Fike v. Stratton

5 So. 929, 174 Ala. 541, 1911 Ala. LEXIS 358
CourtSupreme Court of Alabama
DecidedDecember 21, 1911
StatusPublished
Cited by19 cases

This text of 5 So. 929 (Fike v. Stratton) is published on Counsel Stack Legal Research, covering Supreme Court of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Fike v. Stratton, 5 So. 929, 174 Ala. 541, 1911 Ala. LEXIS 358 (Ala. 1911).

Opinion

ANDERSON, J.

When the breach of a contract is relied upon as the gist of the action or defense, it is [558]*558necessary that the declaration or plea allege a breach; otherwise it will be demurrable. — 4 Encyc. PI. & Pr. 937.

If the defendant’s promise or engagement contains as a part of it an exception which qualifies his liability, or in certain instances renders him altogether free from liability, the exception must be stated, though this may not be necessary when the proviso does not go to relieve from liability under the contract entirely. — 9 Cyc. 752, and cases cited in notes 39 and 40.

Nor is it necessary for the plaintiff to negative a proviso which would defeat his action once vested. The border line as to what conditions or provisions should be negatived in the declaration or set up as a defense is quite narrow, and the question is one which has given the courts considerable difficulty in the few cases in which it has been considered. The two leading American cases on the subject are Wilmington & Raleigh R. R. v. Robeson, 27 N. C. 391, and Freeman v. Travelers’ Insurance Co., 144 Mass. 572, 12 N. E. 372. These cases seek to draw a distinction between an exception' and a proviso, defining them as follows: “A ‘proviso’ is properly the statement of something extrinsic of the subject-matter of the contract, which shall go in discharge of the contract, and, if it is a covenant, by way of defeasance. An ‘exception’ is taking some part of the subject-matter of the contract out of it. A proviso need not be stated in the declaration, for this, says Mr. Chitty, ought to come from the other side.- — 1 Saunders, 334, n. 2; Sir Richard Hotham et al. v. East India Company, 1 Term Rept. 645. In the latter case, Ashurst, J., in speaking of the circumstance which was omitted in the declaration, observes: ‘This, therefore, being a circumstance, the omission of which was to defeat the plaintiff’s right of action, once vested, whether called by [559]*559name a “proviso,” “by way of defeasance,” or a “condition subsequent,” it must in its nature be matter of defense, and ought to be shown by the defendants’.”— Wilmington Case, supra. Our own court has often recognized a distinction between exceptions and provisos and the necessity to negative them in indictments. —1 Mayfield, p. 447, subd. 33.

We think the true test, however, whether it be called an “exception” or “proviso/’ is whether or not it is a condition precedent to liability, or whether or not it is a condition subsequent going to defeat the plaintiff’s action once vested, or if the existence or non-existence of the condition is essential to a breach of the contract, or merely affords a defense for a failure to comply with same or for a breach of same. If it is a condition precedent, it should be set forth in the declaration and can be met by a general denial. If it is not a condition precedent to a breach, but merely justifies or excuses a breach in certain instances or for certain causes, it is defensive matter, which need not be negatived or set out in the declaration.- — Tyson v. Weil, 169 Ala. 558, 53 South. 912.

We think the third clause of the contract in question was intended to indemnify the owner of the house by way of liquidated damages against a delay in completing the building, but exempts or relieves the contractor from liability in case the delay was beyond his control. In other words, the proviso was intended as a defense in a certain instance to a right of action vested upon a breach by delay, and is not a condition precedent. “Every case depends upon the nature of the stipulation or condition, as well as upon the form of it.”

We think the condition in question was intended to afford defensive matter to the delay by showing that it was not within the control of the contractor — a negative [560]*560averment peculiarly within his knowledge and upon whom rested the burden of proof, and is not one upon which the plaintiff’s right of action is grounded. Vincent v. Rogers, 30 Ala. 472; Gains v. State, 149 Ala. 29, 43 South. 137; Farrall v. State, 32 Ala. 557; 1 Greenleaf on Ev. § 74; Davis v. Arnold, 143 Ala. 228, 39 South. 141; Rogers v. Brooks, 105 Ala. 549, 17 South. 97. As above stated, the border line between provisos and exceptions is narrow, and there may be authorities and text-books which would require that this exception be set out in the declaration, but to so hold would be illogical. If the exception had to be negatived by the declaration, the contractor would only have to take issue, and thus show any reasonable cause for the delay peculiarly within his knowledge and without giving the owner the slightest intimation by the pleading what special excuse would be brought forth. As it is, the cross-complaint (which is recoupment plea 3) states a prima facie case, and which would be made out by proof of the delay. Then if the contractor does not deny the delay, but confesses it and seeks to avoid it, under the right given him by the contract, he should plead it, and set up the facts relied upon to show that the said delay was not within his control, and which would put the owner on notice of the character of defense he had to meet. The case of Vincent v. Rogers, 30 Ala. 472, upon first blush appears to be in conflict with the present holding, but a careful examination of the contract there considered shows that money was; paid over to Rogers to be used for certain purposes, and the court merely suggested that the plaintiff- should have gone a step further, and made out a prima facie case by averring that the defendant had incurred no liability for her under the contract, or by some other averment show a right of action at law. In other words, should have averred a breach of the [561]*561trust and which is a very different contract from the one now involved. The defendant’s third plea ivas recoupment, and was in the nature of a cross-action, hut was uot defective for failing to negative that the delay complained of ivas beyond the control of the plaintiff, and the trial court did not err in overruling the demurrer to same.

The second plea is recoupment, setting up various and sundry things connected with the construction of the building as constituting a breach of the contract. The only ground of demurrer to same, the tenth, insisted upon, that questions the plea in its entirety, is but- a general demurrer, setting up a mere legal conclusion and a non-compliance with the law.

While grounds 3 and 1 of the demurrer are addressed to the Avliole plea, yet they only set up as against the sufficiency thereof certain items, and should he addressed to said items, and not the AAdiole plea, if a demurrer Avould be the proper way to question these items which Ave do not decide.

There Avas no error in sustaining the demurrers to replications 10 and 11. It is time the contract relieved the defendant from delays beyond his control, hut the pleas should liaAe set up the nature and cause of the delay, and not rested upon a mere conclusion.

The plaintiff, having recovered a judgment in this •case, and being dissatisfied with the amount of damages, has prosecuted this appeal.

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Bluebook (online)
5 So. 929, 174 Ala. 541, 1911 Ala. LEXIS 358, Counsel Stack Legal Research, https://law.counselstack.com/opinion/fike-v-stratton-ala-1911.