Favela-Astorga v. United States

• Court: District Court, D. Arizona
• Decided: October 4, 2024
• Docket: 4:24-cv-00140
• Status: Unknown

Opinion

1 WO 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA

9 Jesus Rosario Favela-Astorga, No. CV-24-00140-TUC-JGZ1 No. CR-11-00150-TUC-JGZ 10 Petitioner, ORDER 11 v.

12 United States of America,

13 Respondent. 14 15 Pending before this Court is Petitioner's "Motion to Vacate, Set Aside, or Correct 16 Sentence by a Person in Federal Custody" (Petition) pursuant to 28 U.S.C. § 2255. 17 Petitioner alleges that his trial counsel was ineffective in negotiating his plea agreement 18 and at sentencing. Petitioner asserts his attorney failed to negotiate a meaningful deal. He 19 argues that his 50-year prison sentence is not much different from life in prison, and he 20 should have received a 15-year sentence. He also asserts that his attorney told him he would 21 get a 30- or 35-year sentence under the Plea Agreement, not 50 years. 22 A. Conviction and Sentence 23 Petitioner pleaded guilty to second-degree murder in violation of 18 U.S.C. § 1111 24 and 18 U.S.C. § 1114, as charged in Count 2 of the Fifth Superseding Indictment. The Plea 25 Agreement provided Petitioner will recommend a sentence of 420 months’ imprisonment 26 and the Government will recommend a sentence of 600 months’ (35 to 50 years’) 27 imprisonment, but the Agreement gave the Court complete discretion to impose a sentence

28 1 On September 10, 2024, the Clerk of the Court reassigned CR 11-150 TUC DCB and CV 24-140 TUC DCB to this Court. 1 of up to life imprisonment. (Plea Agreement (CR 11-150 TUC JGZ, Doc. 966) at 2.) On 2 September 21, 2024, the Court sentenced Petitioner to 600 months (50 years) in prison, 3 with credit for time served, followed by supervised release for a term of five years. The 4 Plea Agreement also included a waiver of appellate rights and collateral review. (Id. at 3.) 5 B. 28 U.S.C. § 2255 6 Title 28 of the United States Code, Section 2255 provides for collateral review of 7 Petitioner's sentence as follows: 8 A prisoner in custody under sentence of a court established by Act of 9 Congress claiming the right to be released upon the ground that the sentence was imposed in violation of the Constitution or law of the United States, or 10 that the court was without jurisdiction to impose such sentence, or that the sentence was in excess of the maximum authorized by law, or is otherwise 11 subject to collateral attack, may move the court which imposed the sentence to vacate, set aside or correct the sentence. A motion for such relief may be 12 made at any time. 13 28 U.S.C. § 2255. 14 The Ninth Circuit Court of Appeals has found that there are strict standards for 15 waiver of constitutional rights. United States v. Gonzalez-Flores, 418 F.3d 1093, 1102 (9th 16 Cir. 2005). It is impermissible to presume waiver from a silent record, and the Court must 17 indulge every reasonable presumption against waiver of fundamental constitutional rights. 18 Id. As explained below, Petitioner’s waiver was clear, express, and unequivocal. 19 Additionally, the Court considers and rejects the merits of his alleged constitutional 20 violations. 21 1. Waiver 22 Plea agreements are contractual in nature and their plain language will generally be 23 enforced if the agreement is clear and unambiguous on its face. United States v. Jeronimo, 24 398 F.3d 1149, 1153 (9th Cir. 2005). Therefore, an express waiver of appellate rights is 25 enforceable if the language of the waiver encompasses the right to appeal on the grounds 26 raised, and the waiver is knowingly and voluntarily made. Id. 27 A defendant may waive the statutory right to bring a habeas action under 28 U.S.C. 28 § 2255 challenging the length of his sentence. United States v. Pruitt, 32 F.3d 431, 433 (9th - 2 - 1 Cir. 1994); United States v. Abarca, 985 F.2d 1012, 1014 (9th Cir. 1992) (citing Abney v. 2 United States, 431 U.S. 651, 656 (1977) ("The right of appeal, as we presently know it in 3 criminal cases, is purely a creature of statute....")). The only claims that cannot be waived 4 are claims that the plea or waiver itself was involuntary or that ineffective assistance of 5 counsel rendered the plea or waiver involuntary. See Washington v. Lampert, 422 F.3d 864, 6 871 (9th Cir. 2005) (holding that a plea agreement that waives the right to file a federal 7 habeas petition pursuant to § 2254 is unenforceable with respect to an ineffective assistance 8 of counsel claim that challenges the voluntariness of the waiver); Pruitt, 32 F.3d at 433 9 (expressing doubt that a plea agreement could waive a claim that counsel erroneously 10 induced a defendant to plead guilty or accept a particular part of the plea bargain); Abarca, 11 985 F.2d at 1014 (expressly declining to hold that a waiver forecloses a claim of ineffective 12 assistance or involuntariness of the waiver); see also Jeronimo, 398 F.3d at 1156 n.4 13 (summarizing Pruitt and Abarca, declining to decide whether waiver of all statutory rights 14 included claims implicating the voluntariness of the waiver). In short, if a collateral attack 15 waiver is made knowingly and voluntarily, it must be enforced. United States v. Rodriguez, 16 49 F.4th 1205, 1211–12 (9th Cir. 2022). 17 Upon review of the record in this case, it appears that in addition to the clear and 18 unambiguous terms of the written waiver in the Plea Agreement, both the Magistrate Judge, 19 at the time of Petitioner’s plea, and the sentencing Court, at the time of sentencing, 20 explained to and confirmed with the Petitioner the waiver of appellate rights. (Change of 21 Plea Hearing (COP) Transcript of Record (TR) (CR 11-150 TUC JGZ, Doc. 999) at 6, 10– 22 11 (asking and obtaining verbal confirmation from Petitioner that counsel had explained 23 Plea Agreement in Spanish before Petitioner signed it; confirming he understood and had 24 no questions regarding waiver of right to collaterally attack the plea, except he retained the 25 right to compassionate release and to claim ineffective assistance of counsel)); (Sentencing 26 TR (Doc. 1000) at 3, 7 (counsel confirming he discussed the Presentence Report with 27 Petitioner, and Petitioner confirming he understood the Plea Agreement included waiver 28 - 3 - 1 of appellate rights)). 2 Petitioner does not dispute that the waiver of his appellate rights was voluntary or 3 knowing. The record confirms Petitioner waived his appellate rights except his right to 4 assert ineffective assistance of counsel. As to that claim, the Petitioner presents three 5 arguments: 1) counsel failed to discuss the Presentence Report with him before sentencing; 6 2) the Court should have imposed a 15-year sentence, not 50 years, and counsel told him 7 he would be sentenced to a 30- or 35-year term in prison, and 3) at sentencing, counsel 8 failed to object to alleged sentencing errors. (Motion to Set Aside (Motion) (Doc. 1) at 3– 9 6.) As explained below, these claims fail on the merits. 10 2. Ineffective Assistance of Counsel 11 In Strickland v. Washington, 466 U.S. 668 (1984), the Supreme Court enunciated 12 the standards for judging a criminal defendant's contention that his conviction should be 13 set aside because counsel's assistance was ineffective. To prevail on a claim of ineffective 14 assistance, the Petitioner must show both that his counsel's performance was deficient and 15 that this deficiency prejudiced his case. Id. at 688. First, the defendant must show that, 16 considering all the circumstances, counsel's performance fell below an objective standard 17 of reasonableness. Id. at 687–88. To this end, the defendant must identify the acts or 18 omissions that are alleged not to have been the result of reasonable professional judgment. 19 Id. at 690. The court must then determine whether, considering all the circumstances, the 20 identified acts or omissions were outside the wide range of professionally competent 21 assistance. Id. at 688–90. Second, the defendant must affirmatively prove prejudice. Id. at 22 691–92. He must show that there is a reasonable probability that, but for counsel's 23 unprofessional errors, the result of the proceeding would have been different. Id. at 694. A 24 reasonable probability is a probability sufficient to undermine confidence in the outcome. 25 Id. 26 Petitioner’s first claim for habeas relief is resolved on the record which reflects that 27 counsel did discuss and review the Presentence Report with him. Counsel reported to the 28 - 4 - 1 Court at sentencing, in Petitioner’s presence, that he had discussed the report with 2 Petitioner. (Sentencing TR (CR 11-150 TUC JGZ, Doc. 1000) at 3.) Petitioner did not say 3 otherwise. Id.; see also Allocution at 10–11. Petitioner must prove his claims by a 4 preponderance. See Alcala v. Woodford, 334 F.3d 862, 869 (9th Cir. 2003); see also 5 Holland v. Jackson, 542 U.S. 649, 654 (2004) (per curiam). Petitioner’s self-serving 6 assertion, which is contrary to the record, is insufficient given the strong presumption under 7 Strickland that counsel’s representation was competent under ‘prevailing professional 8 norms.’” Harrington v. Richter, 562 U.S. 86, 104–05 (2011). 9 Second, Petitioner submits the “deal” counsel secured reflects ineffective assistance 10 of counsel because the maximum sentence for “involuntary manslaughter” or “second 11 degree involuntary murder” is a 15-year term in prison. Petitioner did not plead to the 12 charge of involuntary manslaughter.2 To be clear, Petitioner agreed to, and did, plead to 13 second-degree murder.3 The Government agreed to, and did, dismiss the first-degree 14 murder charge which carries a maximum sentence of life. Petitioner’s codefendants, who 15 did not enter plea agreements, were charged and convicted of first-degree murder and 16 sentenced to life. See CR 11-150 TUC JGZ (imposing life sentences for first-degree murder 17 for codefendants Ivan Soto-Barraza, Heraclio Osorio-Arellanes, and Jesus Lionel Meza- 18

19 2“Manslaughter is the unlawful killing of a human being without malice. It is of two kinds: Voluntary--Upon a sudden quarrel or heat of passion; Involuntary--In the commission of 20 an unlawful act not amounting to a felony, or in the commission in an unlawful manner, or without due caution and circumspection, of a lawful act which might produce death.” 18 21 U.S.C.A. § 1112 (West) (emphasis added).

22 “Murder is the unlawful killing of a human being with malice aforethought. Every murder perpetrated . . . from a premeditated design unlawfully and maliciously to effect the death 23 of any human being other than him who is killed, is murder in the first degree. Any other murder is murder in the second degree.” 18 U.S.C.A. § 1111 (West). 24

3 “In general.--Whoever kills or attempts to kill any officer or employee of the United 25 States or of any agency in any branch of the United States Government (including any member of the uniformed services) while such officer or employee is engaged in or on 26 account of the performance of official duties, or any person assisting such an officer or employee in the performance of such duties or on account of that assistance, shall be 27 punished--(1) in the case of murder, as provided under section 1111; (2) in the case of manslaughter, as provided under section 1112; or (3) in the case of attempted murder or 28 manslaughter, as provided in section 1113.” 18 U.S.C.A. § 1114 (West). - 5 - 1 Portillo). The Court sentenced Petitioner in accordance with the Plea Agreement to 50 2 years in prison. Petitioner will be potentially eligible for release at age 79 or 80 with good 3 behavior credit. Comparing the life sentences of his codefendants for first-degree murder, 4 the Court finds Petitioner benefited from the 50-year sentence for second-degree murder 5 under the Plea Agreement negotiated by counsel. 6 Petitioner claims that counsel “pledged a maximum sentence of 30 to 35 years” in 7 custody, which was the low end of the sentencing range in the Plea Agreement. The record 8 is to the contrary. The Plea Agreement reflected that Petitioner would “recommend” a 9 sentence of not less than 420 months (35 years), and the prosecution would “recommend” 10 up to 600 months (50 years). The Plea Agreement did not bind the Court which had 11 “complete discretion to impose a sentence of up to life imprisonment.” (Plea Agreement 12 (Doc. 966) at 2.) At the COP hearing, the Court told Petitioner the same, and he responded 13 that he understood. (COP TR (Doc. 999) at 8–9.) The Court asked Petitioner, and he 14 answered under oath, that no one had “promised [him] anything” for his plea other than 15 what was contained in the written Plea Agreement. (Id. at 7.) 16 The Court finds Petitioner’s assertion that his attorney told him he faced a 15-year 17 sentence not credible in the face of the clear terms of the Plea Agreement. The Plea 18 Agreement, which was, in relevant part, reviewed with Petitioner at the COP hearing, 19 clearly states that he faced a possible sentence of 35 to 50 years or more. Petitioner’s 20 assertion that his counsel told him that the sentence under the Plea Agreement would be 35 21 years lacks merit. 22 Lastly, Petitioner argues that counsel was ineffective because he failed to “secure a 23 Rule 11(c)(1)(C) cap-plea,” which would have allowed Petitioner to withdraw his plea if 24 the Court refused to sentence Petitioner as reflected in the Plea Agreement. Fed. R. Crim. 25 P. 11(c)(1)(C), (c)(3)(A). Petitioner’s argument is flawed. First, the prosecution did not 26 offer, nor have an interest in, a Rule 11(c)(1)(C) plea; counsel could not secure one 27 unilaterally. (Gov’t Response to Motion (Resp.) (Doc. 4) at 5.) Second, Favela has not 28 - 6 - 1 shown the result of the proceeding probably would have changed if counsel had secured a 2 Rule 11(c)(1)(C) plea. As discussed above, the Plea Agreement contained a recommended 3 sentencing range, and the Court sentenced the Petitioner within that range. Rule 4 11(c)(1)(C) language in the Plea Agreement that bound the Court to the sentencing range 5 would not have provided any additional benefit to the Petitioner. It was not ineffective 6 assistance of counsel to not push for a “cap-plea.” 7 Petitioner’s third claim for habeas relief depends on him showing that the Court 8 committed sentencing errors because counsel was ineffective in failing to object at 9 sentencing. Petitioner argues counsel: (1) failed to “object to the use of ‘acquitted conduct’ 10 in his sentence”; (2) “did not object to the court departing upward based on dismissed or 11 acquitted conduct”; and (3) “did not object to ‘uncharged . . . conduct forming the basis of 12 the court’s reasons for his sentence under 18 U.S.C. 3553(a).’” (Resp. (Doc. 4) at 5–7 13 (citing Motion (Doc. 1) at 6).) 14 The first two arguments are easily rejected. There was no acquitted conduct in this 15 case and Petitioner fails to identify any “acquitted conduct” considered by the sentencing 16 court. Petitioner pleaded guilty, with some counts being dismissed without prejudice 17 pursuant to the Plea Agreement. (Plea Agreement (Doc. 966) at 2.) Even if there had been 18 “acquitted conduct,” a sentencing court may consider acquitted conduct if proved by a 19 preponderance. United States v. Watts, 519 U.S. 148, 157 (1997). Likewise, the sentencing 20 court did not depart upward based on dismissed conduct; Petitioner’s 50-year sentence was 21 within the Sentencing Guideline advisory range of 360 months to life for the second-degree 22 murder charge that Petitioner pleaded guilty to. (Sentencing TR (Doc. 1000) at 6); 23 (Presentence Report (PSR) (SEALED) (Doc. 975) at 9, 13 (reflecting base offense level 38 24 for second-degree murder, plus 6 for assaulting law enforcement officer, minus 2 for 25 acceptance of responsibility, for total offense level 42, criminal history category II with 26 “guideline imprisonment range [of] 360 months to life.”)) 27 Finally, the Court notes that the sentence was not based on any uncharged conduct. 28 - 7 - 1 Petitioner’s “responsibility for murder rested on it being a foreseeable consequence and 2 within the scope of the marijuana robbery conspiracy, see Pinkerton v. United States, 328 3 U.S. 640 (1946), so his admissions included facts establishing the conspiracy.” (Resp. 4 (Doc. 4) at 6.) The Plea Agreement’s factual basis was as follows: 5 1. [Petitioner] entered into an agreement with others to steal loads of 6 marijuana from individuals . . . . In order to accomplish this, members of the conspiracy would . . . (3) use [] firearms to intimidate marijuana 7 smugglers into giving up their loads of marijuana.

8 2. Around December 10, 2010, [Petitioner and others] entered the United 9 States without obtaining the consent of United States authorities. The purpose of that illegal entry into the United States was to rob marijuana 10 loads from smugglers.

11 3. [The conspirators] retrieved firearms and food supplies that had been 12 hidden in the area by others. Each of the five conspirators carried a firearm. [Petitioner] carried a loaded AK-47-type assault rifle. 13

14 4. [T]hey began looking for drug smugglers to rob. On December 14, 2010, while they were looking for drug smugglers to rob, the conspirators 15 encountered Border Patrol agents. Members of the conspirators’ group 16 exchanged fire with the agents. One of the shots fired by a conspirator killed Border Patrol Agent Brian Terry. 17 (Plea Agreement (Doc. 966) ¶¶ 1, 2, 4, 5 at 7–8.) The Court explained the sentence as 18 follows: “[Y]ou came into this country unlawfully, you entered illegally, that you obtained 19 a firearm, which was loaded, with the intent therefor to use that firearm, not necessarily 20 against a law enforcement officer, but to use it in some manner or to fire it – otherwise, it 21 would not be loaded; you wouldn’t have it in the first place – and at the very least, intend 22 to rob people at gunpoint. As a result of all this illegal activity, a law enforcement [officer] 23 of the United States government was killed. To reflect the seriousness of that offense, I’m 24 going to commit you for a term of 600 months, or 50 years, in prison.” (Id.); (Sentencing 25 TR (Doc. 1000) at 18–29.) The Court did not reach beyond the admitted facts of the 26 offense. 27 // 28 - 8 - 1 C. Conclusion: No Prejudice 2 Habeas relief under § 2255 is reserved for “exceptional circumstances,” Hill v. 3 United States, 368 U.S. 424, 428 (1962), where there is prejudicial error of constitutional 4 significance. 28 U.S.C. § 2255(a). The Court rejects Petitioner’s argument that his counsel 5 was ineffective in negotiating the Plea Agreement or at sentencing. The Court finds no 6 constitutional violation of the Sixth Amendment right to effective assistance of counsel 7 under Strickland. 8 The Court finds that Petitioner failed to prove his allegations of ineffective 9 assistance of counsel by a preponderance of the evidence. See Alcala, 334 F.3d at 869; see 10 Holland, 542 U.S. at 654. Instead, the record is to the contrary. “‘[O]rdinarily’ collateral 11 attacks that ‘directly contradict the petitioner’s statements’ in a plea colloquy ‘must fail,’ 12 as the latter ‘carry a strong presumption of truth.’” (Resp. (Doc. 4) at 4 (quoting Muth v. 13 Fondren, 676 F.3d 815, 821–22 (9th Cir. 2012)).) Put another way, absent extraordinary 14 circumstances, “‘allegations in a § 2255 motion that directly contradict the petitioner’s 15 sworn statements made during a properly conducted Rule 11 colloquy are always palpably 16 incredible and patently frivolous or false.’” Muth, 676 F.3d at 822 (cleaned up and quoting 17 United States v. Lemaster, 403 F.3d 216, 220–21 (4th Cir. 2005)). Based on the record in 18 this case, the evidence posited by Petitioner to support his Motion falls squarely within the 19 standard of palpably incredible and patently frivolous or false. There is simply no evidence 20 to support a claim of error so serious that counsel’s representation, strongly presumed 21 reasonable under Strickland, was objectively unreasonable to the point that it “amounted 22 to incompetence under ‘prevailing professional norms.’” Harrington, 562 U.S. at 104–05. 23 The Court rejects the notion that the Plea Agreement prejudiced the Petitioner when, 24 in accordance with the Plea Agreement, the first-degree murder charge was dismissed and 25 the Court sentenced Petitioner within the recommended range to 50 years in prison, instead 26 of the life term he would have faced if convicted of first-degree murder. The case against 27 Petitioner was strong. A federal agent was murdered, Petitioner’s DNA was found on a 28 - 9 - 1 toothbrush in a backpack left at the scene of the shooting, and he admitted he was at the 2 shootout. As the sentencing court explained when it rejected objections based on arguments 3 that Petitioner did not know the shoot-out was with law enforcement officers: 4 I presided over two trials, heard all the evidence in both. I have 5 read a presentence report that pertains to each and every defendant in this case, so I'm very familiar with the facts. And 6 I do not find any factual basis for Mr. Favela's objections to the presentence report. It was clear to me in the evidence that 7 there was an announcement made by law enforcement officials that that's who they were, and that was prior to any 8 gunfire. So I'm going to overrule that objection.

9 (Sentencing TR (Doc. 1000) at 5.) The sentencing court imposed life sentences on other 10 defendants, who went to trial and were convicted of first-degree murder. 11 Strickland requires Petitioner to prove prejudice, i.e., a reasonable probability that, 12 without the error, his sentence would have been different. Strickland, 466 U.S. at 694. 13 Petitioner’s assertions of prejudice are in large part summarily made. Petitioner has not 14 explained how his review of the PSR probably would have changed his sentence. His 15 allegations related to counsel’s advisement of the probable length of imprisonment under 16 the Plea Agreement fails because Petitioner was advised of this information at the plea 17 hearing and sentencing. Cf. Womack v. Del Papa, 497 F.3d 998, 1003–04 (9th Cir. 2007) 18 (finding no showing of prejudice due to ineffective assistance of counsel when the court’s 19 plea canvass alerted defendant to the potential consequences of his guilty plea). The Court 20 finds the Plea Agreement benefited Petitioner by reducing his exposure to a life sentence. 21 There was no prejudice to Petitioner from the negotiated plea. This is true, even if Petitioner 22 will be 79 or 80 years old when he completes the 50-year sentence. Based on this benefit, 23 Petitioner cannot show “a reasonable probability that, but for counsel’s [alleged] errors, he 24 would not have pleaded guilty and would have insisted on going to trial.” Hill v. Lockhart, 25 474 U.S. 52, 59 (1985). 26 In conclusion, Petitioner fails to state a claim for ineffective assistance of counsel 27 because he fails to allege facts sufficient to meet either the performance or prejudice 28 - 10 - ! standard, and this Court will summarily dismiss his claim without a hearing. Strickland, ° 466 U.S. at 693. Accordingly, 4 IT IS ORDERED that the Motion to Vacate, Set Aside, or Correct Sentence by a ° Person in Federal Custody, pursuant to 28 U.S.C. § 2255 (Doc. 1003) filed in CR 11-540 ° TUC JGZ and (Doc. 1) filed in CV 24-140-TUC-JGZ is denied. IT IS FURTHER ORDERED that in the event Petitioner seeks to file an appeal, a 8 certificate of appealability is denied because Petitioner has not shown that “jurists of ° reason would find it debatable whether the Motion to Set Aside, 28 U.S.C. § 2255, states 10 a valid claim of the denial of a constitutional right and that jurists of reason would find it debatable whether the district court was correct in its procedural ruling.” Slack vy. McDaniel, 529 U.S. 473, 484 (2000); see also 28 U.S.C. § 2253(c)(2); Gonzalez v. Thaler, 8 565 U.S. 134, 140-41 (2012); United States v. Winkles, 795 F.3d 1134, 1143 (9th Cir. i 2015). Dated this 4th day of October, 2024.

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19 /, Jennifer G. Zi United States District Judge 20 21 22 23 24 25 26 27 28 -ll-