Floyd v. City of New York

770 F.3d 1051, 2014 WL 5486552
CourtCourt of Appeals for the Second Circuit
DecidedOctober 31, 2014
Docket13-3088-cv, 13-3123-cv, 14-2829-cv, 14-2848-cv, 14-2834-cv
StatusPublished
Cited by101 cases

This text of 770 F.3d 1051 (Floyd v. City of New York) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Floyd v. City of New York, 770 F.3d 1051, 2014 WL 5486552 (2d Cir. 2014).

Opinion

PER CURIAM:

These appeals present the important question of whether public-sector unions may intervene into a litigation where the actual parties to that litigation, including a newly-elected mayoral administration, have agreed -to a settlement. The intervenors in this case, a group of police unions, endeavored to challenge the ruling of United States District Judge Shira Scheindlin that the City of New York’s (“City”) “stop- and-frisk” policy was carried out in a discriminatory manner, as well as her imposition of various reforms to that policy. We previously ordered these cases to be reassigned from Judge Scheindlin to another district judge. The case was reassigned to United States District Judge Analisa Torres who, in a July 30, 2014 decision, denied the unions’ motions to intervene in these cases. The unions appealed this decision and also moved to intervene in the underlying appeals before our Court. With a new mayoral administration elected to office, the City entered into a settlement with plaintiffs pursuant to which plaintiffs will not oppose a motion by the City to terminate the District Court’s jurisdiction after a period of five years if the City can show substantial compliance with the reforms contained in Judge Scheindlin’s remedial order. The City therefore opposes the unions’ motions, moves to voluntarily dismiss its appeals on the underlying merits, and requests, with plaintiffs’ consent, expedited issuance of the mandate to begin the remedial process.

We hold that the police unions’ motions to intervene are untimely and do not assert an interest that the law seeks to protect. The unions knew, or should have known, of their alleged interests in these controversial and public cases well before they filed their motions in September 2013. For years now, “stop-and-frisk” has been the subject of extensive public filings and intense media scrutiny. Whatever the merit of the unions’ claim that Judge Scheindlin’s rulings were incorrectly premised “upon statistical evidence purporting to place 4.4 million stops at issue,” allowing the unions to revive a now-settled dispute by intervening at this late juncture would substantially prejudice the existing parties and unduly encroach upon the City’s inherent discretion to settle a dispute against it. In other words, granting the unions’ motions in the wake of the November 2013 mayoral election would essentially condone a collateral attack on the democratic process and could erode the legitimacy of decisions " made by the democratically-elected representatives of the people.

Furthermore, the police unions’ interests in their members’ reputations and collective bargaining rights are, as a matter of law, too remote from “the subject of the action” to warrant intervention as a “party.” We stress that our holding is limited to the particular and highly unusual circumstances presented here and should in no way be construed to encourage premature intervention in cases of public concern where government defendants have discretion to settle.

Accordingly, Judge Torres’s July 30, 2014 decision is AFFIRMED as being *1055 within her discretion, the police unions’ motions to intervene in the appeals are DENIED, the City’s motion for voluntary dismissal of the appeals with prejudice is GRANTED, and the causes are REMANDED for such further proceedings before Judge Torres as may be appropriate in the circumstances. The mandate shall issue seven days from the date of the filing of this opinion.

BACKGROUND

On January 8, 2013, United States District Judge Shira A. Scheindlin entered a preliminary injunction against defendants in Ligón v. City of New York, finding that plaintiffs had shown “a clear likelihood of proving at trial” that the New York City Police Department (“NYPD”) had a practice of making unlawful trespass “stops” outside of certain privately-owned residential buildings in the Bronx. 1

On August 12, 2013, after a bench trial that followed plaintiffs’ withdrawal of claims for money damages and claims against individual defendants, Judge Scheindlin issued an order in Floyd v. City of New York, finding that the City had violated the Fourth and Fourteenth Amendments by acting with “deliberate indifference” toward the NYPD’s practice of making suspicionless “stops” and “frisks” and by adopting “a policy of indirect racial profiling by targeting racially defined groups” for “stops” and “frisks.” 2 That same day, Judge Scheindlin issued an order imposing remedies in Floyd and Ligón in the form of various “reforms” to the NYPD’s “stop and frisk” practices to be overseen by a court-appointed monitor. 3 The City appealed in both cases and sought a stay.

On September 11 and 12, 2013, the Sergeants Benevolent Association (“SBA”), Patrolmen’s Benevolent Association of the City of New York (“PBÁ”), Detectives’ Endowment Association, Inc. (“DEA”), New York City Police Department Captains Endowment Association (“CEA”), and Lieutenants Benevolent Association of the City of New York, Inc. (“LBA,” and jointly, “police unions” or the “unions”) filed notices of appeal and motions to intervene in the District Court. With the exception of the SBA, the police unions moved to intervene in both Floyd and Ligón. The SBA moved to intervene in only Floyd. While the SBA and the PBA appeal the Liability and Remedial Orders, the DEA, the CEA, and the LBA appeal only the Remedial Order.

On October 31, 2013, we granted the City’s motion for a stay and ordered that the cases be reassigned from Judge Scheindlin to another district judge. 4 In an opinion, dated November 13, 2013, we explained the reasons for that order. 5 On November 1, 2013, the cases were assigned to United States District Judge Analisa Torres.

Thereafter, an election to fill the various leadership positions in the City’s municipal government was held on November 5, 2013, leading, inter alia, to the election of a new administration. On November 7, 2013, the police unions, with the exception *1056 of the SBA, moved to intervene in the Floyd and Ligón appeals. On November 12, 2013, the SBA moved to intervene in only the Floyd appeal.

On February 21, 2014, on the City’s motion, we remanded the causes to Judge Torres for the-purpose of exploring settlement and for Judge Torres to address in .the first instance the police unions’ motions to intervene in the District Court actions. 6 We held in abeyance the police unions’ separate motions to intervene in the pending appeals. 7

On March 4, 2014, the parties informed Judge Torres that they had “reached an agreement in principle for resolving the City’s appeals in both Floyd and Ligón

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Bluebook (online)
770 F.3d 1051, 2014 WL 5486552, Counsel Stack Legal Research, https://law.counselstack.com/opinion/floyd-v-city-of-new-york-ca2-2014.