Felix Stroud Hammontree v. C. Paul Phelps, Director, Louisiana Department of Corrections, Respondent

605 F.2d 1371, 1979 U.S. App. LEXIS 10623
CourtCourt of Appeals for the Fifth Circuit
DecidedNovember 7, 1979
Docket79-1307
StatusPublished
Cited by42 cases

This text of 605 F.2d 1371 (Felix Stroud Hammontree v. C. Paul Phelps, Director, Louisiana Department of Corrections, Respondent) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Felix Stroud Hammontree v. C. Paul Phelps, Director, Louisiana Department of Corrections, Respondent, 605 F.2d 1371, 1979 U.S. App. LEXIS 10623 (5th Cir. 1979).

Opinions

WISDOM, Circuit Judge:

We skate on thin ice. This habeas case involves a statutory presumption in a criminal action, an interpretation of the statute by the Louisiana Supreme Court, and the propriety of the state trial court’s instructions on the “presumption”.1 The ice was thinned by a recent major decision of the Supreme Court, County Court of Ulster County v. Allen, 1979, - U.S. -, 99 S.Ct. 2213, 60 L.Ed.2d 777. In explication of the decision, the associate justices divided four-four. The Chief Justice concurred fully in the opinion for the Court but found on the facts that it was unnecessary to discuss the problems raised by the statutory presumption. Sandstrom v. Montana, 1979, - U.S. -, 99 S.Ct. 2450, 61 L.Ed.2d 39, thickened the ice.

Louisiana’s negligent homicide statute provides that: “The violation of a statute or ordinance shall be considered only as presumptive evidence of such negligence.” LSA — R.S. 14:32. In Hammontree’s habeas corpus action the district court found that this provision violated due process because it created an unconstitutional presumption that violation of a statute constitutes criminal negligence. Hammontree v. Phelps, W.D.La.1978, 462 F.Supp. 366. The state appeals from the court’s grant of habeas corpus and argues that the statute is not unconstitutional, or, in the alternative, that any constitutional violation constitutes harmless error.

On June 29, 1977, an automobile driven by Felix Hammontree, petitioner, struck a camper truck, causing fatal injuries to a child asleep inside. Hammontree was charged with negligent homicide under LSA-R.S. 14:32. After hearing evidence that the defendant was intoxicated and speeding at the time of the accident, the jury convicted him. The trial judge sentenced him to serve five years at hard labor. The Louisiana Supreme Court affirmed the conviction. State v. Hammontree, La.S.Ct. 1978, 363 So.2d 1364. He then filed this habeas corpus action. The federal district court granted the writ, vacated the judgment of conviction and sentence, and ordered him discharged unless the state appealed. 462 F.Supp. at 370.

I

In 1969 the United States Supreme Court ruled that a criminal statutory presumption was unconstitutional “unless it can at least be said with substantial assurance that the [1374]*1374presumed fact is more likely than not to flow from the proved fact on which it is made to depend”. (Emphasis added.) Leary v. United States, 1969, 395 U.S. 6, 36, 89 S.Ct. 1532, 1548, 23 L.Ed.2d 57, 82. The Court refused to decide whether a presumption must satisfy the “beyond a reasonable doubt” standard in situations where “proof of the crime charged or an essential element thereof depends upon its use”. 395 U.S. at 36 n.64, 89 S.Ct. at 1548 n.64; accord, Barnes v. United States, 1973, 412 U.S. 837, 842-43, 93 S.Ct. 2357, 2361-62, 37 L.Ed.2d 380, 386. The formulation of the standard in Leary was a restatement and refinement of the due process requirement as first articulated in Tot v. United States, 1943, 319 U.S. 463, 467, 63 S.Ct. 1241, 1245, 87 L.Ed. 1519, 1524: There must be at least “a rational connection between the facts proved and the fact presumed” — a connection grounded in “common experience”.

This June the Court clarified its earlier decisions on presumptions and delineated when a presumption must indicate the ultimate fact beyond a reasonable doubt. See Sandstrom v. Montana, 1979, - U.S. -, 99 S.Ct. 2450, 61 L.Ed.2d 39; County Court of Ulster County v. Allen, 1979, - U.S. -, 99 S.Ct. 2213, 60 L.Ed.2d 777.

The more detailed analysis is in Ulster County. The Supreme Court had before it a constitutional attack on a New York statute which provides that, with certain exceptions, the presence of a firearm in an automobile is presumptive evidence of its illegal possession by all persons occupying the vehicle. A majority of the Court held that the judgment of the New York Court of Appeals for the defendant should be reversed. Justice Stevens, for the Court, held that the “permissive presumption, as used in this case, satisfied Leary’s [“more likely than not”] test”.2 Justice Stevens prefaced his discussion of presumptions by noting that the “ultimate test” of a statutory presumption or any other factfinding device used in a criminal trial is whether it “undermine[s] the factfinder’s responsibility at trial, based on evidence adduced by the State, to find the ultimate facts beyond a reasonable doubt”. - U.S. at -, 99 S.Ct. at 2224, 60 L.Ed.2d at 791. The Court then divided statutory presumptions into permissive presumptions and mandatory presumptions, of which there are two subclasses.3

A permissive presumption “allows— but does not require — the trier of fact to [1375]*1375infer the elemental fact from proof by the prosecutor of the basic one and . places no burden of any kind on the defendant”. Id. at -, 99 S.Ct. at 2224, 60 L.Ed.2d at 792. The Court added:

Because this permissive presumption leaves the trier of fact free to credit or reject the inference and does not shift the burden of proof, it affects the application of the “beyond a reasonable doubt” standard only if, under the facts of the case, there is no rational way the trier could make the connection permitted by the inference. For only in that situation is there any risk that an explanation of the permissible inference to a jury, or its use by a jury, has caused the presumptively rational factfinder to make an erroneous factual determination.

Id.

A mandatory presumption “may affect not only the strength of the ‘no reasonable doubt’ burden but also the placement of that burden; it tells the trier that he or they must find the elemental fact upon proof of the basic fact, at least unless the defendant has come forward with some evidence to rebut the presumed connection between the two facts”. Id. at -, 99 S.Ct. at 2224-25, 60 L.Ed.2d at 792. Weak mandatory presumptions “merely shift the burden of production to the defendant, following the satisfaction of which the ultimate burden of persuasion returns to the prosecution”. Id. at -, 99 S.Ct. at 2225 n.16, 60 L.Ed.2d at 792 n.16. “To the extent that a presumption imposes an extremely low burden of production — e. g., being satisfied by ‘any’ evidence — it may well be that its impact is no greater than that of a permissive inference and it may be proper to analyze it as such.” Id. A strong mandatory presumption “entirely shift[s] the burden of proof to the defendant. The mandatory presumptions examined by our cases have almost uniformly fit into the former subclass, in that they never totally removed the ultimate burden of proof beyond a reasonable doubt from the prosecution. E. g., Tot v. United States, supra, 319 U.S. at 469, 63 S.Ct. 1241, 87 L.Ed. 1519. See Roviaro v. United States, 353 U.S. 53, 63, 77 S.Ct. 623, 1 L.Ed.2d 639.” Id.

A mandatory presumption violates due process “unless the fact proved is sufficient to support the inference of guilt beyond a reasonable doubt”. Id., - U.S. at -, 99 S.Ct. at 2229, 60 L.Ed.2d at 798.

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Bluebook (online)
605 F.2d 1371, 1979 U.S. App. LEXIS 10623, Counsel Stack Legal Research, https://law.counselstack.com/opinion/felix-stroud-hammontree-v-c-paul-phelps-director-louisiana-department-ca5-1979.