Ex Parte Farley

570 S.W.2d 617, 1978 Ky. LEXIS 390
CourtKentucky Supreme Court
DecidedJuly 25, 1978
StatusPublished
Cited by60 cases

This text of 570 S.W.2d 617 (Ex Parte Farley) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ex Parte Farley, 570 S.W.2d 617, 1978 Ky. LEXIS 390 (Ky. 1978).

Opinion

PALMORE, Chief Justice.

This proceeding began in the form of a “Complaint for Declaration of Rights” filed by the petitioners in the Franklin Circuit Court. Named as defendants were the Su *619 preme Court of Kentucky “both individually and collectively,” the Chief Justice and individual Justices of the Supreme Court in their respective official capacities, the Administrative Office of the Courts and its Director, and the Executive Assistant to the Chief Justice. For reasons presently discussed we ordered the proceeding transferred to this court and directed that it be styled, treated and practiced as an ex parte application for the ultimate relief desired by the petitioners, which is that they be provided “periodic inspections” and the right to copy whatever records are being compiled pursuant to KRS 532.075(6).

KRS 532.075 was enacted at the 1976 Extraordinary Session of the General Assembly as part of a series of statutory sections relating to the death penalty for serious criminal offenses. Ch. 15, Acts of 1976 (Ex. Session). These statutory sections were patterned after similar provisions enacted by the State of Georgia had passed constitutional muster in Gregg v. Georgia, 428 U.S. 153, 96 S.Ct. 2909, 49 L.Ed.2d 859 (1976).

With exceptions not here pertinent, the laws of this state always have required that the quantum of punishment in a criminal case be prescribed, within the applicable statutory limits, by the jury. See, for example, Chapter IV, § 15, Acts of 1798, as contained in 2 Littell’s Statute Laws of Kentucky, p. 14; § 1136, Carroll’s Kentucky Statutes (Baldwin, 1922); Criminal Code § 258, Carroll’s Kentucky Codes (Baldwin, 1938); KRS 431.130 (Baldwin, 1955). By Chapter 234, Acts of 1962, the Rules of Criminal Procedure (RCr) were recognized as superseding the old Criminal Code and, among other things, KRS 431.130 was amended to delete reference to the fixing of punishment. Since that time the jury requirement has been preserved in RCr 9.84.

From a reading of the 1976 Act (KRS 532.025-532.100, inch) it may be seen that from the beginning of the trial in a capital case there are four successive inquiries leading to final confirmation of the death sentence. First is a trial on the question of guilt or innocence. Then if the defendant is found guilty the court is required to resume the trial and conduct a presentence hearing, at which the same jury hears evidence of aggravating and mitigating circumstances as defined in KRS 532.025(2), determines whether any of those circumstances exist, and recommends a sentence. Thirdly, whatever may be the jury’s recommendation, “upon the findings of the jury, the judge shall fix a sentence within the limits prescribed by law.” 1 Lastly, if the death sentence is imposed, KRS 532.075 requires that it be reviewed by the Supreme Court “on the record.” This much must be done regardless of whether there is an appeal. Cf. KRS 532.075(2), (8).

In addition to those matters that are discernible “on the record,” KRS 532.075(3) introduces a question calling for another category of information (which, of course, would not appear in the record of the case) to be considered by the Supreme Court incident to its review of the sentence: “Whether the sentence of death is excessive or disproportionate to the penalty imposed in similar cases, considering both the crime and the defendant.”

To implement this latter provision, KRS 532.075(6) provides as follows:

“(6) The chief justice shall assign to an administrative assistant who is an attorney the following duties:
(a) To accumulate the records of all felony offenses in which the death penalty was imposed after January 1,1970, or such earlier date as the court may deem appropriate.
(b) To provide the court with whatever extracted information it desires with respect thereto, including but not limited to a synopsis or brief of the facts in the record concerning the crime and the defendant.
*620 (c) To compile such data as are deemed by the chief justice to be appropriate and relevant to the statutory questions concerning the validity of the sentence.”

KRS 532.075(5) provides in part as follows (referring to the Supreme Court): “The court shall include in its decision a reference to those similar cases which it took into consideration.”

The petitioner Farley is Public Advocate (formerly Public Defender, cf. Ch. 155, § 20, Acts of 1978) for the Commonwealth. His office is an “independent agency of state government,” KRS 31.010, and its duties include the defense of indigent defendants in criminal cases. KRS 31.030. Despite this legislative designation of his office as an independent agency of state government, the Public Advocate is “directly responsible” to the Secretary of Justice. KRS 31.020. The Secretary of Justice is head of the Department of Justice, and is an executive cabinet officer appointed by the Governor. KRS 11.065, 12.020. The Office for Public Advocacy is, in fine, an agency of the executive branch of the state government, and insofar as his relationship to the Court of Justice (cf. Const. § 109) is concerned, the position of the Public Advocate is no more and no less than that of any other lawyer practicing before it.

The Court of Justice and its officers and employes are the judicial department of the Commonwealth. Const. §§ 27, 28,109. The Court of Justice is a “unified judicial system for operation and administration.” Id., § 109. In addition to its appellate jurisdiction with regard to matters in litigation, Const.

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Bluebook (online)
570 S.W.2d 617, 1978 Ky. LEXIS 390, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ex-parte-farley-ky-1978.