Fernandez v. United States

CourtDistrict Court, S.D. New York
DecidedFebruary 3, 2021
Docket1:18-cv-11818
StatusUnknown

This text of Fernandez v. United States (Fernandez v. United States) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Fernandez v. United States, (S.D.N.Y. 2021).

Opinion

UNITED STATES DISTRICT COURT EDLOECC#:T RONICALLY FILED SOUTHERN DISTRICT OF NEW YORK DATE FILED:

UNITED STATES OF AMERICA, No. 18-CV-11818 (RA) v. No. 15-CR-599-RA-5 ESPEDICTO ANTONIO PERALTA FERNANDEZ, OPINION AND ORDER

Defendant.

RONNIE ABRAMS, United States District Judge: Espedicto Antonio Peralta Fernandez, proceeding pro se, moves to vacate, set aside, or correct his sentence pursuant to 28 U.S.C. § 2255. He contends that his counsel provided ineffective assistance during plea negotiations, in preparation for his plea allocution, and at sentencing, and that his sentence was improperly enhanced by uncharged conduct. Peralta Fernandez also seeks leave to amend his motion, as well as the appointment of pro bono counsel. For the following reasons, the motions are denied. BACKGROUND In March 2017, a superseding information charged Peralta Fernandez in two counts: (1) conspiracy to import into the United States five kilograms and more of cocaine, in violation of 21 U.S.C. §§ 963, 960(b)(1)(b); and (2) conspiracy to distribute and possess with intent to distribute five kilograms and more of cocaine into the United States, in violation of 21 U.S.C. §§ 846, 841(b)(1)(A). See No. 15-CR-599, Dkt. 99. Both charges stemmed from the same course of conduct that spanned “[f]rom at least in or about 2012, up to an including at least in or about September 2015, in the Southern District of New York and elsewhere.” Id. Each count carries a mandatory minimum sentence of ten years’ imprisonment. Peralta Fernandez pleaded guilty to these two counts pursuant to a written plea agreement. The plea agreement stipulated that “the offense involved at least 150 kilograms but less than 450 kilograms of cocaine.” See No. 15-CR-599, Dkt. 207-1 at 2 (“Plea Agreement”). With respect to the United States Sentencing Guidelines (“Guidelines”), the Plea Agreement provided that the

government believed that two two-level sentencing enhancements applied because Peralta Fernandez acted as “an organizer, leader, manager or supervisor in the criminal activity,” and due to his aggravating role in the importation of a controlled substance. Id. at 2-3. The Plea Agreement, however, “reserve[d] [Peralta Fernandez’s] right to argue that these enhancements d[id] not apply.” Id. at 3. In accordance with the above stipulations, Peralta Fernandez’s total offense level under the Guidelines would be 37 if the Court were to agree with the government’s position on the enhancements and 33 were the Court to find them inapplicable. Id. Peralta Fernandez would thus be exposed to an advisory range of either 210-262 months or 135-162 months’ imprisonment. Id. Lastly, the Plea Agreement contained an appellate waiver that prohibited Peralta Fernandez from “fil[ing] a direct appeal” or “bring[ing] a collateral challenge”

to any sentence within or below a range of 135 to 262 months’ imprisonment, but preserved his right to assert “claims of ineffective assistance of counsel.” Id. at 4-5. On March 22, 2017, Peralta Fernandez waived indictment and consented to proceed before a United States Magistrate Judge on a felony plea allocution. See No. 15-CR-599, Dkt. 207-3 at 3-4 (“March 22 Plea Hearing”). Asked by Magistrate Judge Pitman whether there was any agreement between him and the government, Peralta Fernandez said no. Id. at 7. Defense counsel then explained that he had spent “many hours” reviewing and negotiating the plea agreement with his client. Id. at 8. When asked again, Peralta Fernandez told Judge Pitman that the Plea Agreement was an agreement between him and the government concerning sentencing and that he “f[e]ll under guideline 36.” Id. at 9-10. After it was revealed that the parties had different interpretations on the effect of the Plea Agreement on the government’s ability to appeal a sentence, Judge Pitman adjourned the hearing. Id. at 13. Two days later, Peralta Fernandez again appeared before Judge Pitman to plead to the two

counts in the superseding information. See No. 15-CR-599, Dkt. 207-3 (“March 24 Plea Hearing”). With regard to Count One, Peralta Fernandez stated that he understood the nature of the charges against him and acknowledged “that proof that one of the objects of the conspiracy was to import 5 kilograms or more of cocaine” would “subject [him] to greater or enhanced penalties.” Id. at 9 (emphasis added). As to Count Two, he affirmed his understanding that he was charged “with conspiring to distribute and to possess with intent to distribute 5 kilograms or more of cocaine.” Id. at 10. Peralta Fernandez acknowledged that he faced a mandatory minimum sentence of 10 years’ imprisonment on each of the two charges, and that the ultimate sentence would be determined by a judge based in part on the preparation of a presentence report and a calculation of advisory sentencing guidelines. Id. at 9, 11-14.

When asked what conduct made him guilty of the charged offenses, Peralta Fernandez responded: “In regard to Count One, my understanding is that I conspired with another person from Miami, and in regard to Count Two, I conspired with another person who was trying to introduce drugs into the United States.” Id. at 18. With respect to whether he agreed with someone else to bring cocaine into the United States, Peralta Fernandez explained: Well, in regard to Count One, that person went to the Dominican Republic, and that person bought drugs from me to bring to the United States. With the second person, that person invited me to talk about bringing drugs here to the United States. After seven months of having that conversation, after six or seven months, that person transported drugs to this country. I didn't participate. I didn't have any conversation with him about the details, but my attorney explained to me that the fact that I did have a conversation with him at the very beginning -- that means that I became involved in a conspiracy along with him. Id. at 19. When pressed further, Peralta Fernandez stated that he sold 64 kilos of cocaine to “that person” in “2010/2011,” but made no such sales during the relevant period between 2012 and 2015. Id. at 19-20. Concerned that Peralta Fernandez had allocuted to “some other conspiracy” other than that alleged in the superseding information, id. at 21, Judge Pitman inquired as to whether Peralta Fernandez had “agree[d] with anyone to bring cocaine into the United States or cause cocaine to be brought into the United States between 2012 and 2015,” id. at 22. Peralta Fernandez responded in the affirmative, stating that 125 kilos were “involved in the 2012 to 2015 time period.” Id. After Judge Pitman discussed the distinction between an agreement and a mere

conversation, Peralta Fernandez again affirmed that he had agreed to bring cocaine into the United States, but stated that he was “never involved in th[e] particular agreement” to import 125 kilos. Id. at 24. Pressed further, Peralta Fernandez affirmed that he had agreed with someone in the Dominican Republic to find a source in Colombia to obtain more than five kilograms of cocaine which was destined for the United States. Id. at 25. With respect to Count Two, Peralta Fernandez represented that it was his understanding that the cocaine, upon arrival in the United States, was to be distributed. Id. at 27. Concluding that the plea was “knowing and voluntary and supported by an independent basis in fact as to each of the essential elements of the offense,” Judge Pitman both accepted Peralta Fernandez’s plea of guilty and recommended that this Court accept the plea. Id. at 29-30; see United States v.

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Bluebook (online)
Fernandez v. United States, Counsel Stack Legal Research, https://law.counselstack.com/opinion/fernandez-v-united-states-nysd-2021.