Estate of Dore v. Dore

2009 ME 21, 965 A.2d 862, 2009 Me. LEXIS 26, 2009 WL 592330
CourtSupreme Judicial Court of Maine
DecidedMarch 10, 2009
DocketDocket: Ken-08-458
StatusPublished
Cited by7 cases

This text of 2009 ME 21 (Estate of Dore v. Dore) is published on Counsel Stack Legal Research, covering Supreme Judicial Court of Maine primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Estate of Dore v. Dore, 2009 ME 21, 965 A.2d 862, 2009 Me. LEXIS 26, 2009 WL 592330 (Me. 2009).

Opinion

LEVY, J.

[¶ 1] Prior to his death, Clarence Dore sued his granddaughter Elizabeth Dore and Countrywide Home Loans, Inc., alleging fraud and an improvident transfer in connection with Elizabeth’s transfer, pursuant to a power of attorney, of the title to Clarence’s home in Sidney to herself. Elizabeth appeals from an order denying her motion to strike a default judgment *864 entered in the Superior Court (Kennebec County, Mills, J.). We do not reach the merits of her claims because we dismiss the appeal as interlocutory.

I. BACKGROUND

[¶ 2] In 2003, Clarence executed a durable power of attorney appointing Elizabeth as his attorney-in-fact. Clarence was a resident of Sidney, and Elizabeth resided in Islamorada, Florida. The power of attorney was drafted by a Florida attorney, and was executed by Clarence in Florida. Prior to Clarence’s execution of the power of attorney, the attorney discussed the legal significance of the document with Clarence and concluded that Clarence was lucid and understood the consequences of signing the document. The power of attorney authorized Elizabeth to make gifts of Clarence’s property. Elizabeth recorded the power of attorney in the Kennebec County Registry of Deeds on June 1, 2006.

[¶ 3] In November 2006, acting under the power of attorney, Elizabeth executed a quitclaim deed and conveyed Clarence’s home in Sidney to herself. A few weeks later, she mortgaged the property to Countrywide Home Loans, Inc. (Countrywide) to secure a loan of $132,000.

[¶ 4] Clarence first became aware of the transfer of title in January 2007, and he unsuccessfully attempted to contact Elizabeth by telephone. Elizabeth works on charter yachts. While at sea, she has limited contact with family and friends, and does not have access to mail or telephone.

[¶ 5] In February 2007, Clarence filed a two-count complaint against Elizabeth and Countrywide, alleging breach of a fiduciary duty and an improvident transfer of title in violation of 33 M.R.S. §§ 1021-1025 (2008). Clarence attempted to serve Elizabeth at her listed address, but discovered that it was a private postal facility. A copy of the complaint and summons were left in her private postal box. In April 2007, Clarence again attempted to serve Elizabeth through an agency licensed to make service in Florida. In July 2007, the agency reported that it had failed to serve her because it was unable to find a physical address for Elizabeth, and could not find any phone listings, electric accounts, or property records belonging to her. The agency also left a copy of the complaint and summons in Elizabeth’s private postal box. During this time, Clarence continued to attempt to contact Elizabeth through relatives, but was unable to contact her through the numbers and contacts they provided.

[¶ 6] The court granted Clarence’s motion to permit service by publication in July 2007, and notice of suit was published in the Kennebec Journal. In September 2007, Countrywide filed a cross-claim against Elizabeth, alleging that she had failed to make mortgage payments since February 1, 2007, and that it was demanding foreclosure.

[¶ 7] In October 2007, the court granted Clarence’s motion for entry of a default judgment against Elizabeth. On November 6, 2007, Clarence died. 1 Shortly thereafter, Elizabeth discovered, through a friend from Kennebec County, that Clarence had filed suit against her. In May 2008, Elizabeth filed a motion to set aside the default judgment pursuant to M.R. Civ. P. 55(c) and 60(b), arguing that she had not received adequate notice of the litigation, that she had not breached her fiduciary duties, and that granting her motion would not cause prejudice. Elizabeth claimed that she had been working on a boat in the Bahamas from approximately January 15 through February 28, 2007, and then again from March 4 through mid- *865 April, 2007. Elizabeth denied receiving copies of the complaint and summons at her private postal box, and she denied receiving any other form of direct correspondence. The court denied the motion and similarly denied her motion for reconsideration.

[¶ 8] All three parties subsequently participated in mediation. The docket record reflects that the mediation fully resolved the action on August 5, 2008, but no judgment was entered. The estate claims that the docket entry is in error and that unresolved issues remain.

[¶ 9] Elizabeth appeals from the court’s denial of her motion to strike the default judgment.

II. DISCUSSION

[¶ 10] As an initial matter, the estate contends that because the default judgment entered against Elizabeth did not resolve the estate’s claims against Countrywide, or Countrywide’s claims against Elizabeth, it is not a final judgment and therefore Elizabeth’s appeal is interlocutory.

[¶ 11] “It is well established that appeals, in order to be cognizable, must be from a final judgment.” Morse Bros., Inc. v. Webster, 2001 ME 70, ¶ 13, 772 A.2d 842, 847 (quotation marks omitted). Accordingly, an interlocutory order that does not resolve all pending claims as to all of the parties in an action is not a final judgment for purposes of the rule. See Sanborn v. Sanborn, 2005 ME 95, ¶ 4, 877 A.2d 1075, 1076. When a court enters a party’s default, it “is an interlocutory step that is taken under [M.R. Civ. P.] 55(a) in anticipation of a final judgment by default.” Michaud v. Mut. Fire, Marine & Inland Ins. Co., 505 A.2d 786, 790 (Me.1986) (quotation marks omitted). By contrast, a default judgment “is a final disposition of the case implicating the rule favoring finality of judgments.” Id. (quotation marks and citation omitted). In this case, however, the court’s default judgment against Elizabeth did not completely dispose of the action because the estate’s claims against Countrywide, and Countrywide’s claims against Elizabeth, remain pending. Therefore, neither the default judgment in favor of the estate against Elizabeth, nor the court’s subsequent denial of Elizabeth’s motion to strike the default judgment, constitutes a final judgment subject to appeal. 2

[¶ 12] We note that the docket entry reflecting that mediation between the estate and Countrywide was “resolved” is also not a final judgment. A necessary “step in the analysis of any final judgment is to look beyond the notation on the docket to the actual decree from the court.” Murphy v. Maddaus, 2002 ME 24, ¶ 12, 789 A.2d 1281, 1284. A fundamental aspect of this analysis is “whether the court action fully decides and disposes of the whole cause leaving no further questions for future consideration and judgment.” Id. ¶ 12, 789 A.2d at 1285 (quotation marks omitted). The report of the mediation conference indicated that the parties “agreed in principle to a settlement that will need probate court approval,” and that counsel would “submit [a] motion to stay pending probate court action.” Therefore, the mediation did not foreclose the possibility of further questions presented for future resolution.

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Bluebook (online)
2009 ME 21, 965 A.2d 862, 2009 Me. LEXIS 26, 2009 WL 592330, Counsel Stack Legal Research, https://law.counselstack.com/opinion/estate-of-dore-v-dore-me-2009.