Ethics Commission v. Keating

1998 OK 36, 958 P.2d 1250, 1998 WL 241848
CourtSupreme Court of Oklahoma
DecidedAugust 20, 1998
Docket90010
StatusPublished
Cited by42 cases

This text of 1998 OK 36 (Ethics Commission v. Keating) is published on Counsel Stack Legal Research, covering Supreme Court of Oklahoma primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ethics Commission v. Keating, 1998 OK 36, 958 P.2d 1250, 1998 WL 241848 (Okla. 1998).

Opinions

SUMMERS, Vice Chief Justice.

¶ 1 Governor Frank Keating and the Oklahoma Ethics Commission have joined in asking this Court to assume original jurisdiction and decide their well publicized controversy. For the reasons to be stated we grant their joint Application to Assume. Our decision is that the transportation provided to the Governor by the Department of Public Safety did not violate the Ethics Commission’s Rule, that the Rule as written is overly broad in that it purports to control the Governor’s statutorily provided security, and that it may not be enforced against the Governor in the context of the facts of this case as stipulated.

¶2 The Ethics Commission has a Rule that prohibits the use of public property for a partisan political fundraiser. The Governor has appeared at fundraisers for candidates using transportation provided by the Department of Public Safety (Department or DPS). A statute requires the Department to provide transportation to the Governor. The Ethics Commission says that the Governor cannot use this transportation to attend partisan political events. The Governor says that the statute controls. Both sides have asked us to assume original jurisdiction, and each argues that the issues involved in this controversy require a prompt resolution by this Court.1

I. ASSUMPTION OF ORIGINAL JURISDICTION

¶ 3 Before addressing the merits we must inquire whether the controversy is of such a nature that this Court should assume original jurisdiction. Three related controversies involving the Governor and Ethics Commission are pending in the District Court of Oklahoma County. We are not asked to supervise the District Court controversies, but to assume concurrent original [1253]*1253jurisdiction and grant declaratory relief on the merits of the issue before the District Court. Frequently, when this Court has assumed original jurisdiction in a publici juris controversy we have done so because of a public need for a speedy judicial determination. See, e.g., Post Oak Oil Co. v. Oklahoma Tax Commission, 1978 OK 20, ¶ 5, 575 P.2d 964, 967; Halstead v. McHendry, 1977 OK 131, ¶ 4, 566 P.2d 134, 186.

¶4 The Ethics Commission argues that time is of the essence. It contends that the three pending suits in Oklahoma County District Court (not to mention any subsequent appeals) cannot be adjudicated prior to the 1998 elections. It further argues that it is a nonpartisan constitutional agency, and that it seeks an immediate adjudication of the issue in order to avoid the appearance of playing a part in the outcome of the 1998 elections. It points out that the issue is one of first impression, that the District Court has ruled that a declaratory judgment is a form of relief not available to the parties in that forum, and that the District Court suits are progressing at different rates. The Governor makes similar arguments, and points to the financial strain on the public purse.

¶ 5 In several controversies we have concluded that a public need for speedy judicial determination was present when the assumption of original jurisdiction was essential for the orderly fiscal management and budgeting of state and local governmental entities. Keating v. Johnson, 1996 OK 61, ¶ 10, 918 P.2d 51, 56; Ethics Commission v. Cullison, 1993 OK 37, 850 P.2d 1069. But the issue before us does not involve budgeting processes or expending funds of the Commission or the Governor. Rather, the essence of the arguments is that the cost of protracted District Court litigation will drain the fiscal resources of the Commission and Governor, and thereby negatively impact the performance of their public duties. Tied to this argument is the concept that the public should not be required to pay needless litigation costs.

¶ 6 The litigation-cost argument is similar to those in Board of County Commissioners of Harmon County v. Keen, 194 Okla. 593, 153 P.2d 483 (1944) and Atchison T. & S.F. Ry. Co. v. Love, 29 Okla. 738, 119 P. 207 (1911). In the former case the Court explained why it .would grant prohibition in the context of assuming original jurisdiction. We said that allowing further proceedings when no cause of action existed .against a board of county commissioners would result in “a burdensome and expensive trial that will consume public funds, a part of which would not be taxable costs, and those that are taxable might not be recoverable.” 153 P.2d at 485. In Atchison T. & S.F. Ry. Co., the railroad sought original jurisdiction relief and a writ to the Corporation Commission. We said that “the interest of the state” required an early settlement on the issue of the jurisdiction of the Commission, and we then said that several unwarranted proceedings before the Commission would be “an injustice to the people who patronize this transportation company, for upon them finally will fall the great expense growing out of that class of litigation.” Id. 119 P. at 208.

¶ 7 This authority provides a strong argument for our assumption of original jurisdiction. However, many agencies of this State are involved in litigation, and often in opposition with other State agencies. This Court cannot serve as a court of first resort for all such disputes when a district court possesses concurrent jurisdiction. Keating v. Johnson, supra. Intra-governmental disputes are generally adjudicated in a district court with review in this Court by appeal. See e.g., Breeden v. Nigh, 1968 OK 88, 441 P.2d 981, where we affirmed the district court’s writ of mandamus in a dispute between the Lieutenant Governor and the Director of the Oklahoma Industrial Development and Park Commission. One reason that makes this case an exception is that a pressing need for prompt resolution is present in order to avoid a disruption of the Ethics Commission’s ability to function.

¶ 8 In Association of Classroom Teachers of Okla. City, Inc. v. Independent School Dist. No. 89 of Okla. County, 1975 OK 118, 540 P.2d 1171, we explained that a time-[1254]*1254consuming district court trial and subsequent appeal would have led to a disruption of the educational system in a teacher-contract dispute. Id. at ¶ 20, 540 P.2d at 1175. We noted the disruption to fiscal planning and administration of the school district. Id. at ¶ 8, 540 P.2d at 1174. Original jurisdiction was assumed so that the important function of education would continue without disruption.

¶ 9 The Commission states that the dispute is straining its financial and personnel resources, and that a prompt adjudication is necessary. It reports that its “small staff needs to prepare for the 1998 elections — a process which, for many filers, has already commenced.” It further states that only a rapid disposition of the controversy can assure a smooth operation of its functions associated with the 1998 elections. The election process is protected by our fundamental law, and the Ethics Commission is charged by our State Constitution to investigate and prosecute violations of its rules involving election campaigns. Simpson v. Dixon, 1993 OK 71, ¶ 15, 853 P.2d 176, 183-184; Okla. Const. Art. 29 § 4. Although we most often decide election-jurisprudence disputes in the context of reviewing an adjudication of a district court,2 we have assumed original jurisdiction in certain disputes without requiring those litigants to first seek relief in a district court. See e.g., Box v. State Election Board of Oklahoma, 1974 OK 104, 526 P.2d 936; Golden v.

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Bluebook (online)
1998 OK 36, 958 P.2d 1250, 1998 WL 241848, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ethics-commission-v-keating-okla-1998.