Estate of Mary E. Hiller

2014 ME 2, 86 A.3d 9, 2014 WL 69103, 2014 Me. LEXIS 1
CourtSupreme Judicial Court of Maine
DecidedJanuary 9, 2014
DocketDocket: Kno-13-78
StatusPublished
Cited by8 cases

This text of 2014 ME 2 (Estate of Mary E. Hiller) is published on Counsel Stack Legal Research, covering Supreme Judicial Court of Maine primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Estate of Mary E. Hiller, 2014 ME 2, 86 A.3d 9, 2014 WL 69103, 2014 Me. LEXIS 1 (Me. 2014).

Opinion

ALEXANDER, J.

[¶ 1] Paul A. Ligor, son of the deceased, Mary E. Hiller, appeals from an amended judgment of the Knox County Probate Court {Emery, J.) partially denying his motion for relief from a judgment pursuant to M.R. Prob. P. 60(b) and M.R. Civ. P. 60(b). In its judgment, the Probate Court: (1) found that Ligor had solicited a power of attorney when his mother “was not of sound mind” and then wrongfully depleted his mother’s assets and estate in the months leading up to and immediately following her death; (2) found that Ligor had breached his fiduciary duty owed to his mother; and (8) ordered him to repay to her estate the sums wrongfully taken.

[¶ 2] Ligor argues that the amended judgment is void because the Probate Court lacked subject matter jurisdiction to adjudicate the claims against him based on the factual allegations contained in the complaint. Because the Probate Court has subject matter jurisdiction to adjudicate claims relating to breach of fiduciary duty by an agent, see 18-A M.R.S. § 1-302 (2012), as well as claims related to the settlement of estates, see 4 M.R.S. § 251 (2012), we affirm the judgment of the Probate Court.

I. CASE HISTORY

[¶ 3] The evidence presented at a hearing at which Ligor failed to appear, the facts found by the Probate Court, a review of the filings of the parties, and the court orders in the record show the following facts and case history. See First Franklin Fin. Corp. v. Gardner, 2013 ME 3, ¶ 6 n. 1, 60 A.3d 1262 (stating that we will assume that the record fully supports the trial court’s findings when no transcript or statement in lieu of transcript is provided).

[¶ 4] On January 23, 2009, Hiller executed a power of attorney in favor of her son, Ligor. The court found that “Hiller was not of sound mind on that date and was able to be easily influenced, due to her physical and mental health issues.” The court found that “[n]o evidence was presented that her physical and mental health improved before her death” on May 16, 2010.

[¶ 5] The Probate Court further found that Ligor “added his name as joint owner to his mother’s financial accounts”; that he “set up a Scot trade account on March 25, 2009, funded solely with [his mother’s] funds, as a joint account with right of survivorship]”; and that he “used a substantial portion of the funds for his own personal benefit.” The court next found that Ligor:

a. Used [his mother’s] money ($15,-000.00) to purchase on January 31, 2009 a car jointly titled in his name and his mother’s name (for which he *11 paid $12,530.25), although Mrs. Hil-ler was not driving at the time and upon her death ... Ligor was the sole owner of the car;
b. Used [his mother’s] money to purchase groceries, tires and other household items that did not benefit [her], who, during most of this period, was institutionalized in [a] hospital or a care facility and these purchases totaled $11,105.00;
c. Paid himself and his wife from [his mother’s] money, as caregivers, $173,710.00 between the dates March 2009 and May 12, 2010, although from January 12, 2009 until her death May 16, 2010, Mrs. Hiller was mainly in hospitals] or institutional care facilities; 1
d. Induced [his mother] or wrote for her signature a check dated January 23, 2009 from her personal account at Bar Harbor Bank & Trust to his company, World Capital Management, in the amount of $45,000.00. At this time, [she] was hospitalized at Maine Medical Center in Portland, Maine.

[¶ 6] Finally, the court found that Li-gor “paid himself/his wife as ‘caregivers’ after his mother’s death, from May 26, 2010 until August 16, 2010, the sum of $26,800.00.”

[¶ 7] In July 2010, Ligor applied for informal probate and was appointed personal representative of Hiller’s estate. In December 2010, three of Ligor’s siblings filed multiple actions, including a petition to remove Ligor as personal representative and a complaint seeking review of Ligor’s conduct as Hiller’s agent.

[¶ 8] Count I of the complaint alleged that Ligor, as Hiller’s agent or personal representative of her estate, failed to (1) provide a complete accounting or keep proper records, (2) account for the disposition of the majority of Hiller’s liquid assets including any profits or losses from the investment account, (3) prevent conflicts of interest, (4) act in good faith, (5) preserve Hiller’s estate, (6) act loyally for Hiller’s benefit, (7) act competently and diligently, (8) exercise ordinary care, and (9) justify reimbursement of his expenses.

[¶ 9] The siblings requested that the court order Ligor to (1) provide a complete accounting with documentation of his actions as Hiller’s agent as required pursuant to 18-A M.R.S. § 5-914 (2012), (2) restore the value of the estate pursuant to 18-A M.R.S. § 5-917 (2012), and (3) grant any other relief the court deemed appropriate. Counts II and III of the complaint sought damages for interference with an expectancy of an inheritance and conversion based on Ligor’s actions as Hiller’s agent.

[¶ 10] After extensive discovery, the court scheduled a hearing on the matter for September 14, 2011. The night before the hearing, Ligor filed a Chapter 7 bankruptcy petition that stayed the proceedings against him. In January 2012, the siblings obtained relief from the bankruptcy stay and the matter was again scheduled for hearing.

[¶ 11] On May 16, 2012, the Probate Court held a hearing on the siblings’ complaint. Despite having notice of the hearing, Ligor did not appear or request a continuance. At the hearing, the court received extensive evidence regarding Li-gor’s actions while he was Hiller’s agent and using her power of attorney.

*12 [¶ 12] The court issued a written decision on May 31, 2012, finding that Ligor breached his fiduciary duty to Hiller. The court found that Ligor was liable to his siblings in the amount of $244,815 for the breaches of his fiduciary duty that diminished the value of Hiller’s estate and ordered Ligor to pay his siblings directly. The court also surcharged Ligor’s portion of any distribution from the estate $26,800 representing the amount of money he charged for services after Hiller’s death. The court’s order implicitly denied the siblings’ various tort claims by focusing exclusively on the breach of fiduciary duty issue. Ligor took no appeal from. that judgment.

[¶ 13] On August 27, 2012, three months after the entry of judgment, Ligor moved for relief from judgment pursuant to M.R. Prob. P. 60(b) and M.R. Civ. P. 60(b)(4). Ligor argued that the court’s judgment was void for lack of subject matter jurisdiction and requested that the court vacate the default judgment and the written order. 2

[¶ 14] On January 11, 2013, the court partially granted Ligor’s motion for relief from judgment, vacating the default judgment against him. The court then issued an amended order clarifying that it based its decision solely on Ligor’s breach of fiduciary duty to Hiller and not the siblings’ tort claims.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Cite This Page — Counsel Stack

Bluebook (online)
2014 ME 2, 86 A.3d 9, 2014 WL 69103, 2014 Me. LEXIS 1, Counsel Stack Legal Research, https://law.counselstack.com/opinion/estate-of-mary-e-hiller-me-2014.