Franklin v. Atkins

562 F.2d 1188
CourtCourt of Appeals for the Tenth Circuit
DecidedJune 20, 1977
DocketNo. 76-1256
StatusPublished
Cited by10 cases

This text of 562 F.2d 1188 (Franklin v. Atkins) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Franklin v. Atkins, 562 F.2d 1188 (10th Cir. 1977).

Opinion

SETH, Circuit Judge.

The plaintiff was an unsuccessful applicant for a position in the English Department of the University of Colorado. He was rejected by the Regents of the University, and asserts in this section 1983 action for damages, for declaratory and injunctive relief, that the decision was made on constitutionally impermissible grounds.

Plaintiff had never held a position at the University of Colorado. As the trial court pointed out, such an applicant is in a somewhat different position as to the sources of available information from a person already employed at the school. There is a greater need to use written evaluations, reports, and letters of recommendation, in addition to the interviews, for outside applicants. This procedure was necessarily followed in handling plaintiff’s application. Reports and letters were received, and the Regents apparently received “suggestions” from all directions. This would be expected where elected public officials have before them as a regular part of their duties decisions of this nature. The Regents are not jurors to whom are submitted only those facts purified by filtration through the [1190]*1190rules of evidence. Instead, they must do the proper sorting for themselves of the great variety of information. This is the exercise of their duties as public officials, and the result is the official act. This is the only way this part of the machinery of government can work. There must be made a beginning assumption that they were acting in good faith and aware of the constitutional problems. In this day and age, school board members and regents are probably exposed more than any other group to constitutional claims, issues, and arguments in their day-to-day duties. These matters have thus become a part of their regular problem-solving functions. Since they are so exposed to these issues, and receive information, reports, rumors, complaints, and harassment from so many sources, it is understandable that the Supreme Court has held, in substance, that the “consideration” of improper or constitutionally protected conduct does not ipso facto constitute a violation of constitutional rights justifying remedial action. Mt. Healthy City School District Board of Education v. Doyle, 429 U.S. 274, 97 S.Ct. 568, 50 L.Ed.2d 471; Bertot v. School District No. 1, 522 F.2d 1171 (10th Cir.). This is the “sorting” that must be done by the board members in the discharge of their duties, and in the sorting they necessarily “consider” a large quantity of information from diverse sources. In Mt. Healthy, the Court accepted the trial court’s determination that one of the matters “considered” was protected by the First and Fourteenth Amendments. The standards described in Mt. Healthy will be considered further later in this opinion.

It is understandable that the interest of the Regents here centered immediately on the fact that the applicant had been terminated by Stanford University as a tenured faculty member in 1971. This triggered a demand for the facts surrounding the termination described as being the first of that nature in sixty years at that institution. The termination at Stanford followed a hearing conducted by an Advisory Board composed of seven faculty members elected to review appointments and promotions. The Board submitted a Report recommending dismissal of Professor Franklin after concluding he had engaged in improper conduct. The Advisory Board hearing lasted some thirty-eight days, and there were 111 witnesses. The standards applied by the Board are described in the Report. The Report is described in the opinion filed by the trial judge, and need not be further described here (see 409 F.Supp. at 441). This Report is the basic data used by the Regents in this case to determine what was the “conduct at Stanford.” The trial court used the same phrase, and again the source of the information basically is the Report.

It is apparent that the Regents need give no reason for a refusal to hire, and in fact need have no reason at all. See University of Colorado v. Silverman, 555 P.2d 1155 (D.Colo.), and Colo.Rev.Stats.1973, § 23-20-112. However, it is equally obvious that they could not refuse to hire for a constitutionally impermissible reason.

Reference should be made here to Pickering v. Board of Education, 391 U.S. 563, 88 S.Ct. 1731, 20 L.Ed.2d 811, for the balancing which must be made in a decision as to whether there was a protected interest. The Court in Mt. Healthy City School District Board of Education v. Doyle, 429 U.S. 274, 97 S.Ct. 568, 574, 50 L.Ed.2d 471, included a quotation from Pickering when it said:

“That question of whether speech of a government employee is constitutionally protected expression necessarily entails striking ‘a balance between the interests of the teacher, as a citizen, in commenting upon matters of public concern and the interest of the State as an employer, in promoting the efficiency of the public services it performs through its employees.’ Pickering v. Board of Education, 391 U.S. 563, 568, 88 S.Ct. 1731, 1734, 20 L.Ed.2d 811 (1968).”

The trial court made the determination as to the nature of the applicant’s acts from the testimony of the defendants, from the Report, the Regent’s reliance on it, and reliance on its conclusions. The several sit[1191]*1191uations considered in the Report are well described therein and elsewhere, and a clear picture develops as to the applicant’s participation in the several incidents. There appears to be no reason why the Regents should not have put the emphasis they did on the Report. The trial court held it was of such a nature that they could rely on it and we agree. The plaintiff does not assert that the descriptions of the events contained in the Report are in any material respect incorrect. He does dispute the conclusions and inferences.

To refer again to the mixture of constitutionally protected conduct with matters not so protected, and the “consideration” of all matters by the Regents, we refer again to the Mt. Healthy decision where the Court referred to the fact that the Board’s decision there was between tenure and termination, and said:

“. . . The long term consequences of an award of tenure are of great moment both to the employee and to the employer. They are too significant for us to hold that the Board in this case would be precluded, because it considered constitutionally protected conduct in deciding not to rehire Doyle, from attempting to prove to a trier of fact that quite apart from such conduct Doyle’s record was such that he would not have been rehired in any event.”

The Court then moved to the burden standards, and held that the burden was properly placed on the plaintiff “.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Norma J. Ware v. Unified School District No. 492
881 F.2d 906 (Tenth Circuit, 1989)
Ware v. Unified School District No. 492
881 F.2d 906 (Tenth Circuit, 1989)
Ward v. Industrial Commission
699 P.2d 960 (Supreme Court of Colorado, 1985)
Robert J. Mayberry v. William Dees, Chairman, Board of Governors, University of North Carolina, Individually and in His Official Capacity, William Friday, President,university of North Carolina, Individually and in His Official Capacity Robertmorgan, Chairman,board of Trustees, East Carolina University, Individually and in His Officialcapacity Leo W. Jenkins, Chancellor, East Carolina University, Individuallyand in His Official Capacity Robert L. Holt, Vice-Chancellor, East Carolinauniversity,individually and in His Official Capacity Robert W. Williams, Provost, Eastcarolina University, Individually and in His Official Capacity Richardcapwell, Dean Arts and Sciences East Carolina University, Individually and Inhis Official Capacityjoseph Fernandez, Chairman of Romance Languages, East Carolina University,individually and in His Official Capacity, National Education Association, Amicus Curiae. Robert J. Mayberry v. William Dees, Chairman, Board of Governors, University of North Carolina, Individually and in His Official Capacity William Friday, President,university of North Carolina, Individually and in His Official Capacity Robertmorgan, Chairman,board of Trustees, East Carolina University, Individually and in His Officialcapacity Leo W. Jenkins, Chancellor, East Carolina University, Individuallyand in His Official Capacity Robert L. Holt, Vice-Chancellor, East Carolinauniversity,individually and in His Official Capacity Robert W. Williams, Provost, Eastcarolina University, Individually and in His Official Capacity Richardcapwell, Dean, Arts and Sciences, East Carolina University, Individually and Inhis Officialcapacity Joseph Fernandez, Chairman of Romance Languages, East Carolinauniversity, Individually and in His Official Capacity, National Education Association, Amicus Curiae
663 F.2d 502 (Fourth Circuit, 1981)
Mayberry v. Dees
663 F.2d 502 (Fourth Circuit, 1981)
Ollman v. Toll
518 F. Supp. 1196 (D. Maryland, 1981)
Franklin v. Atkins
562 F.2d 1188 (Tenth Circuit, 1977)

Cite This Page — Counsel Stack

Bluebook (online)
562 F.2d 1188, Counsel Stack Legal Research, https://law.counselstack.com/opinion/franklin-v-atkins-ca10-1977.