Flint v. Sharkey

268 A.2d 714, 107 R.I. 530, 1970 R.I. LEXIS 805
Supreme Court of Rhode Island·Decided August 14, 1970·No. 916-M. P·Published·Cited by 24 cases

Opinions

[532] Kelleher, J.

This is a petition for habeas corpus wherein the petitioner seeks to vacate a plea of guilty he gave to an indictment charging him with robbery. His prayers for relief are grounded on his sworn statements that his plea was neither an intelligent nor a voluntary act.

In February 1964, petitioner was charged with robbery in three separate indictments. Two of the indictments concerned the holdup of a loan company. The third indictment related to the holdup at a liquor store. The petitioner who was represented by the public defender’s office entered pleas of not guilty to all the indictments. Trial was begun on the loan company indictments in March 1964. After two days of trial, petitioner withdrew the innocent pleas and pleaded guilty to all three pending indictments. He received a six-year sentence on each of the loan company indictments — the sentences were to run concurrently and sentence was deferred on the liquor store indictment.

The petitioner was paroled in October 1967. In 1969, he was charged with another robbery — a holdup of a bank. The Attorney General then moved for imposition of the sentence previously deferred on the liquor store indictment. It was at this point petitioner began this attempt to vacate his 1964 guilty plea to the liquor store robbery by filing in the Superior Court a motion to set aside this plea. A hearing was held on his motion and thereafter the motion was denied.1 Thereupon a justice of the Su[533] perior Court found that defendant had violated the terms of his deferred sentence and sentenced him to 12 years at the Adult Correctional Institutions. The petitioner in these proceedings is attempting to vitiate this 12-year sentence.

The petitioner entered his guilty plea to the liquor store indictment on March 13, 1964. The following year, on January 13, 1965, this court declared that it is the obligation of the court before accepting a nolo or a guilty plea to ascertain if the defendant, even though represented by counsel, is aware of the nature and consequence of such a plea and if he is not, to advise and admonish him fully concerning those consequences. Cole v. Langlois, 99 R. I. 138, 206 A.2d 216. We went on to state that failure on the part of the trial judge to comply with this obligation did not necessarily mean that the defendant's plea must be set aside and he be given an opportunity to replead. In such circumstances, we said that the defendant in order to vacate his plea must establish by the preponderance of the evidence that he was not otherwise aware and appreciative of the consequences of his plea. Hall v. Langlois, 105 R. I. 642, 254 A.2d 282. The proposition that a sentencing judge is to ascertain if the defendant knows the effect of his plea and to inform him with respect thereto, if he does not, is known in this jurisdiction as the Cole rule.

Last year in Bishop v. Langlois, 106 R. I. 56, 256 A.2d 20, we were confronted with the issue as to whether or not we should give the rule in Cole retroactive application. Mindful of the destructive impact such a holding would have on the administration of justice in this state, we held that the rule in Cole would apply only to pleas entered subsequent to January 13, 1965, the date of our decision in Cole. We have issued the writ in the instant cause in order to clarify the extent of our holding in Bishop. The [534] simple and sole issue presented to us in Bishop was the retroactivity of the Cole rule. The rule in Bishop does not prevent any collateral attack on a pre-Cole plea but only one which is based upon the defendant’s claim that he did not understand the nature and consequences of his plea because he was not so advised by the court.

On June 2, 1969, the United States Supreme Court ruled that it was reversible error for a trial judge in a state court to accept a guilty plea without an affirmative showing on the record that the plea was made intelligently and voluntarily. Boykin v. Alabama, 395 U. S. 238, 89 S.Ct. 1709, 23 L.Ed 274. The Court in effect held that the state courts in accepting a guilty plea shall follow a procedure patterned after Rule 11 of the Federal Rules of Criminal Procedure. See Bishop v. Langlois, supra.

While the Supreme Court did not rule on the retroactive aspect of Boykin, it is logical to assume that in the light of Halliday v. United States, 394 U. S. 831, 89 S.Ct. 1498, 23 L.Ed.2d 16, the rule in Boykin is to be applied prospectively. Halliday denied retroactivity to McCarthy v. United States, 394 U. S. 459, 89 S.Ct. 1166, 22 L.Ed.2d 418, in which the Supreme Court made it clear that the federal district courts must comply with the provisions set forth in Rule 11 and that failure to do so would necessitate a setting aside of the plea and sentence.

Although the holding in McCarthy was based exclusively on Rule 11 and not constitutional considerations, the Court in Halliday said that:

“Nevertheless, it is appropriate to analyze the question of that decision’s retroactivity in terms of the same criteria we have employed to determine whether constitutionally grounded decisions that depart from precedent should be applied retroactively.” 394 U. S. at 832, 89 S.Ct. at 1499, 23 L.Ed.2d at 19.

Thus the Halliday determination governs Boykin. By like reasoning, we hold that Boykin shall be applied prospec[535] tively only. For cases in accord with this proposition see State v. Griswold, 105 Ariz. 1, 457 P.2d 331; In re Tahl, 1 Cal.3d 122, 460 P.2d 449; Silverberg v. Warden, 7 Md.App. 657, 256 A.2d 821; Endsley v. Cupp, (Ore.App.), 459 P.2d 448; Commonwealth v. Godfrey, 434 Pa. 532, 254 A.2d 923; Ernst v. State, 43 Wis.2d 661, 170 N.W.2d 713.

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