The above factors-Shane posing no immediate threat, not initiating the altercation, minimally resisting as a reaction to the officers' use of force, exhibiting signs of mental illness, and being given no warnings or explanations-substantiate the conclusion that Officer Neagle's repeated deployment of his Taser over such brief periods was unreasonable. Since Shane has met his burden of showing Officer Neagle's use of force violated his constitutional rights, I must address whether the law establishing that violation was clear as of February 14, 2014. Based on two Tenth Circuit cases- Casey v. City of Federal Heights and Cavanaugh v. Woods Cross City -I find that it was.
As it did for Officer Eubanks' conduct, Casey provides the necessary guidance for Officer Neagle's use of force. After the first officer tackled Mr. Casey, another officer arrived and, believing Mr. Casey " 'needed to be controlled,' " tased him with her Taser in dart mode. Once the officers had Mr. Casey on the ground and handcuffed, another officer drive stunned him. The court found Mr. Casey was not "violent or attempting to flee" even though he admitted he "kept trying to get up" as he was being beaten and tased. Id. at 1280, 1282. Ultimately, the court declared: "[I]t is excessive to use a Taser to control a target without having any reason to believe that a lesser amount of force-or a verbal command-could not exact compliance." Casey ,
In Cavanaugh , a husband called the police for help locating his wife after they had a fight and she left their home with a kitchen knife.
Additional insight can be gleaned from Perea v. Baca , the case in which the Tenth Circuit affirmed the lack of qualified immunity for officers who tasered an individual ten times in less than two minutes. In Perea , the court unequivocally wrote that "[i]t is-and was [in 2011]-clearly established law in the Tenth Circuit that the use of disproportionate force to arrest an individual who, is not suspected of committing a serious crime and who poses no threat to others constitutes excessive force." Perea ,
As with the subjects in Casey, Cavanaugh , and Perea , Shane was tased even though he did not initiate the physical *1038engagement, was not threatening anyone or attempting to flee, and received no warning or explanation. Here, as well then, every reasonable official would have understood that tasering Shane repeatedly was disproportionate under the circumstances and unreasonable. The two-part test to overcome qualified immunity has been fulfilled with respect to Officer Neagle's use of force against Shane. As a result, he is not entitled to summary judgment on Shane's excessive force claim.
Officer Goodall
For her part, Officer Goodall applied a wrist-lock pain-compliance technique to Shane, in reaction-she asserts-to Shane grabbing Officer Neagle's Taser. She had just become aware that Shane had injured Officer Eubanks and knew that Shane had not yet been fully searched for weapons. Nevertheless, he was handcuffed with his hands behind his back, pressed up and away from his body, and he was surrounded by officers.
Shane has not identified a single case in which a wrist-lock or similar technique employed while attempting a pat-down has been found to be unreasonable. The cases relevant for the uses of force by Officers Eubanks and Neagle do not cover her use of force. Therefore, I find that Shane has not shown that the law was clearly established such that every reasonable officer would have known that employing the wrist-lock technique was a violation of his Fourth Amendment rights. Finding Officer Goodall is entitled to qualified immunity on that ground, I do not address whether Shane has shown her actions amounted to a constitutional violation. See Pearson ,
Failure to Intervene by Officers Eubanks and Goodall
On top of challenging the officers' direct uses of force, Shane claims that Officers Eubanks and Goodall violated his Fourth Amendment rights by failing to stop Officer Neagle from repeatedly tasing him. Officers "have an affirmative duty to intervene to protect the constitutional rights of citizens from infringement by other law enforcement officers in their presence.' " Vondrak v. City of Las Cruces ,
"Whether an officer had sufficient time to intercede or was capable of preventing the harm being caused by another officer is an issue of fact for the jury unless, considering all the evidence, a reasonable jury could not possibly conclude otherwise." Vondrak ,
Accordingly, Officers Eubanks and Neagle are not entitled to summary judgment on qualified immunity grounds for their own uses of force against Shane. Neither are Officers Eubanks and Goodall for their failure to intervene in Officer Neagle's use of force. Summary judgment is, however, appropriate for Officer Goodall for her employment of the wrist-lock technique against Shane.
*10393. Glenn's Excessive Force Claim Against Officers Eubanks and Neagle
Glenn similarly asserts an excessive force claim against Officers Eubanks and Neagle. Since Glenn does not allege Officer Neagle made contact with him or seized him in any way, summary judgment is warranted for Officer Neagle.
As for Officer Eubanks, he at most shoved Glenn in the torso, forcing Glenn to fall backwards into a safe but causing no injuries. Glenn Dep. at 15:25, 17:23-18:1, 22:3-5, 22:21-23:5. "A 'seizure' triggering the Fourth Amendment's protections occurs only when government actors have 'by means of physical force or show of authority, ... in some way restrained the liberty of a citizen.' " Graham v. Connor ,
4. Shane's False Arrest Claim Against Sergeant Allmon and Officers Eubanks, Neagle, and Goodall
In addition to his excessive force claim, Shane claims Sergeant Allmon and Officers Eubanks, Neagle, and Goodall unconstitutionally subjected him to a false arrest and unlawful seizure. "Officers may enter an individual's home without consent and conduct a warrantless arrest if both probable cause and exigent circumstances exist." United States v. Reeves ,
"Because an arrest is 'the most intrusive of Fourth Amendment seizures,' an arrest is 'reasonable only if supported by probable cause.' " Koch v. City of Del City ,
"[L]abeling an encounter in the home as either an investigatory stop or an arrest is meaningless" since probable cause and the existence of exigent circumstances are required for all such warrantless seizures. Reeves ,
At the moment that arrest occurred, the officers were aware Patti had placed a call stating Shane was "out of control," and they knew Shane had a criminal history. They had witnessed Shane shut the door to his house and retreat upon seeing them. Upon entering the home, they could have observed that Patti and Glenn were uninjured. Afterward, Shane had taken at most a step or so in the direction the officers were headed. Officer Eubanks admits Shane did not lunge at him, French , No. 2014-CR-000040, 04/30/2014 Trans. at 58:15, and that Shane's hands were at his sides empty, French , No. 2014-CR-000040, 10/17/2014 Trans. at 46:4-13, ECF No. 55-5. Finally, when Officer Eubanks made contact with Shane, it was chest-to-chest, not the type of collision one seeking to deliberately injure an officer would have provoked. Considering these circumstances, the officers did not have information "sufficient to warrant a prudent man in believing that [Shane] had committed or was committing an offense." Beck v. State of Ohio,
There is no question the law was clearly established in February 2014 that both probable cause and exigent circumstances were required for the officers to arrest Shane without a warrant in his home. As I previously discussed, any reasonable officer would have known exigent circumstances did not exist. Such a reasonable officer similarly would have understood that probable cause was lacking. See Lundstrom ,
Therefore, Shane's false arrest and unlawful seizure claim survives Defendants' Motion for Summary Judgment.
5. Shane's Malicious Prosecution Claim Against Officers Eubanks, Neagle, and Goodall
After Shane was arrested, he was prosecuted for attempted murder, felony criminal *1041mischief, attempting to disarm a police officer, felony obstruction, reckless endangerment, and menacing. With his malicious prosecution claim, he alleges Officers Goodall, Eubanks, and Neagle violated his constitutional rights in selecting the initial charges against him and providing the information on which they were based.
The common law of torts is generally "the starting point for determining the contours of a malicious prosecution claim under § 1983." Wolford v. Lasater ,
Officer Goodall selected the initial offenses charged against Shane on February 14, 2014. She asserts that she did not violate Shane's constitutional rights in doing so because probable cause supported his original arrest, continued confinement, and prosecution and there is no indication she acted with malice. See id. at 799. Although I have determined that the officers lacked probable cause to arrest Shane when Officer Eubanks tackled him to the ground and restrained him, that calculation changed as soon as Officer Eubanks realized he had been injured and believed it to be by the knives he saw in Shane's hands. Shane has made no effort to present argument or evidence demonstrating that, based on the information available after that point, each or any of the charges brought against Shane was not supported by probable cause. Specifically, he supplies no testimony or other evidence to refute Officer Eubanks' belief that a knife in Shane's possession had injured him.22
So too, Shane has not mustered any evidence indicating that Officer Goodall acted with malice. He relies instead on speculation and mere argument that she held bias against and disdain for him. Nothing in the record suggests that is so. "It is true that 'police officers may not ignore easily accessible evidence and thereby delegate their duty to investigate and make an independent probable cause determination based on that investigation.' " Koch ,
Officers Eubanks and Neagle
Officers Eubanks and Neagle supplied the information on which the charges were initially selected and then prosecuted. In asserting qualified immunity for Shane's malicious prosecution claim, Officers *1042Eubanks and Neagle challenge whether (1) their actions caused the plaintiff's continued confinement or prosecution; (2) probable cause was lacking for his original arrest, continued confinement, or prosecution; and (3) they acted with malice. See Wilkins ,
Shane alleges that Officers Eubanks and Neagle's "distorted narratives" caused his unconstitutional confinement and prosecution. Resp. at 29. A judicial conclusion that the evidence was sufficient to bind a defendant over for trial generally breaks the chain of causation between an officer's actions and the deprivation of a constitutional right unless there is " 'an allegation of pressure or influence exerted by the police officers, or knowing misstatements made by the officers to the prosecutor.' " Taylor v. Meacham ,
As it did for Officer Goodall, Shane's support for the probable cause and malice elements of his malicious prosecution against Officers Eubanks and Neagle falls short. According to Shane's version of the facts, Officers Eubanks and Neagle may have acted overzealously and incompetently in responding to Patti's 911 call, but it cannot be concluded that they acted with malice in his prosecution.
Shane has failed to meet his burden to show that Officers Eubanks, Neagle, or Goodall violated his constitutional rights or "engaged in a deliberate attempt to ensure the prosecution and conviction of an innocent man." Pierce v. Gilchrist ,
B. The Frenches' Failure-to-Train Claim Against the City of Cortez and Official Capacity Claims
In addressing the Frenches' failure-to-train claim, I preliminarily find that the official capacity claims against Defendant Officers are duplicative of the Frenches' claim against the City of Cortez. When a plaintiff brings a claim against an officer in his official capacity, it is "another way of pleading an action against the entity of which the officer is an agent." Monell ,
As for the claim brought directly against the City of Cortez, a municipal entity cannot be held liable under the doctrine of respondeat superior for the constitutional torts of its employees. Monell
*1043Moss v. Kopp ,
A failure to provide proper training may constitute the policy or custom executed by the municipal entity if that failure reflects "deliberate indifference to the constitutional rights of its inhabitants." City of Canton v. Harris,
"[P]roof of a single incident of unconstitutional activity is ordinarily not sufficient to impose municipal liability, and where a plaintiff seeks to impose municipal liability on the basis of a single incident, the plaintiff must show the particular illegal course of action was taken pursuant to a decision made by a person with authority to make policy decisions on behalf of the entity being sued." Moss ,
The Frenches allege the City of Cortez failed to properly train its officers in recognizing and interacting with persons with mental illness, resulting in their use of excessive force against and their unlawful arrest of Shane. The City responds that its officers are sufficiently trained in that it provides (1) annual training on its use-of-force policy, which directs officers to take into account the subject's mental state and capacity; (2) updates on that policy through daily training bulletins; and (3) a 40-hour crisis intervention training on how to identify and interact with persons with mental illness. The City maintains then that its training policy could not have been the moving force behind any constitutional deprivation. It further asserts that the Frenches have not demonstrated it acted with deliberate indifference or that the single incident on February 14, 2014, can sustain their claim.
The direct causal link between the policy and the constitutional violations alleged here are evident. The Frenches have presented evidence that there was a negative impression of Shane within the Police Department related to his mental illness and that at least Officer Eubanks could not identify any training or skills he had obtained that would aid him in identifying and interacting with mentally ill persons. Implicit in the obligation to train officers is verifying that the training has been learned and implemented. If the Department generally had a better understanding of mental illness and had administered sufficient training for its officers, perhaps the officers would have received more specific information regarding Shane's state on February 14, 2014; would not have banged so loudly on the French door or burst through it; would not have tackled and repeatedly tased Shane; would have explained the situation to him and given him warnings; and would have sought mental health treatment for him.
Police encounters with individuals struggling with mental illness are not some theoretical occurrence. The National Institute *1044of Mental Health reports that nearly one in five adults in the U.S. lives with mental illness.23 Countless articles and studies have been dedicated to the treatment of mentally ill individuals by law enforcement and the criminal justice system, many documenting the abuses suffered by such individuals.24 While the Cortez Police Department provides some training to its officers, the facts presented by the Frenches show that this training was ineffective and insufficient. As a result, the Frenches have established the City acted with deliberate indifference to the constitutional rights of its inhabitants as "the need for more or different training is so obvious, and the inadequacy so likely to result in the violation of constitutional rights." City of Canton ,
With respect to the City's argument that it cannot be held liable based on a single incident, I agree with the Frenches that the facts cited are not limited to one event. Chief Lane confirmed that an attitude developed over time regarding Shane and his mental struggles. The mindset was so pervasive that it permitted at least five officers to stand by while Shane was repeatedly tased as he told them he had mental problems. And regardless:
In leaving open in [City of ] Canton [v. Harris ] the possibility that a plaintiff might succeed in carrying a failure-to-train claim without showing a pattern of constitutional violations, [the Supreme Court] ... hypothesized that, in a narrow range of circumstances, a violation of federal rights may be a highly predictable consequence of a failure to equip law enforcement officers with specific tools to handle recurring situations. The likelihood that the situation will recur and the predictability that an officer lacking specific tools to handle that situation will violate citizens' rights could justify a finding that policymakers' decision not to train the officer reflected "deliberate indifference" to the obvious consequence of the policymakers' choice-namely, a violation of a specific constitutional or statutory right. The high degree of predictability may also support an inference of causation-that the municipality's indifference led directly to the very consequence that was so predictable.
Brown ,
C. The ADA Claim Brought by Glenn and Shane Against Officer Eubanks
The final claim asserted is brought under the Americans with Disabilities Act, which provides: "[N]o qualified individual with a disability shall, by reasons of such disability, be excluded from participation in or be denied the benefits of the services, programs, or activities of a public entity, or be subjected to discrimination by any such entity."
*1045
IV. Conclusion
Accordingly, Defendants' Motion for Summary Judgment (ECF No. 49) is GRANTED IN PART in that summary judgment shall enter: against Glenn and for Officers Eubanks and Neagle on his excessive force claim; against Shane and for Officers Eubanks, Neagle, and Goodall on his malicious prosecution claim; and against Glenn and Shane and for Officer Eubanks on their ADA claim. The Frenches' official capacity claims against Chief Lane, Sergeant Allmon, and Officers Eubanks, Neagle, and Goodall are DISMISSED. Consequently, Chief Lane is DISMISSED as a defendant in this case. The Motion for Summary Judgment is otherwise DENIED.
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