United States v. Jose Luis Gonzalez-Flores

418 F.3d 1093, 67 Fed. R. Serv. 1232, 2005 U.S. App. LEXIS 16898, 2005 WL 1924724
CourtCourt of Appeals for the Ninth Circuit
DecidedAugust 12, 2005
Docket03-10656
StatusPublished
Cited by191 cases

This text of 418 F.3d 1093 (United States v. Jose Luis Gonzalez-Flores) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Jose Luis Gonzalez-Flores, 418 F.3d 1093, 67 Fed. R. Serv. 1232, 2005 U.S. App. LEXIS 16898, 2005 WL 1924724 (9th Cir. 2005).

Opinion

BETTY B. FLETCHER, Circuit Judge.

Defendant-appellant Jose Luis Gonzalez-Flores (“Gonzalez”) was convicted of alien smuggling for leading a group of nearly two dozen Mexicans into the United States across the desert. In this direct appeal, Gonzalez claims that the evidence was insufficient to support his conviction and that certain testimony admitted at trial was irrelevant and unduly prejudicial. Gonzalez also attacks his sentence on Booker grounds; the government argues in response that he waived his Sixth Amendment rights.

We hold that the evidence was sufficient to support the conviction and that the error arising from the admission of the prejudicial testimony was harmless, and therefore we affirm the conviction. However, we reject the government’s contention that Gonzalez waived his Sixth Amendment rights when his attorney moved to exclude the prejudicial testimony. We therefore remand the case pursuant to United States v. Ameline.

I. BACKGROUND

Gonzalez was convicted on one count of bringing in illegal aliens in violation of 8 U.S.C. § 1324(a)(1)(A)(i). The following facts emerged at trial:

*1096 In late May 2003, a group of twenty-three Mexican nationals set out on foot from Mexico across the desert into the United States. Three members of the group were detained by a border patrol agent on a road near Interstate 8 in Arizona; these individuals told the agent that there were approximately twenty other members of their group still in the desert. A search and rescue operation was initiated, and border patrol agents found nineteen members of the group in the desert. Two teenage girls from the group were suffering from severe heat exhaustion and respiratory problems and were airlifted to a hospital. Another agent, responding to a report of an illegal alien, encountered and detained Gonzalez at a barn off 1-8 near Yuma, Arizona.

Three members of the group, Miguel Gonzalez-Flores (no relation to defendant), Eduardo Salinas-Zagal, and Everardo Salinas-Zagal (Eduardo’s brother), were detained as material witnesses and deposed on videotape two weeks after the crossing. 1 Gonzalez’s lawyer cross-examined the witnesses in the videotaped depositions.

The videotapes of the three depositions were played for the jury. All three witnesses testified that they were Mexican nationals and that, led by the defendant, they had crossed the border other than at a port of entry. Miguel met the two brothers at a border town in Mexico, and they discussed hiring a guide to help them walk across the border. They then met Gonzalez, who indicated that he knew the way through the desert, and so they went with him. They expected to pay Gonzalez for being their guide.

Gonzalez led a group of nearly two dozen people — including Miguel, Eduardo, and Everardo — through the desert and across the border. The group spent a full night and half a day walking in the desert. At some point during the trek, the group ran out of water, and Gonzalez left the group to go look for some. Sometime thereafter, border patrol agents found the group.

The initial indictment charged that Gonzalez placed lives in jeopardy in connection with the offense. Noting that any injuries to members of Gonzalez’s group would not go to an element of the crime of bringing in aliens, the court questioned the parties prior to trial as to the propriety of including this fact in the indictment. Gonzalez’s lawyer argued: “Since it’s only a sentencing issue, I don’t think we should concern the jury with it.... I don’t believe it should be included in the indictment or brought to their attention or have them in any way find anything about it.” Gonzalez himself made no statement on the matter. The court ruled that the matter of the harm to others was a sentencing issue and not an element; consequently, evidence of the injuries sustained by individuals Gonzalez brought across the border should be presented at sentencing rather than to the jury at trial. 2

Just before the commencement of the trial, however, the court revisited the subject of the group members’ injuries. Gonzalez’s lawyer asked the judge to confirm that no testimony as to the two girls’ heat stroke would be permitted and suggested he would stipulate to the injuries, if necessary, at sentencing. The government responded that the girls’ distress “was an *1097 important part of the event, and it’s certainly relevant with respect to sentencing issues.” The court ruled: “I don’t want to get too far afield if that’s not an element of the offense, if it’s a sentencing issue. But I think the government is entitled to some latitude ... and I’m going to allow [the government] to get into some of that evidence, about the results of what happened. So your objection’s overruled.”

During the trial, a border patrol agent described finding the two girls, who needed “immediate medical care, advanced medical care.” The agent characterized the cause of the medical distress as “[h]eat exhaustion turning into heatstroke.” According to the agent, during the helicopter flight to the hospital, one of the girls stopped breathing and required resuscitation by rescue breathing.

At the close of the government’s case, the defense moved for a judgment of acquittal and for a mistrial because the admission of the evidence of the two girls’ heat stroke violated Federal Rules of Evidence 402, 403, or both. The court denied both motions. As to the mistrial motion, the court explained that the testimony in question “helps to explain the circumstances of the other testimony of why [Gonzalez] left to find water and to determine whether he was in fact assisting in bringing people into the United States.” Additionally, the court didn’t “believe it was so prejudicial.”

Gonzalez presented no defense; the jury convicted him. Reiterating the evidentia-ry argument about the two girls’ heat stroke (among other arguments), Gonzalez moved for a new trial. The court denied the motion, once again finding that the probative value of the heat stroke testimony outweighed any possible prejudicial value.

The presentence report (PSR) recommended three sentence enhancements for specific offense characteristics: (1) the number of aliens smuggled; (2) the fact that Gonzalez brought people into the desert with insufficient water, thereby recklessly creating a substantial risk of death or serious bodily injury; and (3) the fact that the two girls suffered severe heat distress, which constituted serious bodily injury sustained in connection with the offense. Gonzalez objected to the last of these enhancements, arguing that the PSR overstated the seriousness of the injuries and as a result added too many levels. The district court accepted the base offense level from the PSR, granted a two-level downward departure, and sentenced Gonzalez to 33 months in prison (the low end of the Guideline range), a special assessment of $100, and two years supervised release.

Gonzalez timely appealed, and we have jurisdiction pursuant to 28 U.S.C.

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Bluebook (online)
418 F.3d 1093, 67 Fed. R. Serv. 1232, 2005 U.S. App. LEXIS 16898, 2005 WL 1924724, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-jose-luis-gonzalez-flores-ca9-2005.