Frank v. Fowler

22 Mass. L. Rptr. 366
CourtMassachusetts Superior Court
DecidedFebruary 23, 2007
DocketNo. 0201216
StatusPublished

This text of 22 Mass. L. Rptr. 366 (Frank v. Fowler) is published on Counsel Stack Legal Research, covering Massachusetts Superior Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Frank v. Fowler, 22 Mass. L. Rptr. 366 (Mass. Ct. App. 2007).

Opinion

Burnes, Nonnie S., J.

INTRODUCTION

After prevailing against the plaintiffs in a jury-waived trial before this court, the defendants sought the reasonable costs and fees arising from the defense of this action. The defendants moved pursuant to G.L.c. 261 and Mass.R.Civ.P. 54, and pursuant to G.L.c. 231, §6F. Upon consideration of the pleadings, the evidence from the jury-waived trial, and the hearing on the motions, the court denied the defendants’ motion for G.L.c. 261 costs and allowed the defendants’ motion for G.L.c. 231, §6F, costs. In addition to allowing the defendants’ G.L.c. 231, §6F, motion, this court ordered the parties to submit further materials in order to assist this court in determining the reasonableness of the defendants’ request for $1,290,439.00 in attorneys fees,3 $112,747.25 in costs, and $987.00 in out-of state witness travel costs. Based on these materials, this court finds that the defendants are entitled to $1,161,395.10 in attorneys fees and $69,546.16 in costs, including out-of-state witness travel costs.

DISCUSSION

The principal argument that the plaintiffs make in opposing the defendants’ application for fees and costs is the fact that the court determined that the plaintiffs’ claims never had any merit. The plaintiffs further say that, if that is true, then the major claims of the plaintiffs were, as they say, “dismissible on day one.” The plaintiffs argue that the defendants should not be awarded the fees they seek because they did not shorten this case by filing a motion to dismiss, a motion for judgment on the pleadings, or a motion for summary judgment.

This argument turns G.L.c. 231, §6F, on its head. That is, the plaintiffs say that if the defendants do not save them from themselves, then the defendants have to carry the responsibility for the cost of litigating the case. To accept this argument would vitiate G.L.c. 231, §6F. While the defendants certainly thought that the case was meritless from the beginning, it would have been a tall order to convince a Superior Court judge to dismiss the case under Mass.R.Civ.P. 12(b)(6), or on the pleadings or to award summary judgment.

To begin with, on a motion to dismiss or for judgment on the pleadings, the court must take the facts as pled as true unless the complaint reveals without doubt that the plaintiff could prove no set of facts that would entitle him to relief. Curran v. Boston Police Patrolmen’s Ass’n, Inc., 4 Mass.App.Ct. 40, 41 (1976) (motion to dismiss); Sampson v. Lynn, 405 Mass. 29, 30 (1989) (motion for judgment on the pleadings). “[A] complaint should not be dismissed if it would support relief under any theory of law.” Whitinsville Plaza, Inc. v. Kotseas, 378 Mass 85, 89 (1979), cited in Wrightson v. Spaulding, 20 Mass.App.Ct. 70, 71 (1985). The court must also accept any inferences that may be drawn from the complaint as true and in the plaintiffs favor. Jones v. Brockton Pub. Markets, Inc., 369 Mass. 387, 388 (1975).

The Amended Complaint is replete with allegations of malfeasance on the part of the defendants. See e.g., First Amended Complaint, ¶15 (“Cambridge Company, Millman, Fowler and Wolff failed to tell the Plaintiffs that they intended to control the Maple East Partnership for their own personal benefit and not to the benefit of the Plaintiffs of the partnership as a [367]*367whole”), and ¶58 (“The February 28 Memorandum failed to advise the Plaintiffs that if Maple East Associates Limited Partnership had been afforded the opportunity to purchase 1 and/or 9 East Street, the parking problem would have been resolved, the office space in the Maple Leaf Building would have commanded higher rent and thus a larger revenue stream, and the 23 East Street property would have been valued and sold for a higher amount”). It is so unlikely as to be a sure thing that no Superior Court judge would have dismissed this case on the pleadings, given the seventy-two paragraphs of allegations of wrongdoing on the part of the defendants. Courts are veiy reluctant to deprive a plaintiff of the opportunity to do discovery and attempt to prove the case. “The simple truth is that the appellate courts, expressing an eviscerative distaste for Rule 12(b)(6), have made clear that summary judgment, not a motion to dismiss, should be ‘the weapon of first choice.’ ” 6 Smith & Zobel, Rules Practice, §12.13 at 211 (2006), citing Kirkland Constr. Co. v. James, 39 Mass.App.Ct. 559, 564 (1995) (question of reliance on attorneys’ advice not subject to dismissal; also premature to dismiss 93A, negligent supervision and partnership liability claims) (Brown, J. concurring, noting wasted effort on the part of, especially, the party moving to dismiss).

The defendants cite one authority — U.S. Funding, Inc. of America v. Bank of Boston Corp., 28 Mass.App.Ct. 404 (1990), which itself cites Wrightson v. Spaulding, 20 Mass.App.Ct. 70, 72 (1985)—in support of their argument that the defendants should have moved for summary judgment in order to avert a trial and, thus, reduce the fees incurred. Wrightson, which U.S. Funding cites, recommends the filing of a motion for summary judgment if a complaint is merit-less. Neither case requires such a motion. Indeed, had the defendants filed a motion for summary judgment and it had been denied — a likely occurrence, given the claims — then the plaintiffs would likely have argued that the denial showed that the claims were not merit-less.

This court can say from ten years’ experience as a trial judge in the Superior Court and years before that as a trial lawyer that it is nearly as unlikely that a Superior Court judge would have allowed summary judgment as it would have allowed a motion to dismiss. This complaint makes all kinds of claims that trial judges are advised to leave for a jury — claims of breach of the duty of good faith and loyalty, breach of fiduciary duty, fraud, misrepresentation, misappropriation of a business opportunity. All these claims asserted bad faith, lack of good faith, malicious intent, carelessness, negligence, knowing and intentional bad acts — all ordinarily matters for a jury. See, e.g., Sudbury v. Scott, 439 Mass. 288, 302 (2003) (state of mind or motive); Seaco Ins. Co. v. Barbosa, 435 Mass. 771, 779 (2002) (intent of parties in order to interpret ambiguous contract terms); Quincy Mut Fire. Ins. Co. v. Abernathy, 393 Mass. 81, 86 (1984) (state of mind or motive); Bray v. Community Newspaper Co., 67 Mass.App.Ct. 42, 43 (2006) (intent); Inferrera v. Town of Sudbury, 31 Mass.App.Ct. 96, 103 (1991) (negligence and reckless conduct). See generally 8 Smith & Zobel, Rules Practice, §56.8 (Sup. 2007) 194-99 passim.

General Laws c. 231, §6F, requires that the claimant make some judgment about the merits before a claim is filed; the statute does not put the responsibility on the defendant to convince the court of the lack of merit before trial nor does it put the responsibility on the court to ferret out a frivolous case prior to trial. If the plaintiffs bring a frivolous claim, then the defendants are entitled to recover their reasonable fees and costs, whenever the determination of frivolousness is made. The court will award appropriate fees and costs in this case.

Section 6F of G.L.c.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Fontaine v. Ebtec Corp.
613 N.E.2d 881 (Massachusetts Supreme Judicial Court, 1993)
Simon v. Solomon
431 N.E.2d 556 (Massachusetts Supreme Judicial Court, 1982)
Kane v. Kane
434 N.E.2d 1311 (Massachusetts Appeals Court, 1982)
Hannon v. Original Gunite Aquatech Pools, Inc.
434 N.E.2d 611 (Massachusetts Supreme Judicial Court, 1982)
Linthicum v. Archambault
398 N.E.2d 482 (Massachusetts Supreme Judicial Court, 1979)
Waldman v. American Honda Motor Co.
597 N.E.2d 404 (Massachusetts Supreme Judicial Court, 1992)
Jones v. Brockton Public Markets, Inc.
340 N.E.2d 484 (Massachusetts Supreme Judicial Court, 1975)
Sampson v. City of Lynn
537 N.E.2d 588 (Massachusetts Supreme Judicial Court, 1989)
Inferrera v. Town of Sudbury
575 N.E.2d 82 (Massachusetts Appeals Court, 1991)
Stowe v. Bologna
629 N.E.2d 304 (Massachusetts Supreme Judicial Court, 1994)
Stratos v. Department of Public Welfare
439 N.E.2d 778 (Massachusetts Supreme Judicial Court, 1982)
Quincy Mutual Fire Insurance v. Abernathy
469 N.E.2d 797 (Massachusetts Supreme Judicial Court, 1984)
Wrightson v. Spaulding
478 N.E.2d 141 (Massachusetts Appeals Court, 1985)
Demoulas v. Demoulas
432 Mass. 43 (Massachusetts Supreme Judicial Court, 2000)
Berman v. Linnane
434 Mass. 301 (Massachusetts Supreme Judicial Court, 2001)
Goldstein v. Savings Bank Life Insurance
435 Mass. 760 (Massachusetts Supreme Judicial Court, 2002)
Town of Sudbury v. Scott
787 N.E.2d 536 (Massachusetts Supreme Judicial Court, 2003)
Fabre v. Walton
802 N.E.2d 1030 (Massachusetts Supreme Judicial Court, 2004)
Curran v. Boston Police Patrolmen's Ass'n
340 N.E.2d 522 (Massachusetts Appeals Court, 1976)
U.S. Funding, Inc. of America v. Bank of Boston Corp.
551 N.E.2d 922 (Massachusetts Appeals Court, 1990)

Cite This Page — Counsel Stack

Bluebook (online)
22 Mass. L. Rptr. 366, Counsel Stack Legal Research, https://law.counselstack.com/opinion/frank-v-fowler-masssuperct-2007.