Fort Worth and Denver Railway Company v. Andrew L. Lewis, Jr., Etc., Railway Labor Executives Association, Intervenor-Appellee

693 F.2d 432, 1982 U.S. App. LEXIS 23543
CourtCourt of Appeals for the Fifth Circuit
DecidedDecember 6, 1982
Docket81-1405
StatusPublished
Cited by5 cases

This text of 693 F.2d 432 (Fort Worth and Denver Railway Company v. Andrew L. Lewis, Jr., Etc., Railway Labor Executives Association, Intervenor-Appellee) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Fort Worth and Denver Railway Company v. Andrew L. Lewis, Jr., Etc., Railway Labor Executives Association, Intervenor-Appellee, 693 F.2d 432, 1982 U.S. App. LEXIS 23543 (5th Cir. 1982).

Opinions

GEE, Circuit Judge:

In the fall of 1970, Congress enacted the Railway Safety Act, a comprehensive regulatory scheme granting broad rule-making authority in the interest of safety to the Secretary of Transportation.1 Among the Act’s provisions is that codified as 45 U.S.C. § 438(a), reading in pertinent part:

It shall be unlawful for any railroad to disobey, disregard, or fail to adhere to any rule ... prescribed by the Secretary under this subchapter.2

The essential issue on this appeal is whether the Secretary is authorized by the above language to do as he has recently done: promulgate regulations dispensing with all considerations of knowledge or care (scienter) on the part of the railroads and imposing civil penalties on the basis of strict liability. The parties are agreed that the terms “disregard” and “disobey,” used in the statute, incorporate elements of volition and hence of knowledge, so that if the statute contained only these terms, regulations imposing a strict liability standard would be unauthorized.3 The battle rages over the meaning of “fail to adhere.” The court below, in a painstaking and carefully considered opinion, concluded, as stated in its own summary of its holdings, that

Although there is neither an expressed statement nor any absolutely clear indication from Congress that it intended to authorize a standard of strict liability, the Court does find the following:
1. The plain meaning of the phrase “fail to adhere,” although ambiguous as used in the context of § 209(a), would support an interpretation that a scienter element is not required for violations of regulations adopted by the FRA [Federal Railroad Administrator, the Secretary’s delegate],
2. Since the official committee reports are silent as to the standard of liability, it is likely that Congress intended to contin[434]*434ue the long-standing policy of a standard of strict liability for violations of railroad safety legislation.
3. The FRA did adopt, prior to the 1979 revised regulations, emergency orders and regulations that did not require a scienter element; therefore the FRA has interpreted § 209(a) as authorizing a standard of liability that does not require a scienter element. Moreover, the FRA, by adopting the revised regulations, interprets § 209(a) as authorizing strict liability regulations, and the Court gives great deference to that interpretation.
Therefore, based upon these factors and the foregoing review of the indicia of Congressional intent, the Court finds that § 209(a) of the FRSA does authorize the FRA to adopt regulations which impose a standard of strict liability.

Fort Worth & Denver Ry. Co. v. Goldschmidt, 518 F.Supp. 121, 134 (N.D.Tex.1981). The district court follows this analysis by noting that, in its view, the statute authorizes the adoption of regulations “that impose a standard of strict liability or a lesser standard of liability.”

The question presented is one of pure law that we address free of the trammels of the “clearly erroneous” rule. It is, moreover, an extremely doubtful one in light of the ambiguous statutory language: Congress, having jettisoned the original language of the bill which became Section 438, language that clearly authorized a strict liability standard,4 instead saw fit to adopt other language that possesses no accepted legal meaning.5 Instead of adopting tested language for its standard, Congress settled on the term “adhere,” a verb to which six discrete meanings are assigned by Webster’s Unabridged, thus endorsing the struggle between rail employers and unions to us, without recourse. One aspect of the Congressional motive in doing, so seems all too plain; it is, however, irrelevant to our task. What standard of liability the Congress meant to authorize by use of the formulation “fail to adhere” is the relevant question, a study in obscurity. The issue is close, but on balance we conclude that the scale tips against a strict liability standard. We therefore reverse.

The legislative history being doubtful, we follow the counsel of Justice Frankfurter, and go to the statute.6 We reiterate its language for the reader’s convenience:

It shall be unlawful for any railroad to disobey, disregard or fail to adhere to any rule, regulation, order, or standard prescribed by the Secretary under this sub-chapter.

Several things are at once apparent from its structure. One, unremarked by the parties or the court below, is that the form adopted is such as to itself lay down the standard for determining whether a regulation prescribed by the Secretary has been breached, as opposed to one authorizing the Secretary to promulgate his own standard (or standards) of judgment. Another, likewise unremarked, is that in terms the standard stated — “disregard, disobey, or fail to adhere to” — applies to “any rule ... prescribed by the Secretary under this sub-chapter.”7 This language and structure seem to suggest, then, that in enacting Sec[435]*435tion 438 the Congress believed that it was itself laying down a standard of liability that applied to “any” (and, therefore, in context to every) rule or regulation that the Secretary might promulgate under the Railroad Safety Act. We therefore disagree with the district court’s conclusion that the section delegates to the Secretary power to pick and choose among standards of liability, applying one to one regulation and a different one to another; whatever standard (or standards) of liability Congress meant to specify applies to every rule or regulation prescribed under the Act.8

But if Congress intended a unitary standard, of universal application, why did it excise S. 1933’s original and clear specification of absolute liability and present us with the Cerberus that we now contemplate? Several speculations are possible. One, advanced by the proponents of strict liability, is that a succession of standards, each more severe than the previous, was stated. Nor is this suggestion implausible: “disobey” denotes a knowing and intentional refusal to comply; “disregard” denotes the same, but connotes a neglect or failure to attend to; and “fail to adhere to” can mean, among other things, simply a failure to comply with or conform to — though its primary meaning is volitional: to fail “to hold, follow, or maintain loyalty steadily and consistently (as to a person, group, principle or way).”9 Thus, the argument runs, Congress decreed liability for one who violates a prescribed regulation in any of three ways: by deliberate disobedience, by negligence, or by simple failure to conform. Such a construction possesses a pleasing symmetry and brings order to the verbal shambles in which we struggle. Unfortunately, however, it has little else to recommend it, while several considerations militate against it.

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Bluebook (online)
693 F.2d 432, 1982 U.S. App. LEXIS 23543, Counsel Stack Legal Research, https://law.counselstack.com/opinion/fort-worth-and-denver-railway-company-v-andrew-l-lewis-jr-etc-ca5-1982.