Estate of Tank
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Opinion
#29809-r-JMK 2023 S.D. 59
IN THE SUPREME COURT OF THE STATE OF SOUTH DAKOTA
****
IN THE MATTER OF THE ESTATE OF RUSSELL O. TANK, Deceased. ****
APPEAL FROM THE CIRCUIT COURT OF THE FIFTH JUDICIAL CIRCUIT MARSHALL COUNTY, SOUTH DAKOTA
THE HONORABLE TONY L. PORTRA Judge
DANIEL K. BRENDTRO ROBERT D. TRZYNKA of Hovland, Rasmus, Brendtro & Trzynka, Prof. LLC Sioux Falls, South Dakota Attorneys for Appellant Sherri Castro.
REED RASMUSSEN of Siegel, Barnett and Schutz, LLP Aberdeen, South Dakota Attorneys for Appellee Jason Bender.
ARGUED OCTOBER 5, 2022 OPINION FILED 11/21/23 #29809
KERN, Justice
[¶1.] For most of his life, Russell Tank farmed a sizeable estate in Britton,
South Dakota. Upon his death, Jason Bender, Russell’s neighbor and long-time
farm tenant, offered Russell’s last will and testament for probate. The will named
Bender as the Estate’s sole heir and personal representative. Russell’s four children
challenged the validity of the will based on a lack of testamentary capacity, insane
delusions, and undue influence. The circuit court granted summary judgment
against the children on all three grounds. On appeal to this Court, we reversed the
circuit court’s determination that no material issues of fact existed on the undue
influence claim brought by Sherri Castro, Russell’s daughter. On remand, Sherri
contested the will on the grounds of undue influence. The matter was tried to a jury
which returned a verdict for Sherri, finding that Bender unduly influenced Russell’s
will. Post-trial, Bender filed a renewed motion for judgment as a matter of law and,
in the alternative, a motion for a new trial. The circuit court granted both, finding
that there was insufficient evidence to support the jury’s verdict of undue influence.
Sherri appeals. We reverse.
Factual and Procedural History
[¶2.] Russell Tank met and married his wife Harriet shortly after returning
from service in the U.S. Army during the 1950s. Four children were born to the
marriage: Sherri Castro, Arlo Tank, Renald (Renny) Tank, and Regina (Gina)
Ellingson. Russell and Harriet divorced in 1974, entering into a stipulation
resolving custody of their children. They agreed that Arlo would live with Russell
on the farm, while the other three children would live with Harriet. Russell’s farm
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consisted of four and a half quarters in Waverly Township, about three miles south
and a mile east of Britton. Initially, Harriet and the three children moved in with
her parents while she recovered her financial footing. Harriet began working in a
nursing home and eventually became Horton Industry’s first female employee.
Harriet and the three kids settled in Britton.
[¶3.] Growing up, Sherri, Renny, and Gina would visit Russell every other
weekend during the school year and would spend entire weeks at the farm during
summer vacation, especially around baling season. Despite their efforts to form a
connection and their attempts to spend time with Russell, the now-adult children
testified at trial that Russell never seemed interested in them or their activities,
and he failed to show them love or affection. The children described how Russell
would not make eye contact with them, rarely talked to them, and would stare off
into the distance when they were around. They claimed that Russell’s only
interests involved his dog Whitey and restoring vintage vehicles.
[¶4.] At the time of his parent’s divorce, Arlo was seven and remained with
his father and helped him farm. Arlo described growing up in Russell’s home as
“eerie, quiet, . . . and scary” with “no furniture [and] no food.” As Arlo aged, he took
on more farm-related responsibilities. Arlo testified that Russell did not like banks,
did not trust people and hated the IRS and cops. If he told his father “no” when
asked to do something, Russell would fly into a rage. Due to his father’s distrust for
banks, Russell and Arlo placed the farm operating loans in Arlo’s name. In 1985,
over Labor Day weekend, when Arlo was 22 years old, Russell kicked him off the
farm without warning. Arlo left with nothing but his pickup and the clothes on his
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back. At trial, Arlo testified that he thought Russell made him leave because Arlo
had proposed to his girlfriend. With the farm operation loans still in his name and
having little capacity to make the payments, Arlo had to sue his father for the
money to satisfy the debt. Arlo continued to live in the area and attempted to reach
out to Russell on two occasions, once standing next to him at a funeral and, in
another instance, parking his own antique car next to Russell’s at a parade. Russell
refused to acknowledge him on either occasion. Accordingly, Arlo had little contact
with Russell after 1986.
[¶5.] Around the time Russell kicked Arlo off the farm, Renny, who was then
17 years old, moved to the farm to help his father. Renny testified that his father
was distrustful of banks and paranoid, keeping guns all over the house including
above the doors, under his pillow, in the bathroom, mounted under the kitchen
table, and in his vehicles. He also kept large amounts of cash in the house. Russell
was prone to fits of rage and would scream and throw things when angry. Around
1995, Russell built a new shop where he continued to rebuild and restore antique
cars. Within the shop, Russell built a small apartment-like unit, which he moved
into full time. Through the years, Russell made comments to Renny referencing the
quarters of land he had picked out for each child. Arlo was to receive the quarter
across the road, and Renny was to get the quarter that was inherited from his
grandfather.
[¶6.] By the late 1990s, several neighbors, including Jason Bender and Boyd
Hagenson, started to frequent the shop to play cards in the evening. Around this
same time, Bender could often be found at Russell’s shop. Renny testified that
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during this time it became harder to talk to and reason with Russell and that
Bender was with him “more and more.”
[¶7.] Jean Cole, who worked for First State Bank from 1988 to 2014,
testified that she had frequent contact with Russell as a bank customer. In the
early years, she described him as confident and knowing his business. As the years
progressed, he seemed a “little more confused on why he was there and what he was
going to be doing.” He once told her that “maybe his mind wasn’t clicking like he
wanted it to be.” Cole testified that by 1998, Hagenson often accompanied Russell
and would peer over his shoulder watching him intently. Russell took out tens of
thousands of dollars in cash which he subsequently buried in various locations on
his farm. Cole testified that, as time went on, she could tell Russell was confused.
[¶8.] Renny continued to live and work on the farm until 2001, when Russell
abruptly told Renny he had to leave. Jerry Smith, a family acquaintance, testified
that he was at a card game at Russell’s shop a few months before Russell kicked
Renny off the farm. Smith testified that Bender and his wife Tammy, a financial
advisor, were also present. During the card game, a general conversation started in
which everyone began making negative remarks about Renny, which lasted the
entire evening. Outraged by this conversation, Smith left the shop because, in his
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#29809-r-JMK 2023 S.D. 59
IN THE SUPREME COURT OF THE STATE OF SOUTH DAKOTA
****
IN THE MATTER OF THE ESTATE OF RUSSELL O. TANK, Deceased. ****
APPEAL FROM THE CIRCUIT COURT OF THE FIFTH JUDICIAL CIRCUIT MARSHALL COUNTY, SOUTH DAKOTA
THE HONORABLE TONY L. PORTRA Judge
DANIEL K. BRENDTRO ROBERT D. TRZYNKA of Hovland, Rasmus, Brendtro & Trzynka, Prof. LLC Sioux Falls, South Dakota Attorneys for Appellant Sherri Castro.
REED RASMUSSEN of Siegel, Barnett and Schutz, LLP Aberdeen, South Dakota Attorneys for Appellee Jason Bender.
ARGUED OCTOBER 5, 2022 OPINION FILED 11/21/23 #29809
KERN, Justice
[¶1.] For most of his life, Russell Tank farmed a sizeable estate in Britton,
South Dakota. Upon his death, Jason Bender, Russell’s neighbor and long-time
farm tenant, offered Russell’s last will and testament for probate. The will named
Bender as the Estate’s sole heir and personal representative. Russell’s four children
challenged the validity of the will based on a lack of testamentary capacity, insane
delusions, and undue influence. The circuit court granted summary judgment
against the children on all three grounds. On appeal to this Court, we reversed the
circuit court’s determination that no material issues of fact existed on the undue
influence claim brought by Sherri Castro, Russell’s daughter. On remand, Sherri
contested the will on the grounds of undue influence. The matter was tried to a jury
which returned a verdict for Sherri, finding that Bender unduly influenced Russell’s
will. Post-trial, Bender filed a renewed motion for judgment as a matter of law and,
in the alternative, a motion for a new trial. The circuit court granted both, finding
that there was insufficient evidence to support the jury’s verdict of undue influence.
Sherri appeals. We reverse.
Factual and Procedural History
[¶2.] Russell Tank met and married his wife Harriet shortly after returning
from service in the U.S. Army during the 1950s. Four children were born to the
marriage: Sherri Castro, Arlo Tank, Renald (Renny) Tank, and Regina (Gina)
Ellingson. Russell and Harriet divorced in 1974, entering into a stipulation
resolving custody of their children. They agreed that Arlo would live with Russell
on the farm, while the other three children would live with Harriet. Russell’s farm
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consisted of four and a half quarters in Waverly Township, about three miles south
and a mile east of Britton. Initially, Harriet and the three children moved in with
her parents while she recovered her financial footing. Harriet began working in a
nursing home and eventually became Horton Industry’s first female employee.
Harriet and the three kids settled in Britton.
[¶3.] Growing up, Sherri, Renny, and Gina would visit Russell every other
weekend during the school year and would spend entire weeks at the farm during
summer vacation, especially around baling season. Despite their efforts to form a
connection and their attempts to spend time with Russell, the now-adult children
testified at trial that Russell never seemed interested in them or their activities,
and he failed to show them love or affection. The children described how Russell
would not make eye contact with them, rarely talked to them, and would stare off
into the distance when they were around. They claimed that Russell’s only
interests involved his dog Whitey and restoring vintage vehicles.
[¶4.] At the time of his parent’s divorce, Arlo was seven and remained with
his father and helped him farm. Arlo described growing up in Russell’s home as
“eerie, quiet, . . . and scary” with “no furniture [and] no food.” As Arlo aged, he took
on more farm-related responsibilities. Arlo testified that Russell did not like banks,
did not trust people and hated the IRS and cops. If he told his father “no” when
asked to do something, Russell would fly into a rage. Due to his father’s distrust for
banks, Russell and Arlo placed the farm operating loans in Arlo’s name. In 1985,
over Labor Day weekend, when Arlo was 22 years old, Russell kicked him off the
farm without warning. Arlo left with nothing but his pickup and the clothes on his
-2- #29809
back. At trial, Arlo testified that he thought Russell made him leave because Arlo
had proposed to his girlfriend. With the farm operation loans still in his name and
having little capacity to make the payments, Arlo had to sue his father for the
money to satisfy the debt. Arlo continued to live in the area and attempted to reach
out to Russell on two occasions, once standing next to him at a funeral and, in
another instance, parking his own antique car next to Russell’s at a parade. Russell
refused to acknowledge him on either occasion. Accordingly, Arlo had little contact
with Russell after 1986.
[¶5.] Around the time Russell kicked Arlo off the farm, Renny, who was then
17 years old, moved to the farm to help his father. Renny testified that his father
was distrustful of banks and paranoid, keeping guns all over the house including
above the doors, under his pillow, in the bathroom, mounted under the kitchen
table, and in his vehicles. He also kept large amounts of cash in the house. Russell
was prone to fits of rage and would scream and throw things when angry. Around
1995, Russell built a new shop where he continued to rebuild and restore antique
cars. Within the shop, Russell built a small apartment-like unit, which he moved
into full time. Through the years, Russell made comments to Renny referencing the
quarters of land he had picked out for each child. Arlo was to receive the quarter
across the road, and Renny was to get the quarter that was inherited from his
grandfather.
[¶6.] By the late 1990s, several neighbors, including Jason Bender and Boyd
Hagenson, started to frequent the shop to play cards in the evening. Around this
same time, Bender could often be found at Russell’s shop. Renny testified that
-3- #29809
during this time it became harder to talk to and reason with Russell and that
Bender was with him “more and more.”
[¶7.] Jean Cole, who worked for First State Bank from 1988 to 2014,
testified that she had frequent contact with Russell as a bank customer. In the
early years, she described him as confident and knowing his business. As the years
progressed, he seemed a “little more confused on why he was there and what he was
going to be doing.” He once told her that “maybe his mind wasn’t clicking like he
wanted it to be.” Cole testified that by 1998, Hagenson often accompanied Russell
and would peer over his shoulder watching him intently. Russell took out tens of
thousands of dollars in cash which he subsequently buried in various locations on
his farm. Cole testified that, as time went on, she could tell Russell was confused.
[¶8.] Renny continued to live and work on the farm until 2001, when Russell
abruptly told Renny he had to leave. Jerry Smith, a family acquaintance, testified
that he was at a card game at Russell’s shop a few months before Russell kicked
Renny off the farm. Smith testified that Bender and his wife Tammy, a financial
advisor, were also present. During the card game, a general conversation started in
which everyone began making negative remarks about Renny, which lasted the
entire evening. Outraged by this conversation, Smith left the shop because, in his
view, Renny was not the type of guy who deserved it. After Renny was kicked off
the farm, Smith tried to intervene with Russell, but he was unwilling to change his
mind. Smith described Russell as distrustful of others, often believing he had been
“screwed” by people. He also stated that Russell never forgot someone who had
done him wrong. After getting ejected from the farm, Renny rented and farmed a
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place nearby and got a job selling seed. Meanwhile, Russell let his tillable acres lay
fallow, resulting in “hundreds of acres of weeds . . . close to eight, nine feet tall[.]”
Through the years, Renny would continue to have occasional interactions with
Russell.
[¶9.] Sherri and Gina left Britton after high school. Gina moved to the
Minneapolis area but made frequent trips home throughout her twenties. The trips
became less frequent as her career and family grew and she moved farther away
from Britton. She testified that her father refused to interact with her and she had
not spoken to him since 1993. Sherri left Britton in 1982 and settled in Arizona.
Sherri continued to visit her father at least six times between 1995 and 2001.
Sherri testified that she last saw her father during the summer of 2004, and she
could tell that he was getting weaker mentally and physically. Both daughters
testified about how they had continued their attempts to foster a relationship with
their father through the years by sending him letters, cards, and invitations to
special events. But Russell never responded.
[¶10.] With the farmland lying fallow, in 2002, Bender began leasing
Russell’s land for $50 an acre, which at the time was close to market value. Two
months later, Russell also began investing funds with Edward Jones through
Bender’s wife. Bender continued to lease Russell’s land up until Russell’s death in
2016. The price never exceeded $50 an acre, despite the market rental value
increasing to around $200 an acre over the course of the next ten years. Bender
acknowledged the rate was far below market value but insisted that Russell refused
to accept more per acre.
-5- #29809
[¶11.] As the years passed, Bender and Russell grew closer, and Bender
provided him with more assistance. Bender bought a Model A car which he worked
on in Russell’s shop. He also mowed his lawn, sprayed around the outbuildings, cut
wood, and stocked meat in Russell’s freezer. Bender testified that he would bring
his little girls to Russell’s shop and let them run around while he and Russell
tinkered with cars. Bender also testified about how he would assist Russell in more
significant ways, such as accompanying him on trips to Ohio where he visited
friends, taking him to Rapid City to visit his brother’s memorial, and burying his
dog Whitey after he had to put it down.
[¶12.] Several neighbors testified that it was often difficult for them to be
alone with Russell. Ben Waldner, a long-time friend from the Hutterite colony,
testified that it appeared to him that Hagenson did not want him to be alone with
Russell. Darin Roehr, a family friend, also testified that Hagenson, another
neighbor of Russell’s, was controlling and would come out of the shop if he came to
visit Russell. Waldner also noticed photographs of children on Russell’s refrigerator
and, when asked, Russell told him Bender or Hagenson put them there and he did
not know who was depicted in the pictures.
[¶13.] In a little over a decade, Russell executed three wills applicable to this
appeal. The first will was prepared by attorney Tom Sannes and executed in 2001.
In preparing this first will, Russell told Sannes that he wanted to disinherit his
three youngest children and leave everything to his daughter Sherri. Foreseeing
litigation, Sannes required Russell to receive a competency evaluation from a local
physician before drafting his will. The physician examined Russell and sent Sannes
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a letter confirming Russell was mentally competent. Sannes then drafted and
Russell executed the 2001 will, which gave Sherri all his real property, valued at
approximately $3.5 million, and left several vintage vehicles to a friend.
[¶14.] The second will, executed in October 2004, disinherited Sherri and
named Bender as the primary beneficiary. Russell told Sannes that he wanted to
remove Sherri and replace her with Bender. Russell told Sannes that Sherri did not
come to see him anymore, even though, unbeknownst to Sannes, Sherri had visited
him just two months earlier. At trial, Sannes testified that he had no impression
that Bender encouraged or was directly involved in Russell’s decision to change his
will. Russell told Sannes that Bender was a good guy who did not know of his
plans. He also conveyed that Bender was in the hospital recovering from a
motorcycle accident and that he had been visiting him. Sannes stated that Russell
clearly expressed his wishes and fully understood what he was requesting. Under
the 2004 will, Russell left all of his property to Bender except for the same vintage
vehicles which he left to friends, including Hagenson.
[¶15.] In 2009, Russell directed Sannes to draft a durable power of attorney
and health care power of attorney naming Bender as his attorney-in-fact with
Bender’s wife as the alternate. Sannes testified that there was no indication of
pressure to execute the powers of attorney.
[¶16.] Russell made his third and final will in 2012. On November 9, Russell
visited Sannes intending to make changes to his will. Sannes testified that he
advised Russell not to make any changes. At the time, it appeared Russell heeded
Sannes’s advice. However, a month later, Russell sought attorney Kari Bartling’s
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services to draft a new will. Russell told Bartling that he was angry with Sannes
because Sannes had changed and was now against him. Bartling agreed to draft
Russell’s third will, which revoked all prior wills and named Bender as the sole
beneficiary and personal representative of Russell’s estate. Again, the will
specifically disinherited Russell’s four children. Bartling testified that she had no
hesitation about Russell’s ability to understand his request, so she proceeded to
draft the will without ordering a competency evaluation. Bartling also
acknowledged that she would have required Russell to see a doctor before drafting
the will if she was aware of a diagnosis indicating cognitive decline or delusion
disorder.
[¶17.] During her testimony, Bartling was shown two exhibits of codicils
handwritten by Bender two weeks after Russell executed his 2012 will with
Bartling. The codicils purported to give John Beaner, Bender’s old college
roommate, and Hagenson six of Russell’s vehicles and $100,000 cash. Bartling
testified that because all property was bequeathed to Bender in the 2012 will, she
was unaware of any circumstances that would make Russell change his mind about
the division of his property within two weeks of drafting a new will. Bartling also
acknowledged that the codicils were invalid because they were in Bender’s
handwriting, not Russell’s.
[¶18.] Russell died on May 25, 2016, at age 84. Upon Russell’s death, Bender
offered the 2012 will into probate on June 6, 2016, as Russell’s last will and
testament. Soon after, Russell’s children (Contestants) petitioned, challenging the
will on the grounds of undue influence, lack of testamentary capacity, and insane
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delusion. In 2018, Bender moved for summary judgment on the Contestants’
petition. The circuit court granted Bender’s motion, concluding that Russell did not
lack testamentary capacity, did not suffer from insane delusion, and there was no
evidence supporting a claim of undue influence. Contestants appealed all three
grounds the circuit court relied upon in granting summary judgment.
[¶19.] This Court reversed the circuit court’s decision regarding Sherri’s
claim for undue influence. In re Estate of Tank (Tank I), 2020 S.D. 2, 938 N.W.2d
449. This Court determined that summary judgment was not appropriate because
of the existence of issues of material fact regarding “Russell’s decision to give nearly
all his property to Sherri in the 2001 will and then disinherit her completely in the
2004 will, just three years later.” Id. ¶ 44, 938 N.W.2d at 461. Relying on In re
Blake’s Estate, 136 N.W.2d 242, 247 (S.D. 1965), Bender argued that the consistency
between the 2004 and 2012 wills strongly negates the existence of undue influence.
This Court acknowledged that the similarity between the two wills would be
relevant information for a fact finder to consider but would not in and of itself be
determinative of the issue of undue influence. See Tank I, 2020 S.D. 2, ¶ 44, 938
N.W.2d at 461. Sherri claimed that the 2012 will was the result of a continued
multi-year undue influence scheme that pervaded the 2004 will. After remand, the
parties engaged in pretrial proceedings including Bender’s motion in limine which
the court granted, in part, excluding nearly all testimony of events occurring after
2012. 1
1. Some of the testimony referenced in paragraph 42 of Tank I was excluded as irrelevant, including evidence that Russell gave Bender a large amount of (continued . . .) -9- #29809
[¶20.] The circuit court conducted a four-day jury trial on Sherri’s undue
influence claim. Sherri called sixteen witnesses, including Dr. Rodney Swenson, a
neuropsychologist, who testified that in his opinion Russell was cognitively
impaired and subject to undue influence. In preparation for his testimony
regarding Russell’s cognitive abilities, he reviewed Russell’s medical records, brain
MRIs taken in 2003 and 2010, and the depositions of the witnesses. In Dr.
Swenson’s opinion, Russell was mentally ill, suffering from vascular dementia,
persistent delusional disorder, and paranoia, leaving him vulnerable to
manipulation and undue influence.
[¶21.] Dr. Swenson also described the characteristics of “influencers” who use
their relationships with a vulnerable person to “embed themselves with the person
and start the process of . . . predator[y] behavior.” Such “influencers” often feel they
are entitled “to what they’re getting from this person even though it is out of
proportion to what they should get.” Dr. Swenson explained that a mentally ill
person like Russell could be effectively manipulated by playing along “with their
delusional disorder” without confronting them or rocking the boat. In Dr.
Swenson’s opinion, Russell was susceptible to undue influence by Bender.
________________________ (. . . continued) cash in 2009 for safekeeping; that after Russell was placed in a nursing home in 2015, Bender dug up his cash and put it in a safe which he did not inventory or reveal until after Russell’s death; and that after Bender had access to Russell’s cash, he bought a tractor from a neighbor, paying for it with cash that smelled so moldy that the neighbor had to store it outside to let it air out. The circuit court also precluded testimony regarding Bender’s name being added to Russell’s bank accounts, to a sizeable annuity held by Bender’s wife, and testimony regarding Hagenson, who spent significant time with Russell and accompanied him to the bank in 2013 when he made a large cash withdrawal.
-10- #29809
[¶22.] At trial, Bender testified extensively and called five witnesses
including his own expert, Dr. David Travel, a professor of neurology. Dr. Travel
testified that in his opinion Russell was an eccentric but competent, cognitively
intact person who was stubborn and not susceptible to undue influence. After four
hours of deliberation, the jury unanimously concluded that the 2012 will
disinheriting Sherri and naming Bender as the beneficiary was the product of
undue influence.
[¶23.] After trial, Bender filed a renewed motion for judgment as a matter of
law and, in the alternative, a motion for a new trial. At a hearing on these motions,
the circuit court vacated the jury’s verdict and granted Bender’s motion for
judgment as a matter of law and, alternatively, his motion for a new trial. Sherri
appeals, raising several issues which we consolidate and restate as follows:
1. Whether the circuit court erred by granting a renewed post-verdict motion for judgment as a matter of law (Rule 50(b)) on grounds that were not earlier advanced in the motion made during trial per Rule 50(a).
2. Whether the circuit court erred by vacating the jury’s verdict on grounds that there was insufficient evidence to establish the elements of Sherri’s undue influence claim.
3. Whether the circuit court erred by granting, in the alternative, a new trial on grounds that there was insufficient evidence to support the jury’s verdict.
4. Whether Sherri is entitled to post-trial relief, including an order reinstating the verdict, removing Bender as personal representative, and requiring him to repay the attorney fees awarded by the circuit court.
-11- #29809
Analysis and Decision
Renewed Motion for Judgment as a Matter of Law
[¶24.] At the end of her case-in-chief, Sherri moved for judgment as a matter
of law under SDCL 15-6-50(a) on each element of undue influence, arguing that no
reasonable juror could differ on whether the elements had been proven. Aside from
opposing Sherri’s motion, Bender made his own motion for judgment as a matter of
law. Bender argued,
I think there is sufficient evidence to take the case to the jury with regard to the first three elements of the undue influence test. However, that’s not the case for the fourth element. . . . Based on the evidence presented, there’s no way a reasonable jury could conclude that the 2012 will . . . clearly shows the effects of undue influence.
The circuit court denied both parties’ motions stating,
[this court] doesn’t believe that the Supreme Court sent [the case] back to the circuit court level to - - only have the court turn around and then take it away from the jury. This court isn’t being asked to be the final decision maker, that’s for the jury to decide. . . I believe the direction from the Supreme Court was to come back and have the jury listen to the facts and make the decision. So that’s what this court intends to do.
[¶25.] At the close of evidence, Sherri renewed her motion. The circuit court
asked Bender’s counsel, “do you wish to renew your motion,” to which he responded,
“Yes, your Honor. Do you want me to talk for half an hour or just renew it.” He
then said only that he was renewing the earlier motion. The court denied both
motions on the grounds previously expressed. After the jury returned a verdict for
Sherri, Bender filed a post-verdict motion for judgment as a matter of law under
SDCL 15-6-50(b) (Rule 50(b)), previously called a motion for judgment
notwithstanding the verdict. Bender’s motion conceded the second element of
-12- #29809
undue influence, the opportunity to influence, but argued that Sherri failed to
present sufficient evidence at trial to support finding elements one, three, and four
of undue influence, namely, that Russell was susceptible to being influenced, that
Bender had a disposition to exert influence for an improper purpose, and that the
result is one that clearly shows the effects of undue influence. The circuit court
granted Bender’s motion after holding a hearing on the matter on September 8,
2020.
[¶26.] On appeal, Sherri argues that the circuit court committed two errors
related to Bender’s Rule 50(b) motion. First, Sherri argues the court erred by
considering and granting Bender’s Rule 50(b) motion on different grounds than
what was included in his Rule 50(a) motion. Second, Sherri argues that the court
erred by granting Bender’s Rule 50(b) motion based on insufficient evidence
supporting the jury’s verdict. We address each issue in turn.
a. Whether the circuit court erred by granting a renewed post-verdict motion for judgment as a matter of law (Rule 50(b)) on grounds that were not earlier advanced in the motion made during trial per Rule 50(a).
[¶27.] Sherri contends that Bender’s original motion for judgment as a
matter of law was limited to the fourth element of undue influence. To support her
argument, Sherri points to Bender’s language at trial, “I think there is sufficient
evidence to take the case to the jury with regard to the first three elements of the
undue influence test. However, that’s not the case for the fourth element.” Sherri
argues that by conceding that there was sufficient evidence to send the first three
elements to the jury, Bender’s original motion for judgment as a matter of law is
-13- #29809
limited to the fourth element. Sherri therefore argues that Bender’s renewed
motion for judgment as a matter of law was overbroad because it included elements
one and three, which were not included in his original motion.
[¶28.] Bender contends that Sherri waived this argument by failing to object
at the time the Rule 50(b) motion was filed or at the September motions hearing.
Bender also argues that this Court “has the authority to set aside and ignore
procedural defects” should this Court determine that an overly broad renewed
motion for judgment as a matter of law constitutes such a defect.
[¶29.] We start with Bender’s argument that Sherri waived the Rule 50(b)
issue on appeal because, if successful, that argument could resolve Sherri’s first
issue. Under SDCL 15-6-50(b), “[i]f, for any reason, the court does not grant a
motion for judgment as a matter of law made at the close of evidence . . . [t]he
movant may renew its request for judgment as a matter of law by filing a motion no
later than ten days after notice of entry of judgment.” (Emphasis added.) “A [Rule
50(b)] motion. . . is based on and relates back to [the prior Rule 50(a) motion] made
at the close of evidence. Thus, the grounds asserted in support of the [earlier, pre-
verdict motion] are brought before the trial court for a second review.” United
States v. State, 1999 S.D. 94, ¶ 7, 598 N.W.2d 208, 211 (citations omitted).
[¶30.] “A court reviewing a Rule 50(b) motion is limited to consideration of
only those grounds advanced in the original, Rule 50(a) motion.” Nassar v. Jackson,
779 F.3d 547, 551 (8th Cir. 2015). 2 “[A] post-trial motion for judgment ‘may not
2. South Dakota’s Rule 50(b) is modeled after the Federal Rules of Civil Procedure Rule 50(b). See Harmon v. Washburn, 2008 S.D. 42, ¶ 10, 751 (continued . . .) -14- #29809
advance additional grounds that were not raised in the pre-verdict motion.’”
Conseco Fin. Servicing Corp. v. N. Am. Mortg. Co., 381 F.3d 811, 821 (8th Cir. 2004)
(quoting Walsh v. Nat’l Comput. Sys., 332 F.3d 1150, 1158 (8th Cir. 2003)). This is
because “the Rule 50(b) motion is only a renewal of the pre-verdict motion [and] it
can be granted only on grounds advanced in the pre-verdict motion.” Fed. R. Civ. P.
50(b) advisory comm. notes to 2006 amendment.
[¶31.] Rule 50(b), however, must be applied in conjunction with our rules
regarding waiver and failure to preserve issues for appeal.
Ordinarily an issue not raised before the trial court will not be reviewed at the appellate level. The trial court must be given an opportunity to correct any claimed error before we will review it on appeal. To preserve issues for appellate review litigants must make known to trial courts the action they seek to achieve or object to the actions of the court, giving their reasons. Failing to raise an issue, thereby [not] allowing the circuit court an opportunity to correct the claimed error, results in waiver of the issue.
In re M.D.D., 2009 S.D. 94, ¶ 11, 774 N.W.2d 793, 796–97 (quoting State v. Gard,
2007 S.D. 117, ¶ 15, 742 N.W.2d 257, 261); This rule applies with equal force to
Rule 50(a) and Rule 50(b). An appellant’s “challenge to a[n] [appellee’s] failure to
adhere to the procedural prerequisites of Rule 50(a) and (b) is waivable.” Wallace v.
McGlothan, 606 F.3d 410, 419 (7th Cir. 2010) (citing Collins v. Illinois, 830 F.2d
692, 698 (7th Cir. 1987)). If a party believes opposing counsel’s Rule 50(b) motion
exceeds the grounds stated in counsel’s Rule 50(a) motion, the issue should be
________________________ (. . . continued) N.W.2d 297, 300; see also Fed. R. Civ. P. 50(b) advisory comm. notes to 2006 amendment. This Court has recognized that federal court decisions can assist our efforts to interpret our corresponding rules. Abdulrazzak v. S.D. Bd. of Pardons and Paroles, 2020 S.D. 10, ¶ 40 n.6, 940 N.W.2d 672, 682 n.6.
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brought first to the circuit court’s attention, so they may determine whether the
grounds asserted were proper. Howard v. Walgreen Co., 605 F.3d 1239, 1244 (11th
Cir. 2010). “[If] a party fails to raise the inadequacy . . . that party is precluded
from raising the issue on appeal.” Id. at 1243 (citation omitted).
[¶32.] Here, Bender’s post-verdict Rule 50(b) motion included new grounds
not previously advanced in his Rule 50(a) motion. In his Rule 50(a) motion, Bender
specifically stated, “I think there is sufficient evidence to take the case to the jury
with regard to the first three elements of the undue influence test. However, that’s
not the case for the fourth element.” Yet, after trial, Bender filed a post-verdict
Rule 50(b) motion that challenged the sufficiency of the evidence on elements one,
three, and four. Bender filed his post-verdict Rule 50(b) motion and his supporting
brief with the circuit court on August 24, 2021. Sherri filed her responsive brief,
opposing Bender’s motion, with the circuit court on August 31, 2021. Sherri’s brief
failed to raise the issue that Bender’s Rule 50(b) motion was overly broad and
included grounds not previously raised in his Rule 50(a) motion. Moreover, Sherri
never addressed the issue during the circuit court’s September motions hearing.
Because Sherri failed to raise the issue before the circuit court, despite having
ample opportunity to do so, we determine that Sherri waived the argument that
Bender’s Rule 50(b) motion was overbroad.
[¶33.] In addition, Sherri argues that the statement made by Bender’s
counsel acknowledging there was sufficient evidence to submit the first three
elements to the jury constitutes an admission, citing Tunender v. Minnaert for the
proposition that “counsel admissions ‘may occur at any point during the litigation
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process.’” 1997 S.D. 62, ¶ 35, 563 N.W.2d 849, 856 (quoting Kohne v. Yost, 818 P.2d
360, 362 (Mont. 1991)). Bender contends that his attorney’s comments amounted to
an opinion rather than a substitution of evidence constituting a judicial admission.
[¶34.] This Court defines a judicial admission as “a formal act of a party or
his attorney in court, dispensing with proof of a fact claimed to be true, and is used
as a substitute for legal evidence at trial.” Id. ¶ 21, 563 N.W.2d at 853 (quoting
Harmon v. Christy Lumber, Inc., 402 N.W.2d 690, 692–93 (S.D. 1987)); Judicial
Admission, Black’s Law Dictionary (11th ed. 2019)(“A formal waiver of proof that
relieves an opposing party from having to prove the admitted fact and bars the
party who made the admission from disputing it.”). Although the statements by
Bender’s attorney acknowledged the existence of some evidence, his statements
cannot be equated to an admission. Counsel’s comments were made outside the
presence of the jury and did not function to relieve Sherri’s burden to present
evidence regarding the first three elements of undue influence. Therefore, this
Court determines that Bender’s attorney’s statements do not equate to a judicial
admission.
b. Whether the circuit court erred by vacating the jury’s verdict on grounds that there was insufficient evidence to establish elements three and four of Sherri’s undue influence claim.
[¶35.] An individual may contest a testamentary document on the grounds
that it was unduly influenced by another. “For influence to be undue, it must be of
such a character as to destroy the free agency of the testator and substitute the will
of another for that of the testat[or].” In re Estate of Pringle, 2008 S.D. 38, ¶ 44, 751
N.W.2d 277, 291 (alteration in original) (quoting In re Estate of Schnell, 2004 S.D.
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80, ¶ 21, 683 N.W.2d 415, 421). “The contestant of a testamentary document bears
the burden of ‘proving each of the four elements of undue influence by the greater
weight of the evidence.’” In re Estate of Gaaskjolen, 2020 S.D. 17, ¶ 28, 941 N.W.2d
808, 816 (quoting Pringle, 2008 S.D. 38, ¶ 44, 751 N.W.2d at 291). The elements
necessary to prove an undue influence claim are: “(1) the decedent’s susceptibility to
undue influence; (2) opportunity to exert such influence and effect the wrongful
purpose; (3) a disposition to do so for an improper purpose; and (4) a result showing
the effects of such influence.” Id. (quoting Pringle, 2008 S.D. 38, ¶ 44, 751 N.W.2d
at 291).
[¶36.] In granting Bender’s post-verdict motion for judgment as a matter of
law, the circuit court vacated the jury’s verdict, reasoning that insufficient evidence
was presented for rational minds to differ on elements three and four. As to
element three, the circuit court found “the evidence there was non-existent.” On
element four, the circuit court determined that the evidence establishing “a result
clearly showing the effect of undue influence . . . was lacking.”
[¶37.] Sherri argues that she “presented ‘substantial evidence’ on all four
elements of undue influence,” and the circuit court’s decision stemmed from several
errors, such as discounting much of her evidence, giving weight to Bender’s
testimony, ignoring inferences favoring the verdict, and attributing the jury’s
verdict to “passion” or “sympathy.”
[¶38.] This Court reviews a circuit court’s grant or denial of a motion for
judgment as a matter of law de novo. Ctr. of Life Church v. Nelson, 2018 S.D. 42,
¶ 18, 913 N.W.2d 105, 110 (citing Magner v. Brinkman, 2016 S.D. 50, ¶¶ 11–13, 883
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N.W.2d 74, 80–81). “And because our review is de novo, we give no deference to the
circuit court’s decision.” Id. ¶ 18, 913 N.W.2d at 110 (quoting Steineke v. Delzer,
2011 S.D. 96, ¶ 7, 807 N.W.2d 629, 631).
[¶39.] “Ultimately, we apply the same standard as the circuit court: we view
the evidence in the light most favorable to the verdict or to the nonmoving party.
Then, ‘[w]ithout weighing the evidence, the court must . . . decide if there is
evidence that supports [the] verdict.’” Id. ¶ 18, 913 N.W.2d at 110 (alteration in
original) (citation omitted) (quoting Magner, 2016 S.D. 50, ¶ 14, 883 N.W.2d at 81).
“If sufficient evidence exists so that reasonable minds could differ, judgment as a
matter of law is not appropriate.” Id. (quoting Magner, 2016 S.D. 50, ¶ 14, 883
N.W.2d at 81). As explained in Klarenbeek v. Campbell, 299 N.W.2d 580, 581 (S.D.
1980), a Rule 50(a) motion, which is renewed by the Rule 50(b) motion, should be
granted only when the evidence is so one-sided that reasonable minds can reach no
other conclusion. “In our review of the sufficiency of the evidence supporting a jury
verdict, ‘we are not to speculate or query how we would have viewed the evidence
and testimony, or what verdict we would have rendered had we been the jury.’”
Wright v. Temple, 2021 S.D. 15, ¶ 28, 956 N.W.2d 436, 446 (quoting Knecht v.
Evridge, 2020 S.D. 9, ¶ 37, 940 N.W.2d 318, 329). Rather it is the jury’s
responsibility, as the ultimate trier of fact, to “weigh the conflicting evidence or
decide upon the credibility of the witnesses.” Id. ¶ 37, 956 N.W.2d at 448 (citation
omitted). Lastly, a jury’s verdict should be affirmed if it can be explained with
reference to the evidence, “rather than passion, prejudice, or mistake of law.” Id.
¶ 34, 956 N.W.2d at 447–48 (citation omitted).
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[¶40.] This Court will first look to whether sufficient evidence exists to
support the jury’s verdict that Bender had a disposition to influence Russell for an
improper purpose. A disposition to unduly influence for an improper purpose “is
‘evident from persistent efforts to gain control and possession of the testator’s
property.’” Gaaskjolen, 2020 S.D. 17, ¶ 33, 941 N.W.2d at 817 (quoting In re Estate
of Borsch, 353 N.W.2d 346, 350 (S.D. 1984)). This Court has noted that keeping
transactions secret and leasing land for less than fair market value may be evidence
of a disposition to influence for an improper purpose. See Neugebauer v.
Neugebauer, 2011 S.D. 64, ¶¶ 23–24, 804 N.W.2d 450, 456.
[¶41.] Here, the trial record contains sufficient evidence to support a jury
finding that Bender had a disposition to influence Russell for an improper purpose.
Throughout the trial, the jury heard testimony from several witnesses describing
Russell’s lack of trust in banks. Jean Cole testified that Russell “took a lot of cash.
He always took a lot of cash. . . He would ask how much he could take before the
government would have to know.” At the time of his death, Russell had buried
approximately $150,000 in various locations around his property. Bender, whom
Sherri called as an adverse witness, testified that, after he learned of the cash and
its different locations, he created a map for two reasons: “One, I didn’t want to
forget what he told me. And two, if something happened to me. . . [the cash] doesn’t
get lost in time.” Yet, when asked, Bender acknowledged that he did not tell anyone
else about the map or cash. Further, he agreed that the map contained neither a
label, nor any information that would allow a third-party to discern its significance.
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[¶42.] Aside from the large amount of cash, which only Bender knew was
buried on the property, Bender had a significant financial stake in retaining his
below market leases for Russell’s land. Starting in 2002, Bender began leasing
Russell’s land for $50 an acre. The jury heard evidence that in 2002 the average
rental rate was $52.60 an acre. Bender testified that the below market rate
reflected a lack of productivity resulting from Russell letting his land lie fallow in
2001, after he kicked Renny off the farm. However, even as the land returned to its
previously productive state, Bender continued to pay $50 an acre until Russell’s
death in 2016. By then, the market rental rate for farmland had increased by a
factor of four to approximately $200 an acre. Bender claimed that he talked to
Russell about increasing the rental rate and that Russell always rebuffed his
suggestions to increase the amount. Bender also testified that he kept the rental
rate secret, asserting the lease amount was between Russell and himself. But
Bender later stated that he discussed the rental rate with Russell in the presence of
his old college roommate and a friend. When asked why he never talked about the
low rental rate with Renny or why he did not bring Renny along to witness the
signing of the yearly lease, Bender acknowledged that he “had a financial incentive
not to tell Renny.” Bender admitted that talking to Renny about the lease or
including him could have led to Renny’s reconciliation with Russell which may have
resulted in Renny leasing the land.
[¶43.] Eventually, Bender approached Russell about buying the land, to
which Russell said he would need to consider the capital gains tax. After a period of
not hearing anything, Bender followed up with Russell. Russell said he would not
-21- #29809
sell because he did not want “to pay that much in capital gains tax.” Bender
testified that he asked Russell if there was “another way instead, that we can
mitigate these taxes, I’d really like to buy this land.”
[¶44.] Other evidence relevant to this issue included testimony that within
weeks of Bender leasing Russell’s land, Russell started investing with Bender’s wife
at Edward Jones. By the end of 2012, Russell had invested over $117,000.
Considering the extensive testimony describing Russell’s distrust for banks to the
degree that he withdrew and buried large amounts of cash and the reduced rental
rate paid by Bender, the jury could have reasonably inferred that Bender had a
disposition to wrongfully influence Russell.
[¶45.] Furthermore, the jury is uniquely charged with assessing the
credibility and demeanor of the witnesses. Bender testified twice, describing in
extensive detail his relationship with Russell. When asked, Bender steadfastly
denied ever telling a lie throughout his life—even a white lie. And Bender denied
even having the opportunity to influence Russell, a point his counsel conceded,
despite spending hundreds of hours at his shop and ingratiating himself with
Russell through the years. Bender also denied that Russell showed any signs of
mental illness, cognitive decline, or susceptibility to influence, despite testimony
from two experts establishing that Russell had, at least, some deficits. 3 The jury, in
3. There was conflicting testimony with respect to Russell’s mental health. Dr. Swenson testified that Russell was mentally ill and highly susceptible to being influenced and manipulated by others. He described certain characteristics identified in the scientific literature as common among influencers, some of which fit Bender’s profile. Dr. Travel, who was rigorously cross-examined, disagreed that Russell had pervasive delusional (continued . . .) -22- #29809
its prerogative, may have discounted Bender’s testimony or rejected it completely,
finding more persuasive the testimony that Bender unduly isolated, manipulated,
and influenced Russell in the disposition of his estate.
[¶46.] Based on our review of the trial testimony, there was sufficient
evidence in the record to allow rational minds to differ as to whether Bender had a
disposition to influence Russell for an improper purpose. Accordingly, the circuit
court erred by concluding that the evidence on this element “was non-existent.”
[¶47.] We turn next to whether there was sufficient evidence for a reasonable
jury to find that Russell’s 2012 will clearly shows the effects of undue influence. In
reviewing the evidence, this Court keeps in mind that “[i]t is within the province of
the jury as the ultimate trier of fact to weigh conflicting evidence and decide upon
the credibility of witnesses.” Wright, 2021 S.D. 15, ¶ 37, 956 N.W.2d at 448. So
long as sufficient evidence exists so that reasonable minds could differ, judgment as
a matter of law on this issue is improper. Ctr. of Life Church, 2018 S.D. 42, ¶ 18,
913 N.W.2d at 110. A sufficient basis exists unless the evidence is so one-sided that
reasonable minds could reach no other conclusion. See Klarenbeek, 299 N.W.2d at
581. Upon review, this Court will not entertain a party’s attempts to relitigate the
trial. Magner, 2016 S.D. 50, ¶ 14, 883 N.W.2d at 81.
________________________ (. . . continued) disorder or mental illness. Yet, he acknowledged having previously testified in his deposition that Russell had vascular dementia or Alzheimer’s dementia, but then clarified his testimony by stating that Russell’s condition was not advanced enough to impair his cognition. It was ultimately up to the jury to weigh these opinions.
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[¶48.] In Tank I, this Court determined that summary judgment was not
appropriate on Sherri’s claim of undue influence because issues of material fact
existed on all elements of undue influence. On issue four, this Court stated, “while
the consistency between the 2004 and 2012 wills may be relevant, a fact finder
could also consider the circumstances involving Russell’s decision to give Sherri all
his property in 2001 and completely disinherit her in 2004.” The fact finder could
also consider the circumstances surrounding the execution of the 2012 will,
including Bender’s attempt to hand draft two codicils giving a large chunk of
Russell’s property to two of Bender’s friends, Beaner and Hagenson.
[¶49.] In Borsch, this Court acknowledged that some of the most damaging
evidence of a result showing the effect of undue influence are the wills. 353 N.W.2d
at 351. And while Bender is correct that the consistency between the 2004 and
2012 will is relevant, the consistency of these wills is just one part of the totality of
the circumstances. In previous cases, this Court has acknowledged that
circumstantial evidence from the time before and after the execution of a will is
relevant to the jury’s analysis. See In re Estate of Nelson, 330 N.W.2d 151, 155
(S.D. 1983) (stating how it is important to know the testator’s mental condition a
reasonable amount of time before and after the will’s execution). This is especially
true when, like here, the beneficiary claims to have had zero knowledge of the
testator’s will. In such circumstances, an individual with a disposition to exert
undue influence is likely to continue exerting influence until they can ensure they
have succeeded. Our rule reflects the pernicious nature of undue influence being a
special type of theft that begins while the testator is alive and continues until their
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death. Based on this, the jury was free to consider all relevant evidence pertaining
to the 2001 will, the 2004 will, and the circumstances of the execution of the 2012
will. This Court cannot second guess how the jury balanced this evidence while
making its decision, but we do not find that the evidence was so deficient that
reasonable minds could not differ as to the outcome.
[¶50.] Additionally, Sherri argues that the circuit court erroneously
determined that the jury’s verdict rested on passion and sympathy instead of the
evidence presented. Upon granting the motion, the circuit court pointed to Sherri’s
closing arguments as the source for provoking juror sympathy and passion by
improperly calling upon the conscience of the community to invalidate the will. 4
Sherri argues that the circuit court erred for two reasons. First, Bender failed to
object to Sherri’s closing argument at trial; and second, the evidence supports the
jury’s verdict, so the court should not have reversed based on the court’s speculation
that the jury was swayed by passion or sympathy.
[¶51.] “There is no doubt that, in the excitement of an argument, counsel do
sometimes make statements which are not fully justified by the evidence. . . It is
the duty of the [opposing] counsel at once to call the attention of the court to the
objectionable remarks, and request his interposition, and, in case of refusal, to note
4. Sherri’s counsel told the jury in surrebuttal: “You have a chance to send a message to this county. You say, yes, you’re going to undo the will and everybody in the future will be on the look-out for things like that. If you say no, it will be pretty easy for people just to kind of ignore the Russell Tanks in the future. That’s not the result that this community needs. That’s not what a small town would do . . . The Tank family doesn’t want your sympathy. Sherri Castro wants you to send a message. The message is, yes, this Will was the product of undue influence and the message is dated the 22nd of July, 2021,” referencing the verdict form.
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an exception.” Schlagel v. Sokota Hybrid Producers, 279 N.W.2d 431, 434 (S.D.
1979) (quoting Crumpton v. United States, 138 U.S. 361, 364, 11 S. Ct. 355, 356, 34
L. Ed. 958, 960 (1891)). A party’s failure to “object to argument of counsel at trial
. . . deprives the trial court the opportunity to rule on the issue and admonish the
jury or give a curative instruction.” Veith v. O’Brien, 2007 S.D. 88, ¶ 67, 739
N.W.2d 15, 34 (citing State v. Janklow, 2005 S.D. 25, ¶ 47, 693 N.W.2d 685, 701).
“When a party deprives the trial court of an opportunity to rule on the issue by
failing to object to argument at the time the objectionable comments are made, he
waives his right to argue the issue on appeal.” Id. (citing Janklow, 2005 S.D. 25,
¶ 47, 693 N.W.2d at 701).
[¶52.] Here, Bender failed to object or call the court’s attention to the
statements at the time Sherri’s attorney made them. Indeed, his only objection to
the statement occurred in a single sentence in his post-verdict Rule 50(b) motion.
This failure to timely draw the objectionable remarks to the circuit court’s attention
deprived the court of the ability to address the objections with a curative instruction
directing the jury not to consider this improper statement by Sherri’s counsel. For
this reason, we conclude that Bender failed to preserve the issue for review.
[¶53.] Even if Bender had properly preserved the issue, a verdict should be
affirmed if it “can be explained with reference to the evidence, rather than by
passion, prejudice, or mistake of law.” Wright, 2021 S.D. 15, ¶ 34, 956 N.W.2d at
447–48 (quoting Morrison v. Mineral Palace Ltd. P’ship, 1999 S.D. 145, ¶ 14, 693
N.W.2d 193, 197). As this Court explained above, the jury’s verdict was supported
by sufficient evidence. Thus, the circuit court erred by vacating the verdict based on
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its assumption that the jurors made their decision, not because of the evidence
before them, but out of sympathy and passion.
Motion for a new trial
[¶54.] Along with his motion for a judgment as a matter of law, Bender
moved in the alternative for a new trial on the basis of insufficient evidence, which
the circuit court granted, also in the alternative. Sherri appeals, arguing that there
was sufficient evidence to support the jury’s verdict, and that the court erred in
granting a new trial.
[¶55.] Under SDCL 15-6-50(b), in addition to renewing their motion for
judgment as a matter of law, a litigant “may alternatively request a new trial . . .
under SDCL 15-6-59.” “A new trial may be granted to all or any of the parties and
on all or part of the issues for any of the following causes . . . (6) [i]nsufficiency of
the evidence to justify the verdict[.]” SDCL 15-6-59(a).
[¶56.] A motion for a new trial is reviewed under an abuse of discretion
standard. Selle v. Tozser, 2010 S.D. 64, ¶ 14, 786 N.W.2d 748, 753. “However,
deference to the circuit court is not without its limits.” Lewis v. Sanford Med. Ctr.,
2013 S.D. 80, ¶ 16, 840 N.W.2d 662, 666. No court “may set aside a jury verdict
unless it is clearly ‘unreasonable, arbitrary, and unsupported by the evidence.’”
Zahn v. Musick, 2000 S.D. 26, ¶ 31, 605 N.W.2d 823, 830 (quoting Kusser v. Feller,
453 N.W.2d 619, 621 (S.D. 1990)). “[A] motion for a new trial will not be granted if
the jury’s verdict can be explained with reference to the evidence, and the evidence
is viewed in a light most favorable to the verdict.” Selle, 2010 S.D. 64, ¶ 14, 786
N.W.2d at 752–53 (quoting Alvine Fam. Ltd. P’ship v. Hagemann, 2010 S.D. 28,
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¶ 18, 780 N.W.2d 507, 512). “[I]f competent evidence exists to support the verdict, it
will be upheld.” Surgical Inst. of S.D., P.C. v. Sorrell, 2012 S.D. 48, ¶ 9, 816 N.W.2d
133, 137 (quoting Baddou v. Hall, 2008 S.D. 90, ¶ 33, 756 N.W.2d 554, 562).
[¶57.] As this Court addressed above, Sherri presented sufficient evidence to
support and explain the jury’s verdict. Because there is sufficient evidence in the
record to support the jury’s verdict, we do not conclude that it was unreasonable or
arbitrary. We, therefore, conclude that the circuit court abused its discretion by
alternatively granting a new trial based on its view that there was insufficient
evidence to support the verdict. Moreover, it is not clear what would change if this
matter were retried. In moving for a new trial, Bender did not claim that he was
deprived of a fair trial resulting from evidentiary error or deprived of the
opportunity to present his case. Rather, it appears Bender presented his best case.
He prevailed in his motion to exclude all evidence post-2012, much of which was
damaging to his case. 5 Further, Bender testified twice, once for each party, and was
successful in having many of his objections sustained at trial. The jury had the
opportunity and responsibility to weigh Bender’s credibility, demeanor, and the
reasonableness of his testimony.
5. This evidence included testimony about Hagenson and Bender accompanying Russell to the bank and requesting they be added to a $20,000 cashier’s check and Russell’s bank account, respectively. Additionally, the court excluded evidence that Bender dug up Russell’s cash after he was placed in a nursing home and failed to inventory or account for it until sometime after Russell’s death.
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Motion to Remove Personal Representative
[¶58.] Following the jury’s verdict, Sherri motioned to remove Bender as
personal representative. Consistent with the circuit court’s decision to grant
Bender’s motion and vacate the jury’s verdict, the court denied Sherri’s motion.
Sherri now argues on appeal that Bender should not continue as personal
representative because he unduly influenced Russell’s will and proceeded to defend
the will in bad faith.
[¶59.] The decision to remove an individual as a personal representative is
reviewed for abuse of discretion. See In re Estate of Unke, 1998 S.D. 94, ¶ 29, 583
N.W.2d 145, 150. In light of our conclusion that there was sufficient evidence to
support the jury’s verdict that Bender unduly influenced Russell’s will, it would be
unsuitable for Bender to continue to serve as personal representative for Russell’s
estate. Therefore, we remand for an order removing Bender from serving as
personal representative of Russell’s estate.
Motion for Intestacy
[¶60.] After the jury’s verdict, Sherri submitted a proposed order declaring
Russell intestate. In response, “Bender sought to ‘re-offer’ Russell’s 2004 will.” The
circuit court refrained from ruling on Sherri’s proposed order, concluding the issue
was moot after it granted Bender’s renewed motion for judgment as a matter of law.
On appeal, Sherri argues that Bender’s attempt to offer the 2004 will following the
jury’s verdict should be prohibited for two reasons: first, Bender has waited five
years to assert the validity of this will, exceeding the permissible statute of
limitations period; second, Bender waived the argument by removing the 2004 will
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from a 2016 responsive pleading and subsequently communicating to counsel that
he was not pursuing that argument. In response, Bender argues that a trial court
should be given the opportunity to rule on the matter before the issue is reviewed by
this Court. We agree. Because the circuit court has not had the opportunity to
consider these claims, we conclude the issue is not properly before this Court for
review.
Motion for Attorney Fees
[¶61.] Under SDCL 29A-3-720, “[a]ny personal representative or person
nominated as personal representative who defends or prosecutes any proceeding in
good faith, whether successful or not, is entitled to receive from the estate necessary
expenses and disbursements including reasonable attorney’s fees.” (Emphasis
added.) Sherri argues that Bender is not entitled to receive attorney’s fees from the
estate because he was not acting in good faith by defending a will he unduly
influenced. Bender contends that he was acting in good faith, and he is entitled to
attorney’s fees because the statute allows for fees, irrespective of success.
[¶62.] This Court reviews an award of fees under SDCL 29A-3-720 for an
abuse of discretion. See In re Estate of Finch, 2017 S.D. 15, ¶ 20, 893 N.W.2d 783,
788. Here, the circuit court approved the personal representative’s request for
attorney fees after overturning the jury’s determination that the 2012 will was
unduly influenced and admitting the 2012 will for probate. The circuit court was
not presented with the question whether any fees may be awarded to the personal
representative after his unsuccessful attempt to defend the 2012 will. Given the
Court’s ruling in this appeal reinstating the jury’s verdict, we vacate the existing
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order approving these fees. However, in accord with our decision to remand to the
circuit court the question of whether to declare Russell intestate or allow another
will to be offered for probate, we likewise remand the matter of whether the prior
personal representative is entitled to any of the requested attorney fees.
[¶63.] We reverse, reinstate the jury’s verdict, and remand for proceedings
and an order consistent with this opinion.
[¶64.] JENSEN, Chief Justice, and SALTER and DEVANEY, Justices, and
KNOFF, Circuit Court Judge, concur.
[¶65.] KNOFF, Circuit Court Judge, sitting for MYREN, Justice, who deemed
himself disqualified and did not participate.
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Related
Cite This Page — Counsel Stack
998 N.W.2d 109, 2023 S.D. 59, Counsel Stack Legal Research, https://law.counselstack.com/opinion/estate-of-tank-sd-2023.