Ex Parte Tuley

109 S.W.3d 388, 2003 Tex. Crim. App. LEXIS 158, 2002 WL 31839169
CourtCourt of Criminal Appeals of Texas
DecidedJuly 2, 2003
Docket74364
StatusPublished
Cited by226 cases

This text of 109 S.W.3d 388 (Ex Parte Tuley) is published on Counsel Stack Legal Research, covering Court of Criminal Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ex Parte Tuley, 109 S.W.3d 388, 2003 Tex. Crim. App. LEXIS 158, 2002 WL 31839169 (Tex. 2003).

Opinions

OPINION

PRICE, J.,

delivered the opinion of the Court,

in which MEYERS, JOHNSON, HOLCOMB and COCHRAN, JJ., joined.

After the applicant’s jury was deadlocked on the question of guilt in his [390]*390trial for aggravated sexual assault, the applicant pleaded guilty to the charge. Years later, the complainant in the case recanted her allegation fully explaining how and why she fabricated the charges against the applicant. The applicant pm-sued post-conviction relief under article 11.07. After doing an analysis under Ex parte Elizondo, 947 S.W.2d 202 (Tex.Crim.App.1996), the convicting court recommended granting relief. We filed and set the case to determine whether the applicant’s guilty plea precludes his actual innocence claim under Elizondo. We conclude that it does not.

I. Analysis

There are two types of actual innocence claims that may be raised in a collateral attack on a conviction. A bare innocence claim, or Herrera-type1 claim “involves a substantive claim in which applicant asserts his bare claim of innocence based solely on newly discovered evidence.” Ex parte Franklin, 72 S.W.3d 671, 675 (Tex.Crim.App.2002) (citing Schlup v. Delo, 513 U.S. 298, 314, 115 S.Ct. 851, 130 L.Ed.2d 808 (1995); Elizondo, 947 S.W.2d at 208). The other actual innocence claim, a Schlup-type claim, we explained “is a procedural claim in which applicant’s claim of innocence does not provide a basis for relief, but is tied to a showing of constitutional error at trial.” Ibid, (citing Schlup, 513 U.S. at 314, 115 S.Ct. 851).

In Elizondo, we held that a bare innocence claim is cognizable in an application for writ of habeas corpus. Elizondo, 947 S.W.2d at 205. Incarceration of an innocent person offends federal due process, therefore a bare innocence claim raises a constitutional challenge to the conviction. Ibid. But we also said that a conviction should not be overturned lightly and that the burden on the applicant who has had error-free proceedings is exceedingly heavy to take into account society’s and the State’s interest in finality. Elizondo, 947 S.W.2d at 208. To be granted relief on a bare innocence claim, the applicant must show that the new evidence unquestionably establishes his innocence. Id. at 208-09. We interpreted this to mean that the applicant must prove by clear and convincing evidence that no reasonable juror would have convicted the applicant in light of the new evidence. Id. at 209. To determine whether a habeas applicant has reached this level of proof, the convicting court weighs the evidence of the applicant’s guilt against the new evidence of innocence. Id. at 207.

We have never discussed what effect, if any, a guilty plea would have on this analysis. This is the question we turn to today.

There is nothing explicit in Elizondo or the cases on which it relies that prohibits or limits the analysis to jury or bench trials. Elizondo instructs the convicting court to “weigh the evidence in favor of the prisoner against the evidencie of his guilt.” Ibid.

In Elizondo, we said that our job was to “decide whether the newly discovered evidence would have convinced the jury of applicant’s innocence.” Ibid. That was in the context of that case, in which a jury had decided Elizondo’s guilt. But we said a bare innocence claim is not an attack on the jury’s verdict. Id. at 209. ‘What [the applicant] wants is a new trial based on newly discovered evidence which he claims proves his innocence.” Ibid. The policy supporting our holding in Elizondo, that the punishment of an innocent person violates federal due process, is the same for an applicant regardless of whether his case [391]*391was heard by a judge or jury or whether he pleaded guilty or not guilty. See ibid.

Convicting courts reviewing bare innocence claims should give great respect to the jury’s verdict of guilt. Convicting courts should also give great respect to knowing, voluntary, and intelligent pleas of guilty. But we should not foreclose relief because a defendant pleaded guilty when the policy behind granting relief on a bare innocence claim is the same.

The legislature has enacted two statutes that contemplate a defendant’s being able to seek relief on a claim of actual innocence after a guilty plea: Code of Criminal Procedure article 64.03(b), and Texas Civil Practices and Remedies Code section 103.001.

Newly-enacted Chapter 64 of the Code of Criminal Procedure sets out procedures for convicted defendants to obtain forensic DNA testing. Article 64.03(b) states that:

A convicted person who pleaded guilty or nolo contend ere in the case may submit a motion under this chapter, and the convicting court is prohibited from finding that identity was not an issue in the case solely on the basis of that plea.

Tex.Code Crim. Proc. art. 64.03(b). Defendants who pleaded guilty or nolo con-tendere may obtain forensic DNA testing if they meet the requirements of Chapter 64.

Chapter 64 provides for forensic DNA testing but does not provide a vehicle for obtaining relief if testing reveals affirmative evidence of innocence. The vehicle for relief after obtaining test results that constitute affirmative evidence of innocence is article 11.07 for noncapital felonies and article 11.071 for capital murder. The legislature has not limited actual innocence claims based on forensic DNA testing to defendants who pleaded not guilty and went to trial. Neither should we.

Chapter 103 of the Civil Practices and Remedies Code sets out procedures to compensate persons wrongfully imprisoned. Section 103.001 names claimants who are eligible for compensation. Before 2001, the statute provided compensation only for claimants who had pleaded not guilty to the criminal charge that led to imprisonment. The legislature amended the statute, and it now states:

(a) A person is entitled to compensation if:
(1) the person has served in whole or in part a sentence in prison under the laws of this state;
(2) the person:
(A) has received a full pardon on the basis of innocence for the crime for which the person was sentenced; or
(B) has been granted relief on the basis of actual innocence of the crime for which the person was sentenced.

Tex. Civ. Prac. & Rem.Code § 103.001(a). Compensation is available under this provision for claimants who have been granted relief on the basis of an actual innocence claim, regardless of how the claimant pleaded to the charges.

The State makes three main arguments against our conclusion: (1) the applicant’s plea is not subject to collateral review; (2) public policy is served by finality; and (3) granting relief to the applicant would encourage and reward perjury.

The State argues the applicant’s plea is not subject to collateral review. Habeas corpus, it argues, is traditionally governed by equitable principles, and the applicant’s conduct in this case may preclude his being entitled to relief.

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Cite This Page — Counsel Stack

Bluebook (online)
109 S.W.3d 388, 2003 Tex. Crim. App. LEXIS 158, 2002 WL 31839169, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ex-parte-tuley-texcrimapp-2003.