Fredericks v. Jonsson

609 F.3d 1096, 2010 WL 2474073
CourtCourt of Appeals for the Tenth Circuit
DecidedJune 21, 2010
Docket09-1169, 09-1237
StatusPublished
Cited by33 cases

This text of 609 F.3d 1096 (Fredericks v. Jonsson) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Fredericks v. Jonsson, 609 F.3d 1096, 2010 WL 2474073 (10th Cir. 2010).

Opinion

HARTZ, Circuit Judge.

James and Brooke Fredericks and their daughters, E.F. and S.F., (collectively the Plaintiffs) sued Dr. Mary Margaret Jonsson, a licensed psychologist, for failing to warn them of the danger posed by Troy Wellington. Wellington had attempted to break into the Plaintiffs’ home a few days after Dr. Jonsson had evaluated him for the Colorado probation department. The district court granted summary judgment in favor of Dr. Jonsson, ruling that Colorado’s mental-health-professional liability statute, Colo.Rev.Stat. § 13-21-117 (Section 117), protected Dr. Jonsson from the Plaintiffs’ claims.

We have jurisdiction under 28 U.S.C. § 1291 and affirm. We hold (1) that Section 117 applies in the circumstances of this case and (2) that the statute did not require Dr. Jonsson to warn the Plaintiffs because Wellington had not communicated to Dr. Jonsson any serious threat of imminent physical violence against them.

I. FACTUAL AND PROCEDURAL BACKGROUND

Because this appeal is from a grant of summary judgment to Dr. Jonsson, we must view the facts in the light most favorable to the nonmoving party, the Plaintiffs. See Milne v. USA Cycling Inc., 575 F.3d 1120, 1122 n. 1 (10th Cir.2009). The Plaintiffs have had an unfortunate history with Wellington. Starting in 2000, when Wellington was the Plaintiffs’ neighbor, he began stalking E.F. and S.F. This continued until January 2004, when Wellington was convicted in Colorado state court of stalking. He was sentenced to an eight-year term of probation. One condition of his probation was that he complete a “Mental health evaluation/counseling or treatment.” App., Vol. III at 329.

For several years before his conviction Wellington had been a regular patient of *1098 Dr. Ragnar Storaasli, his private psychologist; and Wellington continued to see Dr. Storaasli weekly after his conviction. Dr. Storaasli did not treat Wellington with any medication. Shortly after being placed on probation, however, Wellington was hospitalized for having suicidal thoughts following a drinking incident, and he was given antidepressant medication while hospitalized. After his release from the hospital, Wellington saw Dr. Edward Smith in addition to Dr. Storaasli. Dr. Smith made no change to Wellington’s antidepressant prescription.

This episode apparently prompted the probation department to ask Parker, Froyd & Associates, a mental-health-services provider, to perform a full mental-health evaluation of Wellington. According to an evaluation-request form completed by the probation department, the purposes of the evaluation were to:

• Provide Diagnostic Determination (V Axis)
• Assess Dual Diagnosis
• Assess Major Mental Illness
• Assess Risk — To Community / Re-offense
• Assess Risk — Violent or Aggressive Behavior
• Assess Risk — Victimization Potential
• Assess Risk — Suicide Potential
• Assess Need for Medication/Med. Eval.
• Assess Substance Abuse Patterns/Potential
• Assess Amenability to Treatment.

Id. at 327. Wellington signed releases allowing disclosure to the probation department, Dr. Smith, and Dr. Storaasli of information relating to the evaluation.

Dr. Jonsson was the psychologist assigned to Wellington by Parker, Froyd. On May 12, 2004, she conducted her examination, which included testing and an interview. According to Dr. Jonsson’s evaluation report and Wellington’s deposition testimony, Wellington told Dr. Jonsson that he used to have frequent violent fantasies involving members of the Fredericks family, but that he no longer had violent thoughts directed at them. Dr. Jonsson did not convey any warnings to the probation department or the Plaintiffs, and she issued her report on June 30.

On May 26, 2004, two weeks after the examination, Wellington got drunk and stole a car. He drove to the Plaintiffs’ home and broke a window, apparently in an attempt to break in. But he was frightened by a security alarm and ran into a neighbor’s yard, where he was later found passed out.

In May 2006 the Plaintiffs filed a suit based on this episode in the United States District Court for the District of Colorado. Their amended complaint named Dr. Jonsson (and a number of other individuals and entities no longer parties to this case), claiming that she had negligently failed to warn them or the probation department of the danger posed by Wellington. Dr. Jonsson moved for summary judgment on the ground that Section 117 protected her from liability because Wellington had not made a specific threat against the Plaintiffs. The district court granted the motion.

II. DISCUSSION

We review de novo the district court’s grant of summary judgment. See Evers v. Regents of Univ. of Colo., 509 F.3d 1304, 1308 (10th Cir.2007). Summary judgment is appropriate “if the pleadings, the discovery and disclosure materials on file, and any affidavits show that there is no genuine issue as to any material fact and that the movant is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(c)(2). Because the court’s jurisdiction was based on diversity of citizenship, see 28 U.S.C. § 1332, we apply the substantive law of *1099 Colorado, see Vitkus v. Beatrice Co., 127 F.3d 936, 941 (10th Cir.1997). We begin by summarizing the scope and meaning of Section 117. We then address the Plaintiffs’ arguments against application of Section 117 in this case. Finally, we apply Section 117 to the facts before us.

A. Section 117

Section 117 provides in general that a “mental health professional ... shall not be liable for damages in any civil action for failure to warn or protect any person against a mental health patient’s violent behavior, and any such person shall not be held civilly liable for failure to predict such violent behavior.” Colo.Rev.Stat. § 13-21-117. 1 A duty does arise, however, “where the patient has communicated to the mental health care provider a serious threat of imminent physical violence against a specific person or persons.” Id.

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Bluebook (online)
609 F.3d 1096, 2010 WL 2474073, Counsel Stack Legal Research, https://law.counselstack.com/opinion/fredericks-v-jonsson-ca10-2010.