Floyd v. State

914 S.W.2d 658, 1996 WL 5190
CourtCourt of Appeals of Texas
DecidedFebruary 13, 1996
Docket06-95-00071-CR
StatusPublished
Cited by9 cases

This text of 914 S.W.2d 658 (Floyd v. State) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Floyd v. State, 914 S.W.2d 658, 1996 WL 5190 (Tex. Ct. App. 1996).

Opinion

OPINION

GRANT, Justice.

This is a case involving fraud in the sale of securities in which the appellant, Randal Floyd, was charged with having violated Tex. Rev.Civ.StatAnn. art. 581-29. 1

The indictment alleges that Floyd, on or about December 26, 1989, engaged in fraud in the sale of a security by failing to disclose *660 to the buyer that liens for unpaid debts associated with and related to prior oil and gas exploration on the oil and gas lease which was the subject of the partnership interest offered for sale, and the site of a proposed new well, were then on file in the public records of St. Martin Parish, Louisiana. In four other counts, the indictment alleged additional acts of fraud by failing to tell the buyer that funds previously invested by others in the venture had not been used for the purpose expected by the buyers and that Floyd did not intend to drill the new well for which the buyer had bought an interest.

Floyd entered a nolo contendere plea before the court. Finding the evidence sufficient for a finding of guilt, the court then deferred a finding of guilt and placed Floyd on probation for ten years and assessed a fine of $800. This complied with the term of the plea bargain, except that the plea bargain agreed upon a $300 fine, not $800 as assessed by the trial court.

In seven points of error, Floyd contends that the evidence was insufficient to support the judgment and order of probation; that prosecution was barred by the statute of limitations; that his plea of nolo contendere and the court’s judgment and order of probation should be set aside because the trial court did not follow the plea bargain; that there was no evidence to support the court’s directive in its order of probation that Floyd pay an undetermined amount of restitution; that his plea of nolo contendere was involuntary with no understanding of the consequences of the plea; that the court should have withdrawn his nolo contendere plea sua sponte; and that the court erred in overruling his motion for new trial in which he contended that he wanted to plead not guilty and to have a jury trial.

We first consider Floyd’s contention that the evidence is insufficient to support the judgment. We deem this to be a challenge to both the legal and factual sufficiency. In reviewing the legal sufficiency of the evidence, we view the evidence in the light most favorable to the verdict to determine if any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt. Jackson v. Virginia, 443

U.S. 307, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979); Geesa v. State, 820 S.W.2d 154 (Tex. Crim.App.1991). In reviewing the factual sufficiency of the evidence, we look at all of the evidence and determine whether the conviction is against the great weight of the evidence. Adelman v. State, 828 S.W.2d 418 (Tex.Crim.App.1992); see Bigby v. State, 892 S.W.2d 864 (Tex.Crim.App.1994).

Before entering his plea, Floyd stated that he wished to plead nolo contendere under the terms of a plea bargain with the prosecutor; that he was entering the plea freely and voluntarily and understood that the court could find him guilty on the basis of his plea; that he did not want a jury trial; that he is a United States citizen; that he had never been to a mental hospital or been seen by a psychiatrist; that he was competent; that he had signed a judicial confession freely and voluntarily; and that he understood that, because he had signed the confession, the State would not have to bring any witnesses to prove the indictment.

The court admonished Floyd as to his plea, including the range of punishment. The court also announced that he understood the terms of the plea bargain to be a ten-year probated sentence and a fine of $300, plus restitution to the victim. The matter of whether the probation was to be in the form of deferred adjudication or regular probation was left to the discretion of the court, and the timing and amount of the restitution was left to be determined later.

The State offered into evidence, without objection, a document the prosecutor described as “defendant’s signed stipulation of evidence and factual summary, as contained in the court’s file.” The document was purportedly admitted into evidence as “State’s Exhibit A.” Although no document so styled appears in the statement of facts or transcript, the transcript does include a copy of a document, signed by Floyd and styled “Judicial Confession” in which Floyd admits that he knowingly and intentionally committed the offense as set out in the indictment, including the following: “I judicially confess to the following facts and agree and stipulate that these facts are true and correct and constitute the evidence in this case.” At *661 tached to the judicial confession was a copy of the bill of indictment setting forth the facts and elements of the offense. This document was signed by Floyd, signed and approved by his attorney, sworn to before a deputy clerk of the court, and signed and approved by the court. The transcript also contains a document styled “Waiver of Jury, Felony Plea of Guilty/Nolo Contendere/In-dictment/Information.” The waiver of the jury portion of the document is signed by Floyd, his attorney, the assistant district attorney, and the trial judge. In a section of the document styled “Defendant’s Waiver and Judicial Confession,” Floyd entered a plea of nolo contendere to the charge as contained in the indictment in a statement signed by Floyd, his counsel, the assistant district attorney, and the trial judge.

The transcript further contains a document, signed by the trial judge and acknowledged by Floyd and his counsel, styled “Court’s Admonition of Statutory and Constitutional Rights and Defendant’s Acknowledgment.” This document sets out the terms of the admonishment as required by Tex.Code Crim.Proc.Ann. art. 26.13 (Vernon 1989 & Supp.1996). The document also includes a statement that the court would follow the plea bargain agreement in this case, and if for some reason it could or would not, the court would allow Floyd to withdraw his plea.

The State offered only Exhibit A, described above as the indictment in this cause. Floyd correctly argues that the “Signed Stipulation of Evidence” was never marked by the court reporter and that the record does not contain a document so styled. He further argues that the document styled “Judicial Confession” was never marked by the court reporter or formally admitted into evidence; that the State’s offer of evidence did not refer to a “judicial confession” but rather to a “signed stipulation of evidence”; that nowhere in the statement of facts or transcript is there a stipulation of what a witness would have testified to if called; and that the evidence would not support a guilty (no contest) plea because the court did not admit a “signed stipulation of evidence.”

Floyd further argues that because no document that could be used as evidence was marked by the court reporter, the evidence would not support the plea made by him at trial. He relies on

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Bluebook (online)
914 S.W.2d 658, 1996 WL 5190, Counsel Stack Legal Research, https://law.counselstack.com/opinion/floyd-v-state-texapp-1996.