United States v. Lloyd Williams

23 F.3d 629, 1994 WL 143653, 1994 U.S. App. LEXIS 17958
CourtCourt of Appeals for the Second Circuit
DecidedApril 20, 1994
Docket193, Docket 93-1224
StatusPublished
Cited by87 cases

This text of 23 F.3d 629 (United States v. Lloyd Williams) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Lloyd Williams, 23 F.3d 629, 1994 WL 143653, 1994 U.S. App. LEXIS 17958 (2d Cir. 1994).

Opinion

CARDAMONE, Circuit Judge:

Among the issues before us on this appeal is whether the Federal Magistrates Act and the Constitution bar a magistrate judge from administering an allocution to a defendant entering a guilty plea to a felony. Congress has greatly multiplied the number of magistrate judges in recent years. Its purpose was not to create more judicial officers so that they could simply stand by and wait, but so that they could be a very present help to district courts, the dockets of which are awash in a sea of cases, and which therefore have the utmost need of magistrate judges’ aid.

On February 14, 1992 Lloyd Williams entered a guilty plea pursuant to Fed. R.Crim.P. 11 to the charge of conspiracy to import heroin. Prior to an allocution before Magistrate Judge Azrack, Williams signed a form consenting to the magistrate judge taking his plea. On appeal, his principal contention is that the magistrate judge lacked authority to accept his plea and that his conviction must therefore be vacated. Because we conclude this judicial officer had authority to accept Williams’ guilty plea, we affirm.

BACKGROUND

A. The Importation Scheme

Lloyd Williams was arrested on October 24, 1991 after he took possession of two suitcases of heroin. The contraband had been imported into the United States by a courier or “mule” he had recruited. At the center of the importation scheme was Hajib.

Williams met Hajib in early 1989 while they were both inmates at the Ray Brook Correctional Facility, a medium security prison in the Adirondack Mountains of northern New York State. Discussions between the two men laid the foundation for the future drug importation scheme. Following Williams’ release from prison in March 1990, he and Hajib agreed that Williams would recruit drug couriers in his hometown of Pittsburgh, Pennsylvania, in exchange for a share of the imported drugs. Although Ha-jib was still confined at Ray Brook, he planned, financed and orchestrated the entire operation.

In June 1990 Hajib arranged for Special Agent Anthony Longarzo of the Drug Enforcement Agency (DEA) to be informed that a courier carrying heroin would be arriving at John F. Kennedy Airport (JFK) in New York. Furnishing this piece of important information launched negotiations between Hajib and the government. While these discussions continued, Williams recruited his first courier for Hajib in October 1990. Ha-jib supplied the travel money and organized a drug delivery for a courier in Pakistan. When Hajib later realized that in the absence of a cooperation agreement with the govern *631 ment he could be held criminally responsible for the importation of heroin from Pakistan, he attempted to stop the courier from returning to the United States. The supplier in Pakistan ignored his entreaties and simply diverted the courier to Michigan. For his efforts in recruiting the courier, Williams received a share of the narcotics.

A short time later the government and Hajib reached an understanding, as a result of which Hajib signed a cooperation agreement and began regularly providing the government with information. Based on information Hajib supplied, two couriers were arrested at JFK upon their arrival from Pakistan, one of whom revealed that she had been recruited by Williams. This prompted Agent Longarzo to inquire about Williams from Hajib. The latter agreed to arrange another importation in order to ensnare Williams; part of the plan envisioned Williams meeting Agent Longarzo, who would be posing as a heroin trafficker.

After several delays, the illegal importation scheme was set for October 1991. Williams recruited another drug courier, Geneva Massie, who was brought to New York by Williams’ brother, Tyrone Williams. Mas-sie flew to Pakistan where she picked up approximately 10 kilograms of heroin. Upon her return to JFK she was arrested by, DEA agents. Meanwhile, Williams, his father-in-law, Paul Jackson, another conspirator named James Mahone and Agent Longarzo were waiting in a hotel room. After her arrest Massie was taken to the hotel room where Williams and the other participants were standing by. All were arrested. Shortly thereafter, Williams agreed to cooperate with the government as did Mahone and Massie. Having executed a written cooperation agreement, Williams indicated his willingness to plead guilty to conspiracy to import heroin. His brother and father-in-law both proceeded to trial and were convicted.

B. Prior Proceedings

The district court, with Williams’ consent, referred the guilty plea to a magistrate judge for the purposes of administering the allocution pursuant to Fed.R.Crim.P. 11, making a finding as to whether the plea was knowingly and voluntarily entered, and recommending to the district court whether the plea should be accepted. On February 14,1992 Williams signed a written consent form for the referral of the plea to the magistrate judge. The magistrate questioned him to ensure that he knew he had the right to have his plea taken by the district court. After Williams stated that he understood he had that right but nonetheless wanted to proceed before the magistrate judge, the Rule 11 allocution was administered.

During the hearing Williams stated he had recruited individuals, three of whom he named, to bring drugs from Pakistan into the United States. He further admitted he made travel and other arrangements for individuals to come to New York from Pittsburgh and that he had expected to receive a substantial amount of heroin from the illegal importation scheme. At the conclusion of the hearing, the magistrate judge stated she would recommend to the district court that in pleading guilty Williams acted voluntarily and with a full understanding of his rights. In addition, she found a factual basis for the plea and recommended to the district court that it be accepted.

When Williams subsequently learned Hajib had in fact been a government informant, his counsel made an oral motion pursuant to Fed.R.Crim.P. 32(d) to withdraw Williams’ guilty plea and proceed to trial where he planned to raise entrapment as a defense. At that time the district judge stated there was no basis for the application, and continued: “[t]he allocution is clear and unmistakable. He admits his guilt.” Nonetheless, the district court agreed to entertain a written motion, which it denied on March 19, 1993 finding “the defense of entrapment would not have been available to Williams because he became involved with [Hajib] and the scheme to import heroin at least six months before the government’s first meeting with [Hajib].... Accordingly, Williams has failed to establish a valid ground for withdrawal of his plea.”

Williams was sentenced to 292 months of imprisonment, followed by five years of supervised release and a $50 special assessment. In calculating his sentence the sen- *632

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Bluebook (online)
23 F.3d 629, 1994 WL 143653, 1994 U.S. App. LEXIS 17958, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-lloyd-williams-ca2-1994.